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Wedbush Securities Portfolio holdings

AUM $3.43B
1-Year Est. Return 24.13%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+24.13%
3 Year Est. Return
+79.76%
5 Year Est. Return
+94.69%
10 Year Est. Return
+325.94%
AUM
$1.04B
AUM Growth
-$14.7M
Cap. Flow
-$95.6M
Cap. Flow %
-9.17%
Top 10 Hldgs %
20.32%
Holding
1,067
New
108
Increased
299
Reduced
450
Closed
137

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.89M
2
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$5.1M
3
GLD icon
SPDR Gold Trust
GLD
+$3.32M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.53M
5
TSLA icon
Tesla
TSLA
+$1.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$16.5M
2
LULU icon
lululemon athletica
LULU
+$5.75M
3
AMZN icon
Amazon
AMZN
+$4.19M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.75M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.71M

Sector Composition

Rank Sector Weight
1 Technology 18.4%
2 Healthcare 9.62%
3 Consumer Discretionary 9.35%
4 Financials 7.91%
5 Communication Services 6.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JWN
976
DELISTED
Nordstrom
JWN
– –
-16,717
Closed -$259K
K
977
DELISTED
Kellanova
K
– –
-3,696
Closed -$229K
KBWD icon
978
Invesco KBW High Dividend Yield Financial ETF
KBWD
$412M
– –
-59,682
Closed -$810K
KBWY icon
979
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$320M
– –
-33,535
Closed -$644K
LYB icon
980
LyondellBasell Industries
LYB
$18.9B
– –
-3,163
Closed -$208K
MFA
981
MFA Financial
MFA
$927M
– –
-3,150
Closed -$31K
MPT
982
Medical Properties Trust
MPT
$2.86B
– –
-10,113
Closed -$190K
MTZ icon
983
MasTec
MTZ
$26.6B
– –
-5,517
Closed -$248K
NAD icon
984
Nuveen Quality Municipal Income Fund
NAD
$2.72B
– –
-42,508
Closed -$596K
NCA icon
985
Nuveen California Municipal Value Fund
NCA
$297M
– –
-25,032
Closed -$256K
NCNA
986
NuCana
NCNA
$5.24M
– –
-3
Closed -$88K
NERV icon
987
Minerva Neurosciences
NERV
$196M
– –
-2,392
Closed -$69K
NFJ
988
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
– –
-13,752
Closed -$154K
NI icon
989
NiSource
NI
$22B
– –
-9,081
Closed -$206K
NIO icon
990
NIO
NIO
$11.6B
– –
-20,080
Closed -$155K
NNDM
991
Nano Dimension
NNDM
$312M
– –
-37,500
Closed -$83K
NXDT
992
NexPoint Diversified Real Estate Trust
NXDT
$281M
– –
-20,864
Closed -$219K
ADAM
993
Adamas Trust
ADAM
$783M
– –
-3,300
Closed -$34K
OMER icon
994
Omeros
OMER
$821M
– –
-10,100
Closed -$149K
PAG icon
995
Penske Automotive Group
PAG
$14.2B
– –
-13,516
Closed -$523K
PDSB icon
996
PDS Biotechnology
PDSB
$38.7M
– –
-10,000
Closed -$20K
PFG icon
997
Principal Financial Group
PFG
$24B
– –
-6,773
Closed -$281K
PHIO icon
998
Phio Pharmaceuticals
PHIO
$12.2M
– –
-309
Closed -$73K
PODD icon
999
Insulet
PODD
$11.4B
– –
-1,231
Closed -$239K
RFM
1000
RiverNorth Flexible Municipal Income Fund
RFM
$89.5M
– –
-12,715
Closed -$249K
38 39
40
41 42

Similar funds

CCM
Check Capital Management Costa Mesa, California $3.44B AUM 9.15% 1-Year Est. Return
SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
CIA
Caledonia Investments (Australia) Sydney NSW, Australia $3.44B AUM 20.03% 1-Year Est. Return
JGC
J. Goldman & Co New York $3.44B AUM 33.8% 1-Year Est. Return
PWP
Perfromance Wealth Partners Hinsdale, Illinois $3.45B AUM 29.14% 1-Year Est. Return
RBA
Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return
PCM
PAR Capital Management Boston, Massachusetts $3.45B AUM 28.5% 1-Year Est. Return
LNC
Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Wedbush Securities's Q3 2020 Portfolio in Review

As of Q3 2020, Wedbush Securities held 1,067 positions worth $1.04B, down 1.4% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Wedbush Securities withdrew a net $95.6M in Q3 2020, closing 137 positions and reducing 450 holdings. Its most notable exit was Invesco KBW High Dividend Yield Financial ETF, an estimated $810K position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Wedbush Securities opened a new position in Nuveen Dynamic Municipal Opportunities Fund worth $5.08M.

  • Wedbush Securities's largest Q3 2020 buy was Nuveen Dynamic Municipal Opportunities Fund: 339,000 shares worth $5.08M.
  • Wedbush Securities added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2020, an estimated $7.89M increase.
  • Wedbush Securities's biggest Q3 2020 reduction was Apple, cutting an estimated $16.5M.
  • Wedbush Securities fully exited Invesco KBW High Dividend Yield Financial ETF in Q3 2020, selling an estimated $810K.
  • Wedbush Securities's ten largest holdings make up 20% of its $1.04B portfolio in Q3 2020.
  • Wedbush Securities opened 108 new positions and closed 137 in Q3 2020.
  • Wedbush Securities's portfolio value fell 1.4% quarter-over-quarter to $1.04B.

Based on Wedbush Securities's 13F filing for Q3 2020, filed 20 Oct 2020.