WS

Wedbush Securities Portfolio holdings

AUM $2.86B
1-Year Return 19.23%
This Quarter Return
+13.84%
1 Year Return
+19.23%
3 Year Return
+82.71%
5 Year Return
+131.51%
10 Year Return
+277.22%
AUM
$1.14B
AUM Growth
+$97.6M
Cap. Flow
-$13.1M
Cap. Flow %
-1.15%
Top 10 Hldgs %
20.55%
Holding
1,047
New
117
Increased
379
Reduced
323
Closed
177

Top Buys

1
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$7.39M
2
TLMD
SOC Telemed, Inc. Class A Common Stock
TLMD
$4.38M
3
SDHY
PGIM Short Duration High Yield Opportunities Fund
SDHY
$4.21M
4
ACM icon
Aecom
ACM
$2.81M
5
MSFT icon
Microsoft
MSFT
$2.16M

Top Sells

1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$5.76M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
$4.13M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
$4.05M
4
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
$3.82M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
$3.74M

Sector Composition

1 Technology 19.66%
2 Consumer Discretionary 9.64%
3 Healthcare 9.07%
4 Financials 8.14%
5 Communication Services 6.97%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AMRB
901
DELISTED
American River Bankshares
AMRB
– –
-27,643
Closed -$275K
WORK
902
DELISTED
Slack Technologies, Inc.
WORK
– –
-8,515
Closed -$229K
GWPH
903
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
– –
-2,269
Closed -$221K
OTEL
904
DELISTED
Otelco, Inc. Class A
OTEL
– –
-143,036
Closed -$1.64M
AIG.WS
905
DELISTED
American International Group, Inc.
AIG.WS
– –
-10,089
Closed -$2K
MVC
906
DELISTED
MVC Capital, Inc.
MVC
– –
-12,272
Closed -$96K
VER
907
DELISTED
VEREIT, Inc.
VER
– –
-14,460
Closed -$470K
NBRV
908
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
– –
-84
Closed -$11K
ELGX
909
DELISTED
Endologix Inc
ELGX
– –
-140,600
Closed -$4K
NVIV
910
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
– –
-3,260
Closed -$116K
WPG
911
DELISTED
Washington Prime Group Inc.
WPG
– –
-2,766
Closed -$16K
CWBC
912
DELISTED
Community West BanCshares
CWBC
– –
-73,946
Closed -$594K
ENV
913
DELISTED
ENVESTNET, INC.
ENV
– –
-5,217
Closed -$403K
AIM
914
AIM ImmunoTech Inc.
AIM
$6.72M
– –
-133
Closed -$29K
ABEO icon
915
Abeona Therapeutics
ABEO
$353M
– –
-3,068
Closed -$78K
ACB
916
Aurora Cannabis
ACB
$276M
– –
-3,000
Closed -$139K
EPZM
917
DELISTED
Epizyme, Inc
EPZM
– –
-26,450
Closed -$316K
MBII
918
DELISTED
Marrone Bio Innovations, Inc.
MBII
– –
-37,129
Closed -$45K
CALA
919
DELISTED
Calithera Biosciences, Inc
CALA
– –
-1,025
Closed -$71K
MCA
920
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-11,523
Closed -$165K
FMBI
921
DELISTED
First Midwest Bancorp Inc/IL
FMBI
– –
-54,456
Closed -$587K
HMG
922
DELISTED
HMG / Courtland Properties Inc
HMG
– –
-57,121
Closed -$559K
ZIXI
923
DELISTED
Zix Corporation
ZIXI
– –
-14,921
Closed -$87K
ADTX
924
Aditxt
ADTX
$4.65M
– –
0
– -$121K
AKBA icon
925
Akebia Therapeutics
AKBA
$785M
– –
-11,500
Closed -$29K
35 36
37
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