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VOAM

Vertex One Asset Management Portfolio holdings

AUM $434M
1-Year Est. Return 37.82%
This Fund
S&P 500
This Quarter Est. Return
+11.97%
1 Year Est. Return
+37.82%
3 Year Est. Return
+107.05%
5 Year Est. Return
+243.94%
10 Year Est. Return
–
AUM
$738M
AUM Growth
+$159M
Cap. Flow
+$108M
Cap. Flow %
14.7%
Top 10 Hldgs %
41.66%
Holding
118
New
35
Increased
34
Reduced
15
Closed
14

Top Buys

Rank Stock Value
1
ING icon
ING
ING
+$31.8M
2
TLM
TALISMAN ENERGY INC
TLM
+$30.2M
3
ZNGA
ZYNGA INC. CL A COMMON
ZNGA
+$28.6M
4
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$26.3M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$17.1M

Top Sells

Rank Stock Value
1
LYG icon
Lloyds Banking Group
LYG
+$28.1M
2
PHH
PHH Corporation
PHH
+$24.9M
3
DELL
DELL INC
DELL
+$22M
4
FON
SPRINT CORP FON COM
FON
+$17.3M
5
DOLE
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
+$14M

Sector Composition

Rank Sector Weight
1 Financials 30.71%
2 Consumer Discretionary 11.8%
3 Technology 9%
4 Energy 6.72%
5 Healthcare 6.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSE
101
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
– –
-252,738
Closed -$8.66M
DOLE
102
DELISTED
DOLE FOOD CO INC NEW CMN STK (DE)
DOLE
– –
-1,100,000
Closed -$14M
WCRX
103
DELISTED
WARNER CHILCOTT PLC ORD SHS CL A (IRL)
WCRX
– –
-112,500
Closed -$2.24M
AU.PRA
104
DELISTED
ANGLOGOLD ASHANTI HLDGS FIN PLC MNTY SUB BD CONV 2013 (IMN)
AU.PRA
– –
-10,600
Closed -$182K
TVL
105
DELISTED
LIN TV CORP
TVL
– –
-47,500
Closed -$727K
FON
106
DELISTED
SPRINT CORP FON COM
FON
– –
-2,462,400
Closed -$17.3M
1 2 3 4
5

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Vertex One Asset Management's Q3 2013 Portfolio in Review

As of Q3 2013, Vertex One Asset Management held 118 positions worth $738M, up 27% from $579M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Vertex One Asset Management deployed $108M of net new capital in Q3 2013, opening 35 new positions and adding to 34 existing holdings. Its largest new stake was ING: 2,950,000 shares worth $33.5M.

By sector, the portfolio is most concentrated in Financials at 31% of assets, down from 35% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was DELL INC, an estimated $22M trimmed.

  • Vertex One Asset Management's largest Q3 2013 buy was ING: 2,950,000 shares worth $33.5M.
  • Vertex One Asset Management added most to ARBITRON INC (NEW) in Q3 2013, an estimated $12.1M increase.
  • Vertex One Asset Management's biggest Q3 2013 reduction was DELL INC, cutting an estimated $22M.
  • Vertex One Asset Management fully exited Lloyds Banking Group in Q3 2013, selling an estimated $28.1M.
  • Vertex One Asset Management's ten largest holdings make up 42% of its $738M portfolio in Q3 2013.
  • Vertex One Asset Management opened 35 new positions and closed 14 in Q3 2013.
  • Vertex One Asset Management's portfolio value rose 27% quarter-over-quarter to $738M.

Based on Vertex One Asset Management's 13F filing for Q3 2013, filed 14 Nov 2013.