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Wedbush Securities Portfolio holdings

AUM $3.43B
1-Year Est. Return 24.13%
This Fund
S&P 500
This Quarter Est. Return
-1.1%
1 Year Est. Return
+24.13%
3 Year Est. Return
+79.76%
5 Year Est. Return
+94.69%
10 Year Est. Return
+325.94%
AUM
$642M
AUM Growth
+$15.2M
Cap. Flow
+$28.5M
Cap. Flow %
4.44%
Top 10 Hldgs %
29.44%
Holding
750
New
89
Increased
278
Reduced
234
Closed
60

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Total Stock Market ETF
VTI
+$9.71M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$2.98M
3
TOLZ icon
ProShares DJ Brookfield Global Infrastructure ETF
TOLZ
+$1.53M
4
AAPL icon
Apple
AAPL
+$1.48M
5
T icon
AT&T
T
+$1.2M

Top Sells

Rank Stock Value
1
WLDN icon
Willdan Group
WLDN
+$1.53M
2
NE
Noble Corporation
NE
+$1.32M
3
X
US Steel
X
+$1.2M
4
NATR icon
Nature's Sunshine
NATR
+$1.1M
5
APLP
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
+$991K

Sector Composition

Rank Sector Weight
1 Financials 10.48%
2 Real Estate 9.55%
3 Industrials 9.54%
4 Technology 8.59%
5 Consumer Discretionary 7.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAB icon
601
Gabelli Equity Trust
GAB
$1.74B
$146K 0.02%
23,602
+1,829
+8% +$12.7K
OXSQ icon
602
Oxford Square Capital
OXSQ
$151M
$146K 0.02%
+16,590
New +$159K
APTS
603
DELISTED
Preferred Apartment Communities, Inc.
APTS
$146K 0.02%
17,573
+5,581
+47% +$49.1K
NPM
604
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$145K 0.02%
+10,527
New +$144K
FMNB icon
605
Farmers National Banc Corp
FMNB
$899M
$141K 0.02%
17,700
-1,175
-6% -$9.03K
SRC
606
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$141K 0.02%
2,866
– –
AWF
607
AllianceBernstein Global High Income Fund
AWF
$867M
$138K 0.02%
+10,183
New +$142K
CIM
608
Chimera Investment
CIM
$1.05B
$138K 0.02%
3,035
+16
+0.5% +$771
FAM
609
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$136K 0.02%
+10,029
New +$143K
EROC
610
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$136K 0.02%
38,098
-72,302
-65% -$315K
ANR
611
DELISTED
Alpha Natural Resources Inc
ANR
$136K 0.02%
55,000
+30,000
+120% +$103K
ERII icon
612
Energy Recovery
ERII
$434M
$135K 0.02%
38,000
– –
QBAK
613
DELISTED
Qualstar Corp
QBAK
$135K 0.02%
18,808
– –
AVP
614
DELISTED
Avon Products, Inc.
AVP
$134K 0.02%
+10,672
New +$146K
RMTI icon
615
Rockwell Medical
RMTI
$26.2M
$133K 0.02%
+132
New +$149K
TSI
616
TCW Strategic Income Fund
TSI
$212M
$131K 0.02%
23,235
-2,910
-11% -$16.2K
NCZ
617
Virtus Convertible & Income Fund II
NCZ
$289M
$130K 0.02%
3,572
+111
+3% +$4.23K
RFIL icon
618
RF Industries
RFIL
$135M
$128K 0.02%
26,000
– –
NWBO
619
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$128K 0.02%
25,500
+7,000
+38% +$43K
BBLU
620
DELISTED
BLUE EARTH, INC. COMMON STOCK
BBLU
$127K 0.02%
+33,600
New +$108K
CBAT icon
621
CBAK Energy Technology Ltd
CBAT
$46.3M
$124K 0.02%
41,498
+15,000
+57% +$53.9K
IAF
622
abrdn Australia Equity Fund
IAF
$120M
$121K 0.02%
5,144
+111
+2% +$2.94K
ETJ
623
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$120K 0.02%
10,240
+39
+0.4% +$453
PNNT
624
Pennant Park Investment Corp
PNNT
$215M
$117K 0.02%
10,703
-96
-0.9% -$1.1K
PFN
625
PIMCO Income Strategy Fund II
PFN
$695M
$115K 0.02%
10,899
+890
+9% +$9.61K
23 24
25
26 27

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SI
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CIA
Caledonia Investments (Australia) Sydney NSW, Australia $3.44B AUM 20.03% 1-Year Est. Return
JGC
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PWP
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RBA
Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return
PCM
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LNC
Lincoln National Corp Radnor, Pennsylvania $3.45B AUM 12.55% 1-Year Est. Return

Wedbush Securities's Q3 2014 Portfolio in Review

As of Q3 2014, Wedbush Securities held 750 positions worth $642M, up 2.4% from $627M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Wedbush Securities deployed $28.5M of net new capital in Q3 2014, opening 89 new positions and adding to 278 existing holdings. Its largest new stake was ProShares DJ Brookfield Global Infrastructure ETF: 34,222 shares worth $1.51M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 10% a quarter earlier, followed by Real Estate and Industrials.

On the sell side, the largest reduction was Willdan Group, an estimated $1.53M trimmed.

  • Wedbush Securities's largest Q3 2014 buy was ProShares DJ Brookfield Global Infrastructure ETF: 34,222 shares worth $1.51M.
  • Wedbush Securities added most to Vanguard Total Stock Market ETF in Q3 2014, an estimated $9.71M increase.
  • Wedbush Securities's biggest Q3 2014 reduction was Willdan Group, cutting an estimated $1.53M.
  • Wedbush Securities fully exited US Steel in Q3 2014, selling an estimated $1.2M.
  • Wedbush Securities's ten largest holdings make up 29% of its $642M portfolio in Q3 2014.
  • Wedbush Securities opened 89 new positions and closed 60 in Q3 2014.
  • Wedbush Securities's portfolio value rose 2.4% quarter-over-quarter to $642M.

Based on Wedbush Securities's 13F filing for Q3 2014, filed 7 Nov 2014.