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Wedbush Securities Portfolio holdings

AUM $3.43B
1-Year Est. Return 24.13%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.13%
3 Year Est. Return
+79.76%
5 Year Est. Return
+94.69%
10 Year Est. Return
+325.94%
AUM
$1.04B
AUM Growth
-$14.7M
Cap. Flow
-$95.6M
Cap. Flow %
-9.17%
Top 10 Hldgs %
20.32%
Holding
1,067
New
108
Increased
299
Reduced
450
Closed
137

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.89M
2
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$5.1M
3
GLD icon
SPDR Gold Trust
GLD
+$3.32M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.53M
5
TSLA icon
Tesla
TSLA
+$1.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$16.5M
2
LULU icon
lululemon athletica
LULU
+$5.75M
3
AMZN icon
Amazon
AMZN
+$4.19M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.75M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.71M

Sector Composition

Rank Sector Weight
1 Technology 18.4%
2 Healthcare 9.62%
3 Consumer Discretionary 9.35%
4 Financials 7.91%
5 Communication Services 6.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG
1026
Flagstar Bank National Association
FLG
$5.76B
– –
-4,816
Closed -$147K
TCON
1027
DELISTED
TRACON Pharmaceuticals, Inc. Common Stock
TCON
– –
-1,285
Closed -$50K
FEI
1028
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-15,412
Closed -$86K
CPE
1029
DELISTED
Callon Petroleum Company
CPE
– –
-1,825
Closed -$21K
CYTO
1030
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
-131
Closed -$49K
NBW
1031
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– –
-16,720
Closed -$215K
TRTN
1032
DELISTED
Triton International Limited
TRTN
– –
-25,945
Closed -$785K
ACGN
1033
DELISTED
Aceragen Inc
ACGN
– –
-1,490
Closed -$45K
KDNY
1034
DELISTED
Chinook Therapeutics, Inc. Common Stock
KDNY
– –
-3,889
Closed -$45K
NSL
1035
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-10,395
Closed -$49K
JHMH
1036
DELISTED
John Hancock Multifactor Healthcare ETF
JHMH
– –
-6,080
Closed -$229K
ENDP
1037
DELISTED
Endo International plc
ENDP
– –
-10,774
Closed -$37K
EMWP
1038
DELISTED
Eros Media World PLC
EMWP
– –
-650
Closed -$41K
APTS
1039
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-46,919
Closed -$357K
EVFM
1040
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
– –
-2,540
Closed -$108K
RDS.B
1041
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-9,934
Closed -$303K
FIV
1042
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-13,070
Closed -$108K
JHB
1043
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
– –
-16,599
Closed -$148K
AIMT
1044
DELISTED
Aimmune Therapeutics
AIMT
– –
-25,108
Closed -$420K
SDRL
1045
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-10,018
Closed -$4K
AVEO
1046
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-10,700
Closed -$55K
GNCA
1047
DELISTED
Genocea Biosciences, Inc.
GNCA
– –
-45,515
Closed -$105K
QBAK
1048
DELISTED
Qualstar Corp
QBAK
– –
-10,227
Closed -$25K
CTIC
1049
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-12,600
Closed -$15K
RIBT
1050
DELISTED
RiceBran Technologies
RIBT
– –
-20,000
Closed -$166K
39 40 41
42
43

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CIA
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JGC
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PWP
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RBA
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PCM
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LNC
Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Wedbush Securities's Q3 2020 Portfolio in Review

As of Q3 2020, Wedbush Securities held 1,067 positions worth $1.04B, down 1.4% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Wedbush Securities withdrew a net $95.6M in Q3 2020, closing 137 positions and reducing 450 holdings. Its most notable exit was Invesco KBW High Dividend Yield Financial ETF, an estimated $810K position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Wedbush Securities opened a new position in Nuveen Dynamic Municipal Opportunities Fund worth $5.08M.

  • Wedbush Securities's largest Q3 2020 buy was Nuveen Dynamic Municipal Opportunities Fund: 339,000 shares worth $5.08M.
  • Wedbush Securities added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2020, an estimated $7.89M increase.
  • Wedbush Securities's biggest Q3 2020 reduction was Apple, cutting an estimated $16.5M.
  • Wedbush Securities fully exited Invesco KBW High Dividend Yield Financial ETF in Q3 2020, selling an estimated $810K.
  • Wedbush Securities's ten largest holdings make up 20% of its $1.04B portfolio in Q3 2020.
  • Wedbush Securities opened 108 new positions and closed 137 in Q3 2020.
  • Wedbush Securities's portfolio value fell 1.4% quarter-over-quarter to $1.04B.

Based on Wedbush Securities's 13F filing for Q3 2020, filed 20 Oct 2020.