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WSA

Wall Street Associates Portfolio holdings

AUM $151M
1-Year Est. Return 30.3%
This Fund
S&P 500
This Quarter Est. Return
+0.45%
1 Year Est. Return
+30.3%
3 Year Est. Return
+94.41%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$151M
AUM Growth
-$142M
Cap. Flow
-$136M
Cap. Flow %
-89.72%
Top 10 Hldgs %
13.86%
Holding
229
New
11
Increased
7
Reduced
162
Closed
27

Top Buys

Rank Stock Value
1
CARB
Carbonite Inc
CARB
+$935K
2
QTNA
Quantenna Communications, Inc. Common Stock
QTNA
+$659K
3
LGF.A
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
+$404K
4
DNOW icon
DNOW Inc
DNOW
+$391K
5
MSGS icon
Madison Square Garden
MSGS
+$357K

Top Sells

Rank Stock Value
1
AERI
Aerie Pharmaceuticals
AERI
+$4.24M
2
MXL icon
MaxLinear
MXL
+$3.9M
3
CALD
Callidus Software, Inc.
CALD
+$3.29M
4
SPWH icon
Sportsman's Warehouse
SPWH
+$2.95M
5
PGND
PRESS GANEY HOLDINGS INC COM STK (DE)
PGND
+$2.84M

Sector Composition

Rank Sector Weight
1 Technology 29.05%
2 Healthcare 25.99%
3 Consumer Discretionary 16.4%
4 Industrials 11.2%
5 Communication Services 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBG
201
DELISTED
Bill Barrett Corp
BBG
$175K 0.12%
25,000
-166,400
-87% -$1.06M
GTIM icon
202
Good Times Restaurants
GTIM
$15.8M
$163K 0.11%
51,900
– –
CASY icon
203
Casey's General Stores
CASY
$28B
– –
-4,201
Closed -$505K
CHEF icon
204
Chefs' Warehouse
CHEF
$4.69B
– –
-97,100
Closed -$1.08M
DHI icon
205
D.R. Horton
DHI
$41.2B
– –
-12,024
Closed -$363K
FRT icon
206
Federal Realty Investment Trust
FRT
$10.1B
– –
-1,603
Closed -$247K
HAS icon
207
Hasbro
HAS
$13.3B
– –
-4,309
Closed -$342K
PAYX icon
208
Paychex
PAYX
$45.2B
– –
-4,108
Closed -$238K
PCTY icon
209
Paylocity
PCTY
$8.38B
– –
-57,983
Closed -$2.58M
SPWH icon
210
Sportsman's Warehouse
SPWH
$45.3M
– –
-280,133
Closed -$2.95M
UA icon
211
Under Armour Class C
UA
$2.12B
– –
-10,070
Closed -$341K
VTR icon
212
Ventas
VTR
$47.1B
– –
-4,809
Closed -$340K
EGRX
213
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-35,200
Closed -$2.46M
ALPN
214
DELISTED
Alpine Immune Sciences Inc
ALPN
– –
-42,600
Closed -$1.39M
ACGN
215
DELISTED
Aceragen Inc
ACGN
– –
-2,944
Closed -$1.02M
OTIC
216
DELISTED
Otonomy, Inc.
OTIC
– –
-101,600
Closed -$1.85M
XENT
217
DELISTED
Intersect ENT, Inc
XENT
– –
-13,500
Closed -$214K
XLRN
218
DELISTED
Acceleron Pharma
XLRN
– –
-6,400
Closed -$232K
NEOS
219
DELISTED
Neos Therapeutics, Inc
NEOS
– –
-149,343
Closed -$983K
ACIA
220
DELISTED
Acacia Communications Inc
ACIA
– –
-16,400
Closed -$1.69M
CXO
221
DELISTED
CONCHO RESOURCES INC.
CXO
– –
-1,503
Closed -$206K
ELGX
222
DELISTED
Endologix Inc
ELGX
– –
-2,514
Closed -$322K
CALD
223
DELISTED
Callidus Software, Inc.
CALD
– –
-179,577
Closed -$3.29M
TEAR
224
DELISTED
TearLab Corporation
TEAR
– –
-65,830
Closed -$428K
TUBE
225
DELISTED
TubeMogul, Inc.
TUBE
– –
-222,843
Closed -$2.09M
6 7 8
9
10

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CF
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VWM
Vector Wealth Management Minneapolis, Minnesota $142M AUM 10.42% 1-Year Est. Return
HH
H7 Holdings Charlottesville, Virginia $141M AUM
NSCP
Night Square Capital Partners New York $136M AUM
PFM
PacWest Financial Management Phoenix, Arizona $169M AUM 8.84% 1-Year Est. Return
EEG
E.E. Geduld $178M AUM 29.34% 1-Year Est. Return
BC
Bocage Capital San Francisco, California $185M AUM 61.49% 1-Year Est. Return
WRHAM
W.R. Huff Asset Management Stuart, Florida $116M AUM 5.81% 1-Year Est. Return

Wall Street Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Wall Street Associates held 229 positions worth $151M, down 48% from $293M the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Wall Street Associates withdrew a net $136M in Q4 2016, closing 27 positions and reducing 162 holdings. Its most notable exit was Callidus Software, Inc., an estimated $3.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 32% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Wall Street Associates opened a new position in Carbonite Inc worth $899K.

  • Wall Street Associates's largest Q4 2016 buy was Carbonite Inc: 54,814 shares worth $899K.
  • Wall Street Associates added most to Under Armour in Q4 2016, an estimated $330K increase.
  • Wall Street Associates's biggest Q4 2016 reduction was Aerie Pharmaceuticals, cutting an estimated $4.24M.
  • Wall Street Associates fully exited Callidus Software, Inc. in Q4 2016, selling an estimated $3.29M.
  • Wall Street Associates's ten largest holdings make up 14% of its $151M portfolio in Q4 2016.
  • Wall Street Associates opened 11 new positions and closed 27 in Q4 2016.
  • Wall Street Associates's portfolio value fell 48% quarter-over-quarter to $151M.

Based on Wall Street Associates's 13F filing for Q4 2016, filed 18 Jan 2017.