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RAFFA WEALTH MANAGEMENT, LLC Portfolio holdings

AUM $793M
1-Year Est. Return 13.11%
This Fund
S&P 500
This Quarter Est. Return
+0.7%
1 Year Est. Return
+13.11%
3 Year Est. Return
+35.79%
5 Year Est. Return
+23.84%
10 Year Est. Return
+81.8%
AUM
$280M
AUM Growth
-$476M
Cap. Flow
-$477M
Cap. Flow %
-170.39%
Top 10 Hldgs %
84.13%
Holding
1,471
New
742
Increased
–
Reduced
–
Closed
728

Top Buys

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$149M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$38.1M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$15.2M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$8.15M
5
IWB icon
iShares Russell 1000 ETF
IWB
+$6.42M

Top Sells

Rank Stock Value
1
CBSHP
Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B
CBSHP
+$249K
2
CERN
Cerner Corp
CERN
+$188K
3
CMSA
CMS Energy Corp 5.625% Junior Subordinated Notes due 2078
CMSA
+$130K
4
CELG
Celgene Corp
CELG
+$119K
5
CTBB
Qwest Corp 6.5% Notes due 2056
CTBB
+$118K

Sector Composition

Rank Sector Weight
1 Technology 1.57%
2 Financials 1.48%
3 Healthcare 0.85%
4 Industrials 0.81%
5 Communication Services 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GAP
726
The Gap Inc
GAP
$7.23B
$486 ﹤0.01%
+28
New +$497
GVA icon
727
Granite Construction
GVA
$5.29B
$482 ﹤0.01%
+15
New +$520
OPLN
728
Openlane
OPLN
$4.21B
$466 ﹤0.01%
+19
New +$487
HL icon
729
Hecla Mining
HL
$9.47B
$463 ﹤0.01%
+263
New +$474
BLUE
730
DELISTED
bluebird bio
BLUE
– –
0
– –
FTDR icon
731
Frontdoor
FTDR
$5.1B
$437 ﹤0.01%
+9
New +$435
GT icon
732
Goodyear
GT
$2B
$432 ﹤0.01%
+30
New +$399
X
733
DELISTED
US Steel
X
$416 ﹤0.01%
+36
New +$464
PCG icon
734
PG&E
PCG
$38.3B
$410 ﹤0.01%
+41
New +$620
ALKS icon
735
Alkermes
ALKS
$8.22B
$351 ﹤0.01%
+18
New +$392
ADNT icon
736
Adient
ADNT
$1.65B
$344 ﹤0.01%
+15
New +$342
THO icon
737
Thor Industries
THO
$3.9B
$340 ﹤0.01%
+6
New +$315
BBWI icon
738
Bath & Body Works
BBWI
$4.06B
$313 ﹤0.01%
+20
New +$353
NKTR icon
739
Nektar Therapeutics
NKTR
$2.39B
$310 ﹤0.01%
+1
New +$367
VISN
740
Vistance Networks Inc
VISN
$2.65B
$294 ﹤0.01%
+25
New +$322
RES icon
741
RPC Inc
RES
$1.24B
$213 ﹤0.01%
+38
New +$226
CHX
742
DELISTED
ChampionX
CHX
$162 ﹤0.01%
+6
New +$175
NCSM icon
743
NCS Multistage Holdings
NCSM
$123M
$106 ﹤0.01%
+3
New +$153
BAC.PRK icon
744
Bank of America Depository Shares Series HH
BAC.PRK
$819M
– –
-2,500
Closed -$65.6K
CMSA
745
CMS Energy Corp 5.625% Junior Subordinated Notes due 2078
CMSA
$167M
– –
-5,000
Closed -$130K
CTBB
746
DELISTED
Qwest Corp 6.5% Notes due 2056
CTBB
– –
-5,000
Closed -$118K
DUK.PRA icon
747
Duke Energy Corp Series A Preferred Stock
DUK.PRA
$979M
– –
-2,500
Closed -$66.1K
PPLI
748
People Inc
PPLI
$3.09B
– –
-45
Closed -$1.74K
JPM.PRC icon
749
JPMorgan Chase & Co 6.00% Series EE Preferred Stock
JPM.PRC
$1.86B
– –
-2,500
Closed -$68K
SIRI icon
750
SiriusXM
SIRI
$9.98B
– –
-21
Closed -$1.17K
28 29
30
31 32

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AWG
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ACM
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RAFFA WEALTH MANAGEMENT, LLC's Q3 2019 Portfolio in Review

As of Q3 2019, RAFFA WEALTH MANAGEMENT, LLC held 1,471 positions worth $280M, down 63% from $756M the previous quarter. Its ten largest holdings account for 84% of the portfolio.

RAFFA WEALTH MANAGEMENT, LLC withdrew a net $477M in Q3 2019, closing 728 positions. Its most notable exit was Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B, an estimated $249K position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.6% of assets, up from 0% a quarter earlier, followed by Financials and Healthcare.

Against the trend, RAFFA WEALTH MANAGEMENT, LLC opened a new position in Vanguard Total Bond Market worth $150M.

  • RAFFA WEALTH MANAGEMENT, LLC's largest Q3 2019 buy was Vanguard Total Bond Market: 1,774,219 shares worth $150M.
  • RAFFA WEALTH MANAGEMENT, LLC fully exited Commerce Bancshares, Inc. Depositary Shares, each representing a 1/1000th interest of 6.00% Series B in Q3 2019, selling an estimated $249K.
  • RAFFA WEALTH MANAGEMENT, LLC's ten largest holdings make up 84% of its $280M portfolio in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC opened 742 new positions and closed 728 in Q3 2019.
  • RAFFA WEALTH MANAGEMENT, LLC's portfolio value fell 63% quarter-over-quarter to $280M.

Based on RAFFA WEALTH MANAGEMENT, LLC's 13F filing for Q3 2019, filed 27 Jul 2026.