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RAFFA WEALTH MANAGEMENT, LLC Portfolio holdings

AUM $793M
1-Year Est. Return 13.11%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+13.11%
3 Year Est. Return
+35.79%
5 Year Est. Return
+23.84%
10 Year Est. Return
+81.8%
AUM
$280M
AUM Growth
-$476M
Cap. Flow
-$477M
Cap. Flow %
-170.39%
Top 10 Hldgs %
84.13%
Holding
1,471
New
742
Increased
–
Reduced
–
Closed
728

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$149M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$38.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$15.2M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$8.15M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$6.42M

Top Sells

Rank Stock Value
1
CBSHP
Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B
CBSHP
+$249K
2
CERN
Cerner Corp
CERN
+$188K
3
CMSA
CMS Energy Corp 5.625% Junior Subordinated Notes due 2078
CMSA
+$130K
4
CELG
Celgene Corp
CELG
+$119K
5
CTBB
Qwest Corp 6.5% Notes due 2056
CTBB
+$118K

Sector Composition

Rank Sector Weight
1 Technology 1.57%
2 Financials 1.48%
3 Healthcare 0.85%
4 Industrials 0.81%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
Y
776
DELISTED
Alleghany Corp
Y
– –
-3
Closed -$2.04K
CVET
777
DELISTED
Covetrus, Inc. Common Stock
CVET
– –
-7
Closed -$171
TMX
778
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-19
Closed -$990
DRE
779
DELISTED
Duke Realty Corp.
DRE
– –
-34
Closed -$1.07K
CTXS
780
DELISTED
Citrix Systems Inc
CTXS
– –
-11
Closed -$1.08K
CTT
781
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
– –
-73
Closed -$763
ACC
782
DELISTED
American Campus Communities, Inc.
ACC
– –
-22
Closed -$1.02K
MIC
783
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-26
Closed -$1.05K
CDK
784
DELISTED
CDK Global, Inc.
CDK
– –
-13
Closed -$643
CERN
785
DELISTED
Cerner Corp
CERN
– –
-2,561
Closed -$188K
PBCT
786
DELISTED
People's United Financial Inc
PBCT
– –
-51
Closed -$856
INFO
787
DELISTED
IHS Markit Ltd. Common Shares
INFO
– –
-29
Closed -$1.85K
XLNX
788
DELISTED
Xilinx Inc
XLNX
– –
-19
Closed -$2.24K
KSU
789
DELISTED
Kansas City Southern
KSU
– –
-11
Closed -$1.34K
PCI
790
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-2,160
Closed -$51.6K
WFC.PRX
791
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRX
– –
-2,500
Closed -$63.1K
SCHW.PRC
792
DELISTED
The Charles Schwab Corporation
SCHW.PRC
– –
-2,500
Closed -$65.3K
PRSP
793
DELISTED
Perspecta Inc. Common Stock
PRSP
– –
-23
Closed -$538
WDR
794
DELISTED
Waddell & Reed Financial, Inc.
WDR
– –
-60
Closed -$1K
TIF
795
DELISTED
Tiffany & Co.
TIF
– –
-10
Closed -$936
GLIBA
796
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
– –
-17
Closed -$1.04K
VER
797
DELISTED
VEREIT, Inc.
VER
– –
-30
Closed -$1.33K
WFC.PRV
798
DELISTED
Wells Fargo & Company Depositary Shares, each representing a 1/1,000th interest in a share of Non-Cu
WFC.PRV
– –
-2,500
Closed -$2.5K
COF.PRF
799
DELISTED
Capital One Financial Corporation
COF.PRF
– –
-2,500
Closed -$2.5K
AXAS
800
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-83
Closed -$1.72K
30 31
32
33 34

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RAFFA WEALTH MANAGEMENT, LLC's Q3 2019 Portfolio in Review

As of Q3 2019, RAFFA WEALTH MANAGEMENT, LLC held 1,471 positions worth $280M, down 63% from $756M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

RAFFA WEALTH MANAGEMENT, LLC withdrew a net $477M in Q3 2019, closing 728 positions. Its most notable exit was Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B, an estimated $249K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 0% a quarter earlier, followed by Financials and Healthcare.

Against the trend, RAFFA WEALTH MANAGEMENT, LLC opened a new position in Vanguard Total Bond Market worth $150M.

  • RAFFA WEALTH MANAGEMENT, LLC's largest Q3 2019 buy was Vanguard Total Bond Market: 1,774,219 shares worth $150M.
  • RAFFA WEALTH MANAGEMENT, LLC fully exited Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B in Q3 2019, selling an estimated $249K.
  • RAFFA WEALTH MANAGEMENT, LLC's ten largest holdings make up 84% of its $280M portfolio in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC opened 742 new positions and closed 728 in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC's portfolio value fell 63% quarter-over-quarter to $280M.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q3 2019, filed 27 Jul 2026.