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WI

WBI Investments Portfolio holdings

AUM $362M
1-Year Est. Return 23.75%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+23.75%
3 Year Est. Return
+74.43%
5 Year Est. Return
+103.13%
10 Year Est. Return
+415.98%
AUM
$2.1B
AUM Growth
+$703M
Cap. Flow
+$669M
Cap. Flow %
31.9%
Top 10 Hldgs %
34.45%
Holding
145
New
69
Increased
31
Reduced
10
Closed
35

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$131M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$102M
3
AGNC icon
AGNC Investment
AGNC
+$48.4M
4
FITB
Fifth Third Bancorp
FITB
+$44.5M
5
JPM icon
JPMorgan Chase
JPM
+$42.9M

Top Sells

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$96.3M
2
VZ icon
Verizon
VZ
+$61.8M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$55.5M
4
ESV
Ensco Rowan plc
ESV
+$39.8M
5
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$35.9M

Sector Composition

Rank Sector Weight
1 Financials 13.35%
2 Technology 10.89%
3 Real Estate 7.96%
4 Consumer Discretionary 7.86%
5 Utilities 7.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSK icon
126
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
– –
-824,784
Closed -$35.9M
RNST icon
127
Renasant Corp
RNST
$3.96B
– –
-11,944
Closed -$291K
ROK icon
128
Rockwell Automation
ROK
$49.2B
– –
-55,331
Closed -$4.6M
RPM icon
129
RPM International
RPM
$14.8B
– –
-145,159
Closed -$4.64M
RYAAY icon
130
Ryanair
RYAAY
$31.4B
– –
-154,603
Closed -$3.27M
SNA icon
131
Snap-on
SNA
$21.5B
– –
-33,912
Closed -$3.03M
SPSB icon
132
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.6B
– –
-713,605
Closed -$21.8M
STLD icon
133
Steel Dynamics
STLD
$37.5B
– –
-306,852
Closed -$4.58M
TD icon
134
Toronto Dominion Bank
TD
$200B
– –
-696,060
Closed -$28M
THO icon
135
Thor Industries
THO
$4.04B
– –
-72,767
Closed -$3.58M
UNM icon
136
Unum
UNM
$14.2B
– –
-302,629
Closed -$8.89M
VZ icon
137
Verizon
VZ
$195B
– –
-1,227,844
Closed -$61.8M
WW
138
DELISTED
WW International
WW
– –
-65,062
Closed -$2.99M
SIX
139
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-190,801
Closed -$6.71M
MDP
140
DELISTED
Meredith Corporation
MDP
– –
-151,569
Closed -$7.23M
WDR
141
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-105,843
Closed -$4.6M
SUSQ
142
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-394,236
Closed -$5.07M
NYX
143
DELISTED
NYSE EURONEXT INC
NYX
– –
-472,773
Closed -$19.6M
ESV
144
DELISTED
Ensco Rowan plc
ESV
– –
-171,016
Closed -$39.8M
TWC
145
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
– –
-856,473
Closed -$96.3M
2 3 4 5
6

Similar funds

MS
Millington Securities Red Bank, New Jersey $362M AUM
RC
Reik & Co New York $363M AUM 3.03% 1-Year Est. Return
VIA
Virtus Investment Advisers Hartford, Connecticut $363M AUM 34.89% 1-Year Est. Return
HS
HighVista Strategies Boston, Massachusetts $362M AUM 230.96% 1-Year Est. Return
SIAG
Safeguard Investment Advisory Group Corona, California $362M AUM 20.96% 1-Year Est. Return
BHBT
Burke & Herbert Bank & Trust Alexandria, Virginia $362M AUM 20.5% 1-Year Est. Return
WTFG
Wood Tarver Financial Group Boise, Idaho $362M AUM 14.75% 1-Year Est. Return
A6
Anchor @ 65 Singapore $362M AUM 20.02% 1-Year Est. Return

WBI Investments's Q3 2013 Portfolio in Review

As of Q3 2013, WBI Investments held 145 positions worth $2.1B, up 50% from $1.39B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

WBI Investments deployed $669M of net new capital in Q3 2013, opening 69 new positions and adding to 31 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,153,861 shares worth $131M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 6.9% a quarter earlier, followed by Technology and Real Estate.

On the sell side, the largest reduction was KLA, an estimated $26.6M trimmed.

  • WBI Investments's largest Q3 2013 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 1,153,861 shares worth $131M.
  • WBI Investments added most to Exelon in Q3 2013, an estimated $26.3M increase.
  • WBI Investments's biggest Q3 2013 reduction was KLA, cutting an estimated $26.6M.
  • WBI Investments fully exited TIME WARNER CABLE INC NEW COM STK in Q3 2013, selling an estimated $96.3M.
  • WBI Investments's ten largest holdings make up 34% of its $2.1B portfolio in Q3 2013.
  • WBI Investments opened 69 new positions and closed 35 in Q3 2013.
  • WBI Investments's portfolio value rose 50% quarter-over-quarter to $2.1B.

Based on WBI Investments's 13F filing for Q3 2013, filed 13 Nov 2013.