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Vaughan & Co Securities Portfolio holdings

AUM $193M
1-Year Est. Return 20.13%
This Fund
S&P 500
This Quarter Est. Return
-1.92%
1 Year Est. Return
+20.13%
3 Year Est. Return
+50.87%
5 Year Est. Return
+48.91%
10 Year Est. Return
–
AUM
$134M
AUM Growth
-$1.51M
Cap. Flow
+$1.35M
Cap. Flow %
1.01%
Top 10 Hldgs %
80.47%
Holding
54
New
1
Increased
8
Reduced
19
Closed
1

Top Buys

Rank Stock Value
1
XT icon
iShares Future Exponential Technologies ETF
XT
+$2.83M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$917K
3
BMO icon
Bank of Montreal
BMO
+$734K
4
HDV
iShares Core High Dividend ETF
HDV
+$545K
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$308K

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$1.32M
2
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$868K
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$610K
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$524K
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$268K

Sector Composition

Rank Sector Weight
1 Financials 3.29%
2 Technology 2.13%
3 Energy 1.77%
4 Communication Services 1.75%
5 Healthcare 1.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNK icon
51
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$235K 0.18%
2,149
-437
-17% -$47.9K
CWB icon
52
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$203K 0.15%
2,382
– –
VWO icon
53
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$201K 0.15%
4,023
– –
UNP icon
54
Union Pacific
UNP
$179B
– –
-940
Closed -$207K
1 2
3

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AIM
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KFGG
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OFG
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CA
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LAII
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Vaughan & Co Securities's Q3 2021 Portfolio in Review

As of Q3 2021, Vaughan & Co Securities held 54 positions worth $134M, down 1.1% from $135M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Trading was light in Q3 2021: portfolio turnover was 3.7%. Vaughan & Co Securities opened 1 new position and exited 1, leaving the 54-position portfolio largely intact.

By sector, the portfolio is most concentrated in Financials at 3.3% of assets, up from 2.5% a quarter earlier, followed by Technology and Energy.

  • Vaughan & Co Securities's largest Q3 2021 buy was Bank of Montreal: 7,287 shares worth $727K.
  • Vaughan & Co Securities added most to iShares Future Exponential Technologies ETF in Q3 2021, an estimated $2.83M increase.
  • Vaughan & Co Securities's biggest Q3 2021 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $1.32M.
  • Vaughan & Co Securities fully exited Union Pacific in Q3 2021, selling an estimated $207K.
  • Vaughan & Co Securities's ten largest holdings make up 80% of its $134M portfolio in Q3 2021.
  • Vaughan & Co Securities opened 1 new position and closed 1 in Q3 2021.
  • Vaughan & Co Securities's portfolio value fell 1.1% quarter-over-quarter to $134M.

Based on Vaughan & Co Securities's 13F filing for Q3 2021, filed 15 Oct 2021.