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WA

Wambolt & Associates Portfolio holdings

AUM $297M
1-Year Est. Return 17.23%
This Fund
S&P 500
This Quarter Est. Return
+2.52%
1 Year Est. Return
+17.23%
3 Year Est. Return
+62.24%
5 Year Est. Return
+110.77%
10 Year Est. Return
–
AUM
$121M
AUM Growth
+$3M
Cap. Flow
+$389K
Cap. Flow %
0.32%
Top 10 Hldgs %
23.33%
Holding
168
New
9
Increased
62
Reduced
66
Closed
11

Top Buys

Rank Stock Value
1
RF icon
Regions Financial
RF
+$2.05M
2
ULTA icon
Ulta Beauty
ULTA
+$360K
3
MSFT icon
Microsoft
MSFT
+$308K
4
ZBRA icon
Zebra Technologies
ZBRA
+$295K
5
TXN icon
Texas Instruments
TXN
+$249K

Top Sells

Rank Stock Value
1
UPS icon
United Parcel Service
UPS
+$1.62M
2
CTSH icon
Cognizant
CTSH
+$345K
3
EQM
EQM Midstream Partners, LP
EQM
+$269K
4
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$230K
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$230K

Sector Composition

Rank Sector Weight
1 Financials 14.87%
2 Industrials 8.16%
3 Technology 7.29%
4 Energy 6.07%
5 Real Estate 5.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLAD icon
151
Gladstone Capital
GLAD
$427M
$205K 0.17%
10,497
+1,195
+13% +$22.6K
RDS.A
152
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$202K 0.17%
3,435
-121
-3% -$7.18K
CL icon
153
Colgate-Palmolive
CL
$74.8B
$201K 0.17%
+2,732
New +$198K
SMMU icon
154
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$201K 0.17%
3,975
– –
AES icon
155
AES
AES
$10.6B
$191K 0.16%
11,677
+19
+0.2% +$306
LYG icon
156
Lloyds Banking Group
LYG
$85.2B
$123K 0.1%
46,607
-3,309
-7% -$8.58K
EVOK
157
DELISTED
Evoke Pharma
EVOK
$29K 0.02%
230
– –
AER icon
158
AerCap
AER
$23.4B
– –
-4,336
Closed -$226K
CTSH icon
159
Cognizant
CTSH
$25.2B
– –
-5,445
Closed -$345K
CVX icon
160
Chevron
CVX
$382B
– –
-1,605
Closed -$200K
ECL icon
161
Ecolab
ECL
$79.8B
– –
-1,149
Closed -$227K
MMM icon
162
3M
MMM
$91.8B
– –
-1,452
Closed -$210K
SMFG icon
163
Sumitomo Mitsui Financial
SMFG
$159B
– –
-19,465
Closed -$137K
VBR icon
164
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.2B
– –
-1,765
Closed -$230K
VEA icon
165
Vanguard FTSE Developed Markets ETF
VEA
$223B
– –
-5,504
Closed -$230K
VWO icon
166
Vanguard FTSE Emerging Markets ETF
VWO
$117B
– –
-4,933
Closed -$210K
EQM
167
DELISTED
EQM Midstream Partners, LP
EQM
– –
-6,028
Closed -$269K
UPL
168
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-60,000
Closed -$11K
3 4 5 6
7

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BIP
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PFP
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Wambolt & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Wambolt & Associates held 168 positions worth $121M, up 2.5% from $118M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Wambolt & Associates's Q3 2019 filing shows 9 new, 62 increased, 66 reduced and 11 closed positions. Its largest new stake was Regions Financial: 135,487 shares worth $2.14M. The largest sale was United Parcel Service, an estimated $1.62M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 13% a quarter earlier, followed by Industrials and Technology.

  • Wambolt & Associates's largest Q3 2019 buy was Regions Financial: 135,487 shares worth $2.14M.
  • Wambolt & Associates added most to Microsoft in Q3 2019, an estimated $308K increase.
  • Wambolt & Associates's biggest Q3 2019 reduction was United Parcel Service, cutting an estimated $1.62M.
  • Wambolt & Associates fully exited Cognizant in Q3 2019, selling an estimated $345K.
  • Wambolt & Associates's ten largest holdings make up 23% of its $121M portfolio in Q3 2019.
  • Wambolt & Associates opened 9 new positions and closed 11 in Q3 2019.
  • Wambolt & Associates's portfolio value rose 2.5% quarter-over-quarter to $121M.

Based on Wambolt & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.