WS

Wedbush Securities Portfolio holdings

AUM $2.86B
1-Year Return 19.23%
This Quarter Return
+13.84%
1 Year Return
+19.23%
3 Year Return
+82.71%
5 Year Return
+131.51%
10 Year Return
+277.22%
AUM
$1.14B
AUM Growth
+$97.6M
Cap. Flow
-$13.1M
Cap. Flow %
-1.15%
Top 10 Hldgs %
20.55%
Holding
1,047
New
117
Increased
379
Reduced
323
Closed
177

Top Buys

1
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$7.39M
2
TLMD
SOC Telemed, Inc. Class A Common Stock
TLMD
$4.38M
3
SDHY
PGIM Short Duration High Yield Opportunities Fund
SDHY
$4.21M
4
ACM icon
Aecom
ACM
$2.81M
5
MSFT icon
Microsoft
MSFT
$2.16M

Top Sells

1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$5.76M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
$4.13M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
$4.05M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$3.82M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
$3.74M

Sector Composition

1 Technology 19.66%
2 Consumer Discretionary 9.64%
3 Healthcare 9.07%
4 Financials 8.14%
5 Communication Services 6.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LDSF icon
976
First Trust Low Duration Strategic Focus ETF
LDSF
$129M
– –
-15,520
Closed -$316K
LQDA icon
977
Liquidia Corp
LQDA
$2.48B
– –
-10,200
Closed -$50K
LXRX icon
978
Lexicon Pharmaceuticals
LXRX
$396M
– –
-320,509
Closed -$462K
MCI
979
Barings Corporate Investors
MCI
$434M
– –
-33,584
Closed -$420K
MITK icon
980
Mitek Systems
MITK
$448M
– –
-11,000
Closed -$140K
MNOV icon
981
MediciNova
MNOV
$63.3M
– –
-10,500
Closed -$55K
MPV
982
Barings Participation Investors
MPV
$209M
– –
-24,330
Closed -$264K
MSA icon
983
Mine Safety
MSA
$6.67B
– –
-12,195
Closed -$1.64M
NAII icon
984
Natural Alternatives International
NAII
$22.2M
– –
-192,379
Closed -$1.45M
NAZ icon
985
Nuveen Arizona Quality Municipal Income Fund
NAZ
$137M
– –
-10,194
Closed -$150K
NG icon
986
NovaGold Resources
NG
$2.75B
– –
-43,350
Closed -$515K
NLY icon
987
Annaly Capital Management
NLY
$14.2B
– –
-41,983
Closed -$1.2M
NNVC icon
988
NanoViricides
NNVC
$23.9M
– –
-47,495
Closed -$182K
NOK icon
989
Nokia
NOK
$24.5B
– –
-30,800
Closed -$120K
NRIM icon
990
Northrim BanCorp
NRIM
$502M
– –
-8,351
Closed -$213K
NSPR icon
991
InspireMD
NSPR
$101M
– –
-15,367
Closed -$73K
NWL icon
992
Newell Brands
NWL
$2.68B
– –
-12,269
Closed -$211K
OGI
993
Organigram Holdings
OGI
$221M
– –
-4,300
Closed -$18K
ONCY
994
Oncolytics Biotech
ONCY
$107M
– –
-111,600
Closed -$189K
OVID icon
995
Ovid Therapeutics
OVID
$87.5M
– –
-10,900
Closed -$63K
OXSQ icon
996
Oxford Square Capital
OXSQ
$172M
– –
-12,100
Closed -$30K
PALL icon
997
abrdn Physical Palladium Shares ETF
PALL
$508M
– –
-1,235
Closed -$267K
PBHC icon
998
Pathfinder Bancorp
PBHC
$92.5M
– –
-13,373
Closed -$142K
PCK
999
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-94,870
Closed -$884K
PCQ
1000
Pimco California Municipal Income Fund
PCQ
$159M
– –
-36,695
Closed -$650K
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