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RAFFA WEALTH MANAGEMENT, LLC Portfolio holdings

AUM $793M
1-Year Est. Return 13.11%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+13.11%
3 Year Est. Return
+35.79%
5 Year Est. Return
+23.84%
10 Year Est. Return
+81.8%
AUM
$280M
AUM Growth
-$476M
Cap. Flow
-$477M
Cap. Flow %
-170.39%
Top 10 Hldgs %
84.13%
Holding
1,471
New
742
Increased
–
Reduced
–
Closed
728

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$149M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$38.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$15.2M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$8.15M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$6.42M

Top Sells

Rank Stock Value
1
CBSHP
Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B
CBSHP
+$249K
2
CERN
Cerner Corp
CERN
+$188K
3
CMSA
CMS Energy Corp 5.625% Junior Subordinated Notes due 2078
CMSA
+$130K
4
CELG
Celgene Corp
CELG
+$119K
5
CTBB
Qwest Corp 6.5% Notes due 2056
CTBB
+$118K

Sector Composition

Rank Sector Weight
1 Technology 1.57%
2 Financials 1.48%
3 Healthcare 0.85%
4 Industrials 0.81%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIVB
826
DELISTED
SVB Financial Group
SIVB
– –
-4
Closed -$898
SBNY
827
DELISTED
Signature Bank
SBNY
– –
-7
Closed -$846
FTR
828
DELISTED
Frontier Communications Corp.
FTR
– –
-1
Closed -$2
CELG
829
DELISTED
Celgene Corp
CELG
– –
-1,287
Closed -$119K
TSS
830
DELISTED
Total System Services, Inc.
TSS
– –
-16
Closed -$2.05K
DO
831
DELISTED
Diamond Offshore Drilling
DO
– –
-61
Closed -$541
RHT
832
DELISTED
Red Hat Inc
RHT
– –
-16
Closed -$3K
BAC.PRC
833
DELISTED
Bank of America Corporation Depositary Shares, each representing a 1/1,000th interest in a share of
BAC.PRC
– –
-2,500
Closed -$65.3K
FDC
834
DELISTED
First Data Corporation
FDC
– –
-58
Closed -$1.57K
30 31 32 33
34

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RAFFA WEALTH MANAGEMENT, LLC's Q3 2019 Portfolio in Review

As of Q3 2019, RAFFA WEALTH MANAGEMENT, LLC held 1,471 positions worth $280M, down 63% from $756M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

RAFFA WEALTH MANAGEMENT, LLC withdrew a net $477M in Q3 2019, closing 728 positions. Its most notable exit was Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B, an estimated $249K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 0% a quarter earlier, followed by Financials and Healthcare.

Against the trend, RAFFA WEALTH MANAGEMENT, LLC opened a new position in Vanguard Total Bond Market worth $150M.

  • RAFFA WEALTH MANAGEMENT, LLC's largest Q3 2019 buy was Vanguard Total Bond Market: 1,774,219 shares worth $150M.
  • RAFFA WEALTH MANAGEMENT, LLC fully exited Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B in Q3 2019, selling an estimated $249K.
  • RAFFA WEALTH MANAGEMENT, LLC's ten largest holdings make up 84% of its $280M portfolio in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC opened 742 new positions and closed 728 in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC's portfolio value fell 63% quarter-over-quarter to $280M.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q3 2019, filed 27 Jul 2026.