VIA

Vident Investment Advisory Portfolio holdings

AUM $2.9B
1-Year Return 24.65%
This Quarter Return
+15.29%
1 Year Return
+24.65%
3 Year Return
+82.72%
5 Year Return
+113.39%
10 Year Return
–
AUM
$1.85B
AUM Growth
+$69.7M
Cap. Flow
-$150M
Cap. Flow %
-8.1%
Top 10 Hldgs %
12.74%
Holding
850
New
84
Increased
223
Reduced
387
Closed
155

Top Buys

1
JPS
Nuveen Preferred & Income Securities Fund
JPS
$9.58M
2
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
$9.47M
3
NTG
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$8.1M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
$7.88M
5
TEI
Templeton Emerging Markets Income Fund
TEI
$6.42M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$17.6M
2
ABB
ABB Ltd.
ABB
$12.2M
3
MAXR
Maxar Technologies Inc. Common Stock
MAXR
$10.5M
4
HLX icon
Helix Energy Solutions
HLX
$9.16M
5
IRBT icon
iRobot
IRBT
$8.26M

Sector Composition

1 Technology 22.9%
2 Healthcare 12.8%
3 Industrials 10.59%
4 Consumer Discretionary 7.78%
5 Real Estate 6.64%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RL icon
751
Ralph Lauren
RL
$18.9B
– –
-22,379
Closed -$2.32M
ROP icon
752
Roper Technologies
ROP
$55.8B
– –
-1,146
Closed -$305K
RQI icon
753
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-693,751
Closed -$7.19M
SABR icon
754
Sabre
SABR
$675M
– –
-114,769
Closed -$2.48M
SEDG icon
755
SolarEdge
SEDG
$2.04B
– –
-7,937
Closed -$279K
ZG icon
756
Zillow
ZG
$20.5B
– –
-16,050
Closed -$504K
CPAY icon
757
Corpay
CPAY
$22.4B
– –
-3,209
Closed -$596K
SAVE
758
DELISTED
Spirit Airlines, Inc.
SAVE
– –
-67,742
Closed -$3.92M
EGRX
759
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
– –
-19,314
Closed -$778K
BIG
760
DELISTED
Big Lots, Inc.
BIG
– –
-45,637
Closed -$1.32M
CEM
761
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-64,977
Closed -$3.38M
CHS
762
DELISTED
Chicos FAS, Inc.
CHS
– –
-316,623
Closed -$1.78M
ABB
763
DELISTED
ABB Ltd.
ABB
– –
-645,340
Closed -$12.2M
MAXR
764
DELISTED
Maxar Technologies Inc. Common Stock
MAXR
– –
-882,111
Closed -$10.5M
AVYA
765
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-134,145
Closed -$1.95M
PCI
766
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-301,630
Closed -$6.35M
QEP
767
DELISTED
QEP RESOURCES, INC.
QEP
– –
-266,716
Closed -$1.5M
OSB
768
DELISTED
Norbord Inc.
OSB
– –
-57,193
Closed -$1.52M
AMTD
769
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-4,299
Closed -$210K
GCAP
770
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-24,089
Closed -$148K
S
771
DELISTED
Sprint Corporation
S
– –
-52,268
Closed -$304K
ZAYO
772
DELISTED
Zayo Group Holdings, Inc.
ZAYO
– –
-15,421
Closed -$352K
CBM
773
DELISTED
Cambrex Corporation
CBM
– –
-45,400
Closed -$1.71M
ATVI
774
DELISTED
Activision Blizzard Inc.
ATVI
– –
-13,402
Closed -$624K
AAWW
775
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-41,837
Closed -$1.77M
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