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WAM

Wakefield Asset Management Portfolio holdings

AUM $377M
1-Year Est. Return 38.72%
This Fund
S&P 500
This Quarter Est. Return
-2.62%
1 Year Est. Return
+38.72%
3 Year Est. Return
+110.86%
5 Year Est. Return
+153.47%
10 Year Est. Return
–
AUM
$221M
AUM Growth
-$29.9M
Cap. Flow
-$20.4M
Cap. Flow %
-9.21%
Top 10 Hldgs %
27.8%
Holding
179
New
32
Increased
11
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
QID icon
ProShares UltraShort QQQ
QID
+$3.98M
2
SBAC icon
SBA Communications
SBAC
+$2.8M
3
BKR icon
Baker Hughes
BKR
+$2.64M
4
MPC icon
Marathon Petroleum
MPC
+$2.55M
5
JNJ icon
Johnson & Johnson
JNJ
+$2.25M

Top Sells

Rank Stock Value
1
PSQ icon
ProShares Short QQQ
PSQ
+$8.98M
2
HAL icon
Halliburton
HAL
+$3.21M
3
HST icon
Host Hotels & Resorts
HST
+$2.85M
4
HOLX
Hologic
HOLX
+$2.54M
5
SEDG icon
SolarEdge
SEDG
+$2.3M

Sector Composition

Rank Sector Weight
1 Industrials 11.52%
2 Financials 9.95%
3 Technology 9.14%
4 Healthcare 6.61%
5 Consumer Staples 5.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
176
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
– –
-45,388
Closed -$1.49M
XLV icon
177
State Street Health Care Select Sector SPDR ETF
XLV
$42.4B
– –
-11,810
Closed -$1.57M
SIX
178
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-29,546
Closed -$768K
PARAP
179
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
– –
-32,820
Closed -$744K
4 5 6 7
8

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FP
Fivespan Partners San Francisco, California $377M AUM
C
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DAL
Delta Air Lines Atlanta, Georgia $378M AUM 12.68% 1-Year Est. Return
AFCM
Alta Fox Capital Management Fort Worth, Texas $378M AUM 59.19% 1-Year Est. Return
ACA
Anchorage Capital Advisors New York $378M AUM 13.47% 1-Year Est. Return
MWM
McMill Wealth Management Norfolk, Nebraska $376M AUM 14.46% 1-Year Est. Return
KFS
Kurt F. Somerville $379M AUM 19.42% 1-Year Est. Return
NICM
Neo Ivy Capital Management New York $379M AUM 28.34% 1-Year Est. Return

Wakefield Asset Management's Q3 2023 Portfolio in Review

As of Q3 2023, Wakefield Asset Management held 179 positions worth $221M, down 12% from $251M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Wakefield Asset Management withdrew a net $20.4M in Q3 2023, closing 33 positions and reducing 101 holdings. Its most notable exit was ProShares Short QQQ, an estimated $8.98M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 12% of assets, down from 12% a quarter earlier, followed by Financials and Technology.

Against the trend, Wakefield Asset Management opened a new position in ProShares UltraShort QQQ worth $4.22M.

  • Wakefield Asset Management's largest Q3 2023 buy was ProShares UltraShort QQQ: 60,306 shares worth $4.22M.
  • Wakefield Asset Management added most to Johnson & Johnson in Q3 2023, an estimated $2.25M increase.
  • Wakefield Asset Management's biggest Q3 2023 reduction was iShares MSCI EAFE Value ETF, cutting an estimated $1.42M.
  • Wakefield Asset Management fully exited ProShares Short QQQ in Q3 2023, selling an estimated $8.98M.
  • Wakefield Asset Management's ten largest holdings make up 28% of its $221M portfolio in Q3 2023.
  • Wakefield Asset Management opened 32 new positions and closed 33 in Q3 2023.
  • Wakefield Asset Management's portfolio value fell 12% quarter-over-quarter to $221M.

Based on Wakefield Asset Management's 13F filing for Q3 2023, filed 1 Nov 2023.