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WAM

Wakefield Asset Management Portfolio holdings

AUM $377M
1-Year Est. Return 38.72%
This Fund
S&P 500
This Quarter Est. Return
+7.13%
1 Year Est. Return
+38.72%
3 Year Est. Return
+110.86%
5 Year Est. Return
+153.47%
10 Year Est. Return
–
AUM
$240M
AUM Growth
+$10.6M
Cap. Flow
-$1.22M
Cap. Flow %
-0.51%
Top 10 Hldgs %
30.64%
Holding
199
New
51
Increased
32
Reduced
72
Closed
43

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.5M
2
MJ icon
Amplify Alternative Harvest ETF
MJ
+$2.63M
3
NOC icon
Northrop Grumman
NOC
+$2.61M
4
PLD icon
Prologis
PLD
+$2.6M
5
SO icon
Southern Company
SO
+$2.53M

Top Sells

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$5M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$4.57M
3
PSQ icon
ProShares Short QQQ
PSQ
+$4.48M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.75M
5
OKE icon
Oneok
OKE
+$2.89M

Sector Composition

Rank Sector Weight
1 Industrials 8.64%
2 Technology 7.08%
3 Consumer Discretionary 6.68%
4 Financials 6.63%
5 Healthcare 4.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFL icon
26
Aflac
AFL
$64.8B
$2.46M 1.02%
+46,542
New +$2.47M
FNF icon
27
Fidelity National Financial
FNF
$14B
$2.46M 1.02%
+56,373
New +$2.5M
MJ icon
28
Amplify Alternative Harvest ETF
MJ
$101M
$2.46M 1.02%
+11,958
New +$2.63M
FISV
29
Fiserv Inc
FISV
$28.8B
$2.45M 1.02%
21,200
-1,625
-7% -$179K
PG icon
30
Procter & Gamble
PG
$335B
$2.44M 1.01%
19,520
+9,630
+97% +$1.18M
CMG icon
31
Chipotle Mexican Grill
CMG
$49.4B
$2.43M 1.01%
145,350
+52,800
+57% +$847K
PSX icon
32
Phillips 66
PSX
$84.4B
$2.43M 1.01%
21,796
-4,249
-16% -$477K
LEG icon
33
Leggett & Platt
LEG
$1.37B
$2.4M 1%
+47,117
New +$2.31M
TROW icon
34
T. Rowe Price
TROW
$25.6B
$2.38M 0.99%
19,490
-2,445
-11% -$289K
KSU
35
DELISTED
Kansas City Southern
KSU
$2.34M 0.98%
+15,295
New +$2.24M
DINO icon
36
HF Sinclair
DINO
$16.7B
$2.28M 0.95%
+44,925
New +$2.38M
SPOT icon
37
Spotify
SPOT
$107B
$2.25M 0.94%
+15,070
New +$2.07M
BAX icon
38
Baxter International
BAX
$13.8B
$2.23M 0.93%
26,632
-2,408
-8% -$199K
OIH icon
39
VanEck Oil Services ETF
OIH
$2.01B
$2.22M 0.92%
+8,380
New +$2M
CHTR icon
40
Charter Communications
CHTR
$16.9B
$2.22M 0.92%
+4,572
New +$2.1M
KEYS icon
41
Keysight
KEYS
$53.4B
$2.21M 0.92%
21,495
-5,107
-19% -$523K
VCF
42
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$2.18M 0.91%
146,161
+2,481
+2% +$36.8K
SCHF icon
43
Schwab International Equity ETF
SCHF
$67B
$2.03M 0.85%
120,988
+486
+0.4% +$8K
IJR icon
44
iShares Core S&P Small-Cap ETF
IJR
$110B
$1.93M 0.8%
23,065
-323
-1% -$26K
IHF icon
45
iShares US Healthcare Providers ETF
IHF
$1.21B
$1.88M 0.78%
46,780
-280
-0.6% -$10.3K
AES icon
46
AES
AES
$10.6B
$1.73M 0.72%
87,086
-7,844
-8% -$140K
AFB
47
AllianceBernstein National Municipal Income Fund
AFB
$314M
$1.69M 0.7%
120,702
+3,193
+3% +$43.8K
KTF
48
DWS Municipal Income Trust
KTF
$346M
$1.59M 0.66%
140,206
+2,497
+2% +$28.6K
FMN
49
Federated Hermes Premier Municipal Income Fund
FMN
$87M
$1.58M 0.66%
111,807
+54,389
+95% +$766K
VFL
50
DELISTED
abrdn National Municipal Income Fund
VFL
$1.57M 0.66%
118,475
+2,052
+2% +$27.2K
1
2
3 4 5

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Wakefield Asset Management's Q4 2019 Portfolio in Review

As of Q4 2019, Wakefield Asset Management held 199 positions worth $240M, up 4.6% from $230M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Wakefield Asset Management's Q4 2019 filing shows 51 new, 32 increased, 72 reduced and 43 closed positions. Its largest new stake was ProShares Short S&P500: 94,091 shares worth $9.04M. The largest sale was JPMorgan Ultra-Short Income ETF, an estimated $5M.

By sector, the portfolio is most concentrated in Industrials at 8.6% of assets, down from 9.7% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Wakefield Asset Management's largest Q4 2019 buy was ProShares Short S&P500: 94,091 shares worth $9.04M.
  • Wakefield Asset Management added most to Garmin in Q4 2019, an estimated $2.12M increase.
  • Wakefield Asset Management's biggest Q4 2019 reduction was PIMCO Enhanced Short Maturity Active Exchange-Traded Fund, cutting an estimated $4.57M.
  • Wakefield Asset Management fully exited JPMorgan Ultra-Short Income ETF in Q4 2019, selling an estimated $5M.
  • Wakefield Asset Management's ten largest holdings make up 31% of its $240M portfolio in Q4 2019.
  • Wakefield Asset Management opened 51 new positions and closed 43 in Q4 2019.
  • Wakefield Asset Management's portfolio value rose 4.6% quarter-over-quarter to $240M.

Based on Wakefield Asset Management's 13F filing for Q4 2019, filed 27 Jan 2020.