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WAM

Wakefield Asset Management Portfolio holdings

AUM $377M
1-Year Est. Return 38.72%
This Fund
S&P 500
This Quarter Est. Return
+7.13%
1 Year Est. Return
+38.72%
3 Year Est. Return
+110.86%
5 Year Est. Return
+153.47%
10 Year Est. Return
–
AUM
$240M
AUM Growth
+$10.6M
Cap. Flow
-$1.22M
Cap. Flow %
-0.51%
Top 10 Hldgs %
30.64%
Holding
199
New
51
Increased
32
Reduced
72
Closed
43

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.5M
2
MJ icon
Amplify Alternative Harvest ETF
MJ
+$2.63M
3
NOC icon
Northrop Grumman
NOC
+$2.61M
4
PLD icon
Prologis
PLD
+$2.6M
5
SO icon
Southern Company
SO
+$2.53M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.57M
3
PSQ icon
ProShares Short QQQ
PSQ
+$4.48M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.75M
5
OKE icon
Oneok
OKE
+$2.89M

Sector Composition

Rank Sector Weight
1 Industrials 8.64%
2 Technology 7.08%
3 Consumer Discretionary 6.68%
4 Financials 6.63%
5 Healthcare 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUS
51
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$1.55M 0.64%
123,001
+61,228
+99% +$768K
MFL
52
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$1.54M 0.64%
116,195
+57,821
+99% +$770K
MAV
53
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$1.5M 0.62%
138,786
+2,467
+2% +$26.7K
VNM icon
54
VanEck Vietnam ETF
VNM
$492M
$1.5M 0.62%
93,835
-744
-0.8% -$12K
NWL icon
55
Newell Brands
NWL
$2.41B
$1.5M 0.62%
77,820
+64,966
+505% +$1.25M
ALLE icon
56
Allegion
ALLE
$13.3B
$1.46M 0.61%
+11,755
New +$1.36M
AMLP icon
57
Alerian MLP ETF
AMLP
$13B
$1.46M 0.61%
+34,454
New +$1.45M
USMV icon
58
iShares MSCI USA Min Vol Factor ETF
USMV
$23.4B
$1.45M 0.6%
+22,090
New +$1.42M
WCG
59
DELISTED
Wellcare Health Plans, Inc.
WCG
$1.42M 0.59%
+4,293
New +$1.29M
K
60
DELISTED
Kellanova
K
$1.36M 0.57%
+21,011
New +$1.27M
AKAM icon
61
Akamai
AKAM
$16.4B
$1.34M 0.56%
15,510
-1,582
-9% -$138K
KMX icon
62
CarMax
KMX
$8.14B
$1.22M 0.51%
13,926
-1,896
-12% -$178K
AZO icon
63
AutoZone
AZO
$49.2B
$1.19M 0.5%
1,001
-11
-1% -$12.7K
MINT icon
64
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.19M 0.49%
11,689
-44,940
-79% -$4.57M
MDT icon
65
Medtronic
MDT
$108B
$1.14M 0.47%
10,041
+1,173
+13% +$129K
EWC icon
66
iShares MSCI Canada ETF
EWC
$6.15B
$1.05M 0.44%
35,262
+1,778
+5% +$51.9K
SNPS icon
67
Synopsys
SNPS
$73.2B
$1.05M 0.44%
7,544
-104
-1% -$14.3K
SCHA icon
68
Schwab U.S Small- Cap ETF
SCHA
$22.2B
$1.03M 0.43%
54,364
+408
+0.8% +$7.38K
EIM
69
Eaton Vance Municipal Bond Fund
EIM
$492M
$1.03M 0.43%
79,667
-14,833
-16% -$191K
CTAS icon
70
Cintas
CTAS
$81.8B
$1.01M 0.42%
15,080
-136
-0.9% -$8.94K
ATO icon
71
Atmos Energy
ATO
$29B
$975K 0.41%
8,715
-282
-3% -$30.9K
IHI icon
72
iShares US Medical Devices ETF
IHI
$3.09B
$876K 0.36%
19,890
-120
-0.6% -$5.04K
IXJ icon
73
iShares Global Healthcare ETF
IXJ
$4.06B
$850K 0.35%
12,367
-22
-0.2% -$1.43K
NXR
74
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$844K 0.35%
51,778
+1,384
+3% +$22.1K
MUI
75
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$794K 0.33%
55,768
+1,007
+2% +$14.2K
1 2
3
4 5

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DAL
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AFCM
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ACA
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MWM
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PIM
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CFG
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Wakefield Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wakefield Asset Management held 199 positions worth $240M, up 4.6% from $230M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Wakefield Asset Management's Q4 2019 filing shows 51 new, 32 increased, 72 reduced and 43 closed positions. Its largest new stake was ProShares Short S&P500: 94,091 shares worth $9.04M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $5M.

By sector, the portfolio is most concentrated in Industrials at 8.6% of assets, down from 9.7% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Wakefield Asset Management's largest Q4 2019 buy was ProShares Short S&P500: 94,091 shares worth $9.04M.
  • Wakefield Asset Management added most to Garmin in Q4 2019, an estimated $2.12M increase.
  • Wakefield Asset Management's biggest Q4 2019 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $4.57M.
  • Wakefield Asset Management fully exited JPMorgan Ultra-Short Income ETF in Q4 2019, selling an estimated $5M.
  • Wakefield Asset Management's ten largest holdings make up 31% of its $240M portfolio in Q4 2019.
  • Wakefield Asset Management opened 51 new positions and closed 43 in Q4 2019.
  • Wakefield Asset Management's portfolio value rose 4.6% quarter-over-quarter to $240M.

Based on Wakefield Asset Management's 13F filing for Q4 2019, filed 27 Jan 2020.