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RAFFA WEALTH MANAGEMENT, LLC Portfolio holdings

AUM $793M
1-Year Est. Return 13.11%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+13.11%
3 Year Est. Return
+35.79%
5 Year Est. Return
+23.84%
10 Year Est. Return
+81.8%
AUM
$280M
AUM Growth
-$476M
Cap. Flow
-$477M
Cap. Flow %
-170.39%
Top 10 Hldgs %
84.13%
Holding
1,471
New
742
Increased
–
Reduced
–
Closed
728

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$149M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$38.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$15.2M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$8.15M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$6.42M

Top Sells

Rank Stock Value
1
CBSHP
Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B
CBSHP
+$249K
2
CERN
Cerner Corp
CERN
+$188K
3
CMSA
CMS Energy Corp 5.625% Junior Subordinated Notes due 2078
CMSA
+$130K
4
CELG
Celgene Corp
CELG
+$119K
5
CTBB
Qwest Corp 6.5% Notes due 2056
CTBB
+$118K

Sector Composition

Rank Sector Weight
1 Technology 1.57%
2 Financials 1.48%
3 Healthcare 0.85%
4 Industrials 0.81%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTD
801
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-24
Closed -$1.2K
ETFC
802
DELISTED
E*Trade Financial Corporation
ETFC
– –
-25
Closed -$1.11K
DLR.PRI
803
DELISTED
DIGITAL RLTY TR INC PFD SR I % (MD)
DLR.PRI
– –
-2,500
Closed -$66K
CBSHP
804
DELISTED
Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B
CBSHP
– –
-9,500
Closed -$249K
NE
805
DELISTED
Noble Corporation
NE
– –
-227
Closed -$424
ROSE
806
DELISTED
Rosehill Resources Inc. Class A
ROSE
– –
-580
Closed -$2.15K
PTLA
807
DELISTED
Portola Pharmaceuticals, Inc.
PTLA
– –
-31
Closed -$841
WBC
808
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-7
Closed -$928
AGN
809
DELISTED
Allergan plc
AGN
– –
-25
Closed -$4.19K
ZAYO
810
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-27
Closed -$889
WCG
811
DELISTED
Wellcare Health Plans, Inc.
WCG
– –
-5
Closed -$1.43K
MDR
812
DELISTED
McDermott International
MDR
– –
-112
Closed -$1.08K
WAIR
813
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
– –
-143
Closed -$1.59K
GWR
814
DELISTED
Genesee & Wyoming Inc.
GWR
– –
-14
Closed -$1.4K
STI
815
DELISTED
SunTrust Banks, Inc.
STI
– –
-48
Closed -$3.02K
SEMG
816
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-36
Closed -$432
VIAB
817
DELISTED
Viacom Inc. Class B
VIAB
– –
-32
Closed -$956
VSM
818
DELISTED
Versum Materials, Inc.
VSM
– –
-25
Closed -$1.29K
WP
819
DELISTED
Worldpay, Inc.
WP
– –
-16
Closed -$1.96K
ARRY
820
DELISTED
Array Biopharma Inc
ARRY
– –
-44
Closed -$2.04K
WFT
821
DELISTED
Weatherford International plc
WFT
– –
-150
Closed -$8
NLSN
822
DELISTED
Nielsen Holdings plc
NLSN
– –
-33
Closed -$746
FNM
823
DELISTED
FANNIE MAE
FNM
– –
-8,749
Closed -$23.6K
ATVI
824
DELISTED
Activision Blizzard
ATVI
– –
-56
Closed -$2.64K
DISH
825
DELISTED
DISH Network Corp.
DISH
– –
-25
Closed -$960
30 31 32
33
34

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RAFFA WEALTH MANAGEMENT, LLC's Q3 2019 Portfolio in Review

As of Q3 2019, RAFFA WEALTH MANAGEMENT, LLC held 1,471 positions worth $280M, down 63% from $756M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

RAFFA WEALTH MANAGEMENT, LLC withdrew a net $477M in Q3 2019, closing 728 positions. Its most notable exit was Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B, an estimated $249K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 0% a quarter earlier, followed by Financials and Healthcare.

Against the trend, RAFFA WEALTH MANAGEMENT, LLC opened a new position in Vanguard Total Bond Market worth $150M.

  • RAFFA WEALTH MANAGEMENT, LLC's largest Q3 2019 buy was Vanguard Total Bond Market: 1,774,219 shares worth $150M.
  • RAFFA WEALTH MANAGEMENT, LLC fully exited Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B in Q3 2019, selling an estimated $249K.
  • RAFFA WEALTH MANAGEMENT, LLC's ten largest holdings make up 84% of its $280M portfolio in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC opened 742 new positions and closed 728 in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC's portfolio value fell 63% quarter-over-quarter to $280M.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q3 2019, filed 27 Jul 2026.