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Wedbush Securities Portfolio holdings

AUM $3.88B
1-Year Est. Return 32.38%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+32.38%
3 Year Est. Return
+99.93%
5 Year Est. Return
+115.9%
10 Year Est. Return
+395.26%
AUM
$1.04B
AUM Growth
-$14.7M
Cap. Flow
-$95.6M
Cap. Flow %
-9.17%
Top 10 Hldgs %
20.32%
Holding
1,067
New
108
Increased
299
Reduced
450
Closed
137

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.89M
2
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$5.1M
3
GLD icon
SPDR Gold Trust
GLD
+$3.32M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.53M
5
TSLA icon
Tesla
TSLA
+$1.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$16.5M
2
LULU icon
lululemon athletica
LULU
+$5.75M
3
AMZN icon
Amazon
AMZN
+$4.19M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.75M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.71M

Sector Composition

Rank Sector Weight
1 Technology 18.4%
2 Healthcare 9.62%
3 Consumer Discretionary 9.35%
4 Financials 7.91%
5 Communication Services 6.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
801
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$125K 0.01%
14,655
-4,400
-23% -$38.9K
VKTX icon
802
Viking Therapeutics
VKTX
$3.93B
$125K 0.01%
21,500
+2,500
+13% +$17.2K
HOPE icon
803
Hope Bancorp
HOPE
$1.8B
$124K 0.01%
16,300
– –
PHD
804
DELISTED
Pioneer Floating Rate Fund
PHD
$124K 0.01%
12,308
-5,000
-29% -$49.5K
ERII icon
805
Energy Recovery
ERII
$433M
$123K 0.01%
15,000
-8,000
-35% -$64.2K
FT
806
Franklin Universal Trust
FT
$201M
$123K 0.01%
18,050
– –
HIE
807
DELISTED
Miller/Howard High Income Equity Fund
HIE
$123K 0.01%
20,009
-4,908
-20% -$31.1K
ADTX
808
DELISTED
ADITXT INC
ADTX
– –
0
– –
NOK icon
809
Nokia
NOK
$49.9B
$120K 0.01%
30,800
-47,396
-61% -$213K
NVIV
810
DELISTED
InVivo Therapeutics Holdings Corp
NVIV
$116K 0.01%
3,260
+1,429
+78% +$52.8K
STGW icon
811
Stagwell
STGW
$1.98B
$114K 0.01%
70,900
– –
WIW
812
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$114K 0.01%
10,109
-3,845
-28% -$43.7K
MCR
813
DELISTED
MFS Charter Income Trust
MCR
$113K 0.01%
14,153
+1,195
+9% +$10K
AEY
814
DELISTED
ADDvantage Technologies Group
AEY
$113K 0.01%
5,863
– –
PSLV icon
815
Sprott Physical Silver Trust
PSLV
$11.7B
$108K 0.01%
13,100
-1,400
-10% -$12.2K
APHA
816
DELISTED
Aphria Inc. Common Shares
APHA
$107K 0.01%
24,138
-600
-2% -$2.81K
BRW
817
Saba Capital Income & Opportunities Fund
BRW
$336M
$106K 0.01%
12,050
-9,250
-43% -$81K
BGMS
818
Bio Green Med Solution Inc
BGMS
$4.94M
$106K 0.01%
8
– –
DVAX
819
DELISTED
Dynavax Technologies
DVAX
$106K 0.01%
24,500
+9,000
+58% +$64.2K
DB icon
820
Deutsche Bank
DB
$67.6B
$105K 0.01%
12,529
-5,887
-32% -$55.2K
LEO
821
BNY Mellon Strategic Municipals
LEO
$386M
$105K 0.01%
12,709
-8,406
-40% -$69.4K
EGIO
822
DELISTED
Edgio, Inc. Common Stock
EGIO
$104K 0.01%
+450
New +$113K
ARAV
823
DELISTED
Aravive, Inc. Common Stock
ARAV
$104K 0.01%
22,100
-4,900
-18% -$34.8K
UNAM
824
DELISTED
Unico American Corp
UNAM
$104K 0.01%
20,132
– –
TCPC icon
825
BlackRock TCP Capital
TCPC
$274M
$102K 0.01%
+10,424
New +$101K
31 32
33
34 35

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GAMH
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FLSM
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TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
MSI
Mitsui Sumitomo Insurance Tokyo, Japan $3.9B AUM
AP
Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return
DWM
Destination Wealth Management Walnut Creek, California $3.85B AUM 13% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
HFCIX
H&F Corporate Investors X San Francisco, California $3.85B AUM

Wedbush Securities's Q3 2020 Portfolio in Review

As of Q3 2020, Wedbush Securities held 1,067 positions worth $1.04B, down 1.4% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Wedbush Securities withdrew a net $95.6M in Q3 2020, closing 137 positions and reducing 450 holdings. Its most notable exit was Invesco KBW High Dividend Yield Financial ETF, an estimated $810K position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Wedbush Securities opened a new position in Nuveen Dynamic Municipal Opportunities Fund worth $5.08M.

  • Wedbush Securities's largest Q3 2020 buy was Nuveen Dynamic Municipal Opportunities Fund: 339,000 shares worth $5.08M.
  • Wedbush Securities added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2020, an estimated $7.89M increase.
  • Wedbush Securities's biggest Q3 2020 reduction was Apple, cutting an estimated $16.5M.
  • Wedbush Securities fully exited Invesco KBW High Dividend Yield Financial ETF in Q3 2020, selling an estimated $810K.
  • Wedbush Securities's ten largest holdings make up 20% of its $1.04B portfolio in Q3 2020.
  • Wedbush Securities opened 108 new positions and closed 137 in Q3 2020.
  • Wedbush Securities's portfolio value fell 1.4% quarter-over-quarter to $1.04B.

Based on Wedbush Securities's 13F filing for Q3 2020, filed 20 Oct 2020.