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WA
Wambolt & Associates Portfolio holdings
AUM
$297M
1-Year Est. Return
17.23%
This Fund
S&P 500
This Quarter
Est. Return
+13.51%
1 Year Est. Return
+17.23%
3 Year Est. Return
+62.24%
5 Year Est. Return
+110.77%
10 Year Est. Return
–
AUM
$167M
AUM Growth
+$33.6M
(+25%)
Cap. Flow
+$16.4M
Cap. Flow
% of AUM
9.8%
Top 10 Holdings %
Top 10 Hldgs %
17.98%
Holding
212
New
32
Increased
89
Reduced
68
Closed
8
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
|
+$1.77M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$1.51M |
| 3 |
iShares MSCI Emerging Markets ETF
EEM
|
+$746K |
| 4 |
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
|
+$644K |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$617K |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alerian MLP ETF
AMLP
|
+$627K |
| 2 |
Oneok
OKE
|
+$594K |
| 3 |
MidCap Financial Investment
MFIC
|
+$469K |
| 4 |
DCP
DCP Midstream, LP
DCP
|
+$381K |
| 5 |
PennantPark Floating Rate Capital
PFLT
|
+$374K |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 13.53% |
| 2 | Technology | 12.74% |
| 3 | Industrials | 8.5% |
| 4 | Healthcare | 6.36% |
| 5 | Consumer Staples | 5.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Netflix
NFLX
$309B
| $200K | 0.12% |
+3,700
| New | +$188K |
|
202
Gladstone Capital
GLAD
$431M
| $190K | 0.11% |
10,710
-2,304
| -18% | -$37.4K |
|
203
VanEck BDC Income ETF
BIZD
$1.61B
| $166K | 0.1% |
12,058
-3,368
| -22% | -$43.4K |
|
|
EVOK
204
DELISTED
Evoke Pharma
EVOK
| $83K | 0.05% |
222
| – | – |
|
|
205
Alerian MLP ETF
AMLP
$12.8B
| – | – |
-31,395
| Closed | -$627K |
|
206
Fidus Investment
FDUS
$777M
| – | – |
-10,813
| Closed | -$107K |
|
|
207
MidCap Financial Investment
MFIC
$781M
| – | – |
-56,771
| Closed | -$469K |
|
208
Global X MLP & Energy Infrastructure ETF
MLPX
$3.54B
| – | – |
-16,220
| Closed | -$358K |
|
|
209
Oneok
OKE
$55B
| – | – |
-22,879
| Closed | -$594K |
|
|
210
PennantPark Floating Rate Capital
PFLT
$704M
| – | – |
-44,312
| Closed | -$374K |
|
211
W&T Offshore
WTI
$484M
| – | – |
-15,000
| Closed | -$27K |
|
|
DCP
212
DELISTED
DCP Midstream, LP
DCP
| – | – |
-34,131
| Closed | -$381K |
|
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Wambolt & Associates's Q4 2020 Portfolio in Review
As of Q4 2020, Wambolt & Associates held 212 positions worth $167M, up 25% from $134M the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Wambolt & Associates deployed $16.4M of net new capital in Q4 2020, opening 32 new positions and adding to 89 existing holdings. Its largest new stake was iShares 1-5 Year Investment Grade Corporate Bond ETF: 32,240 shares worth $1.78M.
By sector, the portfolio is most concentrated in Financials at 14% of assets, down from 14% a quarter earlier, followed by Technology and Industrials.
On the sell side, the largest reduction was Invesco S&P International Developed Low Volatility ETF, an estimated $251K trimmed.
- Wambolt & Associates's largest Q4 2020 buy was iShares 1-5 Year Investment Grade Corporate Bond ETF: 32,240 shares worth $1.78M.
- Wambolt & Associates added most to iShares 5-10 Year Investment Grade Corporate Bond ETF in Q4 2020, an estimated $1.51M increase.
- Wambolt & Associates's biggest Q4 2020 reduction was Invesco S&P International Developed Low Volatility ETF, cutting an estimated $251K.
- Wambolt & Associates fully exited Alerian MLP ETF in Q4 2020, selling an estimated $627K.
- Wambolt & Associates's ten largest holdings make up 18% of its $167M portfolio in Q4 2020.
- Wambolt & Associates opened 32 new positions and closed 8 in Q4 2020.
- Wambolt & Associates's portfolio value rose 25% quarter-over-quarter to $167M.
Based on Wambolt & Associates's 13F filing for Q4 2020, filed 19 Jan 2021.