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Wedbush Securities Portfolio holdings

AUM $3.88B
1-Year Est. Return 32.38%
This Fund
S&P 500
This Quarter Est. Return
+10.07%
1 Year Est. Return
+32.38%
3 Year Est. Return
+99.93%
5 Year Est. Return
+115.9%
10 Year Est. Return
+395.26%
AUM
$1.04B
AUM Growth
-$14.7M
Cap. Flow
-$95.6M
Cap. Flow %
-9.17%
Top 10 Hldgs %
20.32%
Holding
1,067
New
108
Increased
299
Reduced
450
Closed
137

Top Buys

Rank Stock Value
1
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$7.89M
2
NDMO icon
Nuveen Dynamic Municipal Opportunities Fund
NDMO
+$5.1M
3
GLD icon
SPDR Gold Trust
GLD
+$3.32M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$1.53M
5
TSLA icon
Tesla
TSLA
+$1.3M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$16.5M
2
LULU icon
lululemon athletica
LULU
+$5.75M
3
AMZN icon
Amazon
AMZN
+$4.19M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$3.75M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.71M

Sector Composition

Rank Sector Weight
1 Technology 18.4%
2 Healthcare 9.62%
3 Consumer Discretionary 9.35%
4 Financials 7.91%
5 Communication Services 6.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ING icon
776
ING
ING
$95.1B
$175K 0.02%
24,661
– –
FFWM
777
DELISTED
First Foundation Inc
FFWM
$172K 0.02%
13,164
– –
ET icon
778
Energy Transfer Partners
ET
$69.5B
$170K 0.02%
31,388
-76,679
-71% -$487K
PMO
779
Franklin Municipal Opportunities Trust
PMO
$282M
$168K 0.02%
12,945
– –
STWD icon
780
Starwood Property Trust
STWD
$6.18B
$165K 0.02%
+10,948
New +$167K
MCA
781
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$165K 0.02%
11,523
-3,747
-25% -$54.8K
QNTM
782
Quantum Biopharma Class B Subordinate Voting Shares
QNTM
$19.2M
$164K 0.02%
989
+607
+159% +$126K
VGM icon
783
Invesco Trust Investment Grade Municipals
VGM
$552M
$163K 0.02%
13,151
+200
+2% +$2.52K
GPMT
784
Granite Point Mortgage Trust
GPMT
$63.3M
$161K 0.02%
22,688
-2,150
-9% -$14.5K
X
785
DELISTED
US Steel
X
$161K 0.02%
21,976
-9,638
-30% -$73K
AQN icon
786
Algonquin Power & Utilities
AQN
$4.68B
$156K 0.02%
10,698
+524
+5% +$7.19K
ENTX icon
787
Entera Bio
ENTX
$161M
$151K 0.01%
121,616
+91,608
+305% +$139K
NAZ icon
788
Nuveen Arizona Quality Municipal Income Fund
NAZ
$155M
$150K 0.01%
10,194
– –
EIGR
789
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$150K 0.01%
615
-126
-17% -$39.2K
FSLF
790
DELISTED
First Eagle Senior Loan Fund
FSLF
$149K 0.01%
12,030
– –
MRKR icon
791
Marker Therapeutics
MRKR
$19.7M
$144K 0.01%
9,617
-1,400
-13% -$25.5K
PBHC icon
792
Pathfinder Bancorp
PBHC
$100M
$142K 0.01%
13,373
– –
PFN
793
PIMCO Income Strategy Fund II
PFN
$692M
$142K 0.01%
15,665
+431
+3% +$3.89K
MITK icon
794
Mitek Systems
MITK
$758M
$140K 0.01%
11,000
– –
VBIV
795
DELISTED
VBI Vaccines, Inc. New Common Stock (Canada)
VBIV
$140K 0.01%
+1,633
New +$190K
ACB
796
Aurora Cannabis
ACB
$168M
$139K 0.01%
3,000
+1,590
+113% +$151K
PLTR icon
797
Palantir
PLTR
$296B
$138K 0.01%
+14,550
New +$138K
BDJ icon
798
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.71B
$135K 0.01%
18,485
-6,351
-26% -$47.3K
CHW
799
Calamos Global Dynamic Income Fund
CHW
$531M
$134K 0.01%
16,525
-5,408
-25% -$43.4K
ERIC icon
800
Ericsson
ERIC
$32.7B
$133K 0.01%
+12,250
New +$135K
30 31
32
33 34

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GAMH
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FLSM
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TFM
Trian Fund Management New York $3.86B AUM 26.59% 1-Year Est. Return
MSI
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AP
Americana Partners Houston, Texas $3.85B AUM 23.11% 1-Year Est. Return
DWM
Destination Wealth Management Walnut Creek, California $3.85B AUM 13% 1-Year Est. Return
TRCT
Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return
HFCIX
H&F Corporate Investors X San Francisco, California $3.85B AUM

Wedbush Securities's Q3 2020 Portfolio in Review

As of Q3 2020, Wedbush Securities held 1,067 positions worth $1.04B, down 1.4% from $1.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Wedbush Securities withdrew a net $95.6M in Q3 2020, closing 137 positions and reducing 450 holdings. Its most notable exit was Invesco KBW High Dividend Yield Financial ETF, an estimated $810K position sold in full.

By sector, the portfolio is most concentrated in Technology at 18% of assets, up from 17% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Wedbush Securities opened a new position in Nuveen Dynamic Municipal Opportunities Fund worth $5.08M.

  • Wedbush Securities's largest Q3 2020 buy was Nuveen Dynamic Municipal Opportunities Fund: 339,000 shares worth $5.08M.
  • Wedbush Securities added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2020, an estimated $7.89M increase.
  • Wedbush Securities's biggest Q3 2020 reduction was Apple, cutting an estimated $16.5M.
  • Wedbush Securities fully exited Invesco KBW High Dividend Yield Financial ETF in Q3 2020, selling an estimated $810K.
  • Wedbush Securities's ten largest holdings make up 20% of its $1.04B portfolio in Q3 2020.
  • Wedbush Securities opened 108 new positions and closed 137 in Q3 2020.
  • Wedbush Securities's portfolio value fell 1.4% quarter-over-quarter to $1.04B.

Based on Wedbush Securities's 13F filing for Q3 2020, filed 20 Oct 2020.