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WLPWM

Walled Lake Planning & Wealth Management Portfolio holdings

AUM $396M
1-Year Est. Return 17.09%
This Fund
S&P 500
This Quarter Est. Return
+10.63%
1 Year Est. Return
+17.09%
3 Year Est. Return
+51.72%
5 Year Est. Return
+72.52%
10 Year Est. Return
–
AUM
$215M
AUM Growth
+$15.5M
Cap. Flow
-$3.87M
Cap. Flow %
-1.8%
Top 10 Hldgs %
46.49%
Holding
113
New
10
Increased
53
Reduced
28
Closed
7

Top Buys

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$524K
2
AAPL icon
Apple
AAPL
+$510K
3
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$468K
4
EUSA icon
iShares MSCI USA Equal Weighted ETF
EUSA
+$387K
5
ABBV icon
AbbVie
ABBV
+$374K

Top Sells

Rank Stock Value
1
FLO icon
Flowers Foods
FLO
+$2.64M
2
PFE icon
Pfizer
PFE
+$2.56M
3
MO icon
Altria Group
MO
+$1.77M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$255K
5
ROST icon
Ross Stores
ROST
+$248K

Sector Composition

Rank Sector Weight
1 Technology 14.39%
2 Healthcare 10.21%
3 Industrials 6.68%
4 Financials 5.63%
5 Consumer Discretionary 5.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPFD icon
101
Nuveen Variable Rate Preferred & Income Fund
NPFD
$447M
$191K 0.09%
11,767
– –
HYT icon
102
BlackRock Corporate High Yield Fund
HYT
$1.37B
$105K 0.05%
11,170
– –
BKKT icon
103
Bakkt Inc
BKKT
$342M
$83.6K 0.04%
+1,499
New +$51.9K
EXAI
104
DELISTED
Exscientia Plc American Depositary Shares
EXAI
$64.1K 0.03%
+10,000
New +$56.6K
QCLS
105
Q/C Technologies Inc
QCLS
$22.1M
$7.24K ﹤0.01%
9
+4
+80% +$4.15K
DAVEW icon
106
Dave Inc Warrants
DAVEW
$13.5M
$1K ﹤0.01%
+65,598
New +$1.27K
BSTZ icon
107
BlackRock Science and Technology Term Trust
BSTZ
$2.08B
– –
-11,801
Closed -$195K
HELP
108
Cybin Inc
HELP
$620M
– –
-1,526
Closed -$30.7K
DFP
109
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
– –
-14,375
Closed -$241K
NMZ icon
110
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-21,859
Closed -$203K
NPCT icon
111
Nuveen Core Plus Impact Fund
NPCT
$282M
– –
-19,450
Closed -$178K
XLC icon
112
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
– –
-3,054
Closed -$200K
JPS
113
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-41,380
Closed -$255K
1 2 3 4
5

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Walled Lake Planning & Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, Walled Lake Planning & Wealth Management held 113 positions worth $215M, up 7.7% from $200M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Walled Lake Planning & Wealth Management's Q4 2023 filing shows 10 new, 53 increased, 28 reduced and 7 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 2,371 shares worth $562K. The largest sale was Flowers Foods, an estimated $2.64M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 14% a quarter earlier, followed by Healthcare and Industrials.

  • Walled Lake Planning & Wealth Management's largest Q4 2023 buy was Vanguard Morningstar Total Stock Market ETF: 2,371 shares worth $562K.
  • Walled Lake Planning & Wealth Management added most to Apple in Q4 2023, an estimated $510K increase.
  • Walled Lake Planning & Wealth Management's biggest Q4 2023 reduction was Flowers Foods, cutting an estimated $2.64M.
  • Walled Lake Planning & Wealth Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $255K.
  • Walled Lake Planning & Wealth Management's ten largest holdings make up 46% of its $215M portfolio in Q4 2023.
  • Walled Lake Planning & Wealth Management opened 10 new positions and closed 7 in Q4 2023.
  • Walled Lake Planning & Wealth Management's portfolio value rose 7.7% quarter-over-quarter to $215M.

Based on Walled Lake Planning & Wealth Management's 13F filing for Q4 2023, filed 13 Feb 2024.