VIA

Vident Investment Advisory Portfolio holdings

AUM $2.9B

1-Year Return 24.65%

2023 Q2 2023 Q1 2022 Q4 2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4

This Quarter Return

+15.29%

1 Year Return

+24.65%

3 Year Return

+82.72%

5 Year Return

+113.39%

10 Year Return

–

AUM

$1.85B

AUM Growth

+$69.7M (+3.9%)

Cap. Flow

-$150M

Cap. Flow % of AUM

-8.1%

Top 10 Holdings % Top 10 Hldgs %

12.74%

Holding

850

New

Increased

223

Reduced

387

Closed

155

Top Buys

1	JPS Nuveen Preferred & Income Securities Fund JPS	$9.58M
2	FPF First Trust Intermediate Duration Preferred & Income Fund FPF	$9.47M
3	NTG Tortoise Midstream Energy Fund, Inc. Common Stock NTG	$8.1M
4	Cohen & Steers Infrastructure Fund UTF	$7.88M
5	TEI Templeton Emerging Markets Income Fund TEI	$6.42M

Top Sells

1	SPDR S&P 500 ETF Trust SPY	$17.6M
2	ABB ABB Ltd. ABB	$12.2M
3	MAXR Maxar Technologies Inc. Common Stock MAXR	$10.5M
4	Helix Energy Solutions HLX	$9.16M
5	iRobot IRBT	$8.26M

Sector Composition

1	Technology	22.9%
2	Healthcare	12.8%
3	Industrials	10.59%
4	Consumer Discretionary	7.78%
5	Real Estate	6.64%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
201	201 Hewlett Packard HPE $31B	$2.59M	0.14%	167,784 -48,224	-22%	-$744K
202	202 Magna International MGA $12.9B	$2.58M	0.14%	53,049 +2,182	+4%	+$106K
203	203 Old Republic International ORI $10.1B	$2.58M	0.14%	123,394 -3,081	-2%	-$64.5K
204	204 United Airlines UAL $34.5B	$2.58M	0.14%	32,317 -13,456	-29%	-$1.07M
205	AAN.A 205 DELISTED AARON'S INC CL-A AAN.A	$2.58M	0.14%	49,018 -9,049	-16%	-$476K
206	ARCH 206 DELISTED Arch Resources, Inc. ARCH	$2.57M	0.14%	+28,195	New	+$2.57M
207	207 Lear LEA $5.91B	$2.57M	0.14%	18,929 +617	+3%	+$83.7K
208	208 Lumen LUMN $4.87B	$2.57M	0.14%	214,123 +29,561	+16%	+$354K
209	209 Voya Financial VOYA $7.38B	$2.55M	0.14%	51,001 -4,925	-9%	-$246K
210	210 Cinemark Holdings CNK $2.98B	$2.55M	0.14%	+63,703	New	+$2.55M
211	211 Toll Brothers TOL $14.2B	$2.54M	0.14%	+70,016	New	+$2.54M
212	212 NETSCOUT NTCT $1.79B	$2.53M	0.14%	90,259 -11,795	-12%	-$331K
213	213 Amdocs DOX $9.46B	$2.53M	0.14%	46,788 +1,083	+2%	+$58.6K
214	214 Murphy USA MUSA $7.47B	$2.53M	0.14%	+29,576	New	+$2.53M
215	215 Darling Ingredients DAR $5.07B	$2.53M	0.14%	116,636 -13,170	-10%	-$285K
216	216 Jones Lang LaSalle JLL $14.8B	$2.52M	0.14%	16,363 -2,493	-13%	-$384K
217	217 Graham Holdings Company GHC $4.93B	$2.52M	0.14%	3,687 +747	+25%	+$510K
218	218 Maximus MMS $4.97B	$2.52M	0.14%	+35,453	New	+$2.52M
219	219 Kemper KMPR $3.39B	$2.51M	0.14%	33,001 -4,389	-12%	-$334K
220	220 Ingredion INGR $8.24B	$2.51M	0.14%	26,478 +4,922	+23%	+$466K
221	221 LXP Industrial Trust LXP $2.71B	$2.5M	0.13%	275,906 +265,382	+2,522%	+$2.4M
222	222 Hudbay HBM $5.03B	$2.5M	0.13%	+349,529	New	+$2.5M
223	223 News Corp Class A NWSA $16.6B	$2.5M	0.13%	200,828 +189,353	+1,650%	+$2.36M
224	224 American Financial Group AFG $11.6B	$2.48M	0.13%	25,812 +421	+2%	+$40.5K
225	225 Mercury Insurance MCY $4.29B	$2.48M	0.13%	+49,540	New	+$2.48M