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Vaughan & Co Securities Portfolio holdings

AUM $193M
1-Year Est. Return 20.13%
This Fund
S&P 500
This Quarter Est. Return
+6.96%
1 Year Est. Return
+20.13%
3 Year Est. Return
+50.87%
5 Year Est. Return
+48.91%
10 Year Est. Return
–
AUM
$111M
AUM Growth
–
Cap. Flow
+$107M
Cap. Flow %
96.53%
Top 10 Hldgs %
75.2%
Holding
170
New
170
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$15.6M
2
DES icon
WisdomTree US SmallCap Dividend Fund
DES
+$14.7M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11.7M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$11.5M
5
HDV
iShares Core High Dividend ETF
HDV
+$11M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Energy 2.61%
2 Communication Services 2.43%
3 Financials 2.43%
4 Healthcare 1.99%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GT icon
26
Goodyear
GT
$2.1B
$616K 0.56%
+39,580
New +$619K
TU icon
27
Telus
TU
$16.2B
$608K 0.55%
+31,360
New +$581K
TPR icon
28
Tapestry
TPR
$28.6B
$604K 0.54%
+22,381
New +$583K
GSK icon
29
GSK
GSK
$104B
$598K 0.54%
+10,175
New +$566K
FUN icon
30
Cedar Fair
FUN
$1.79B
$589K 0.53%
+10,623
New +$598K
CM icon
31
Canadian Imperial Bank of Commerce
CM
$111B
$584K 0.53%
+14,050
New +$594K
MO icon
32
Altria Group
MO
$124B
$562K 0.51%
+11,266
New +$531K
BCE icon
33
BCE
BCE
$20.4B
$561K 0.51%
+12,106
New +$580K
PFE icon
34
Pfizer
PFE
$143B
$556K 0.5%
+14,951
New +$533K
PBCT
35
DELISTED
People's United Financial Inc
PBCT
$551K 0.5%
+32,633
New +$535K
CNP icon
36
CenterPoint Energy
CNP
$28.2B
$549K 0.5%
+20,145
New +$548K
FLG
37
Flagstar Bank National Association
FLG
$6.21B
$537K 0.48%
+14,898
New +$550K
CQP icon
38
Cheniere Energy
CQP
$30.2B
$517K 0.47%
+12,997
New +$546K
RCI icon
39
Rogers Communications
RCI
$18.7B
$502K 0.45%
+10,113
New +$487K
MUB icon
40
iShares National Muni Bond ETF
MUB
$45.5B
$496K 0.45%
+4,356
New +$496K
JNK icon
41
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.36B
$490K 0.44%
+4,469
New +$485K
OLN icon
42
Olin
OLN
$2.51B
$484K 0.44%
+28,054
New +$502K
XOM icon
43
ExxonMobil
XOM
$611B
$383K 0.35%
+5,488
New +$379K
ESML icon
44
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.84B
$379K 0.34%
+13,102
New +$362K
DHS icon
45
WisdomTree US High Dividend Fund
DHS
$1.54B
$287K 0.26%
+3,743
New +$282K
NLSN
46
DELISTED
Nielsen Holdings plc
NLSN
$287K 0.26%
+14,121
New +$287K
VWO icon
47
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$238K 0.21%
+5,349
New +$227K
IVW icon
48
iShares S&P 500 Growth ETF
IVW
$73.1B
$214K 0.19%
+4,428
New +$205K
PG icon
49
Procter & Gamble
PG
$349B
$190K 0.17%
+1,519
New +$186K
CWB icon
50
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.78B
$182K 0.16%
+3,288
New +$177K
1
2
3 4 5

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RFP
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AIM
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KFGG
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OFG
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CA
Carson Advisory Athens, Georgia $193M AUM 14.52% 1-Year Est. Return
GHI
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LAII
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Vaughan & Co Securities's Q4 2019 Portfolio in Review

Q4 2019 is the first quarter with a 13F filing on record for Vaughan & Co Securities, which disclosed 170 positions worth $111M. Its ten largest holdings account for 75% of the portfolio.

Its largest position is iShares Russell 2000 Growth ETF: 77,090 shares worth $16.5M.

By sector, the portfolio is most concentrated in Energy at 2.6% of assets, followed by Communication Services and Financials.

  • Vaughan & Co Securities's largest Q4 2019 buy was iShares Russell 2000 Growth ETF: 77,090 shares worth $16.5M.
  • Vaughan & Co Securities's ten largest holdings make up 75% of its $111M portfolio in Q4 2019.
  • Vaughan & Co Securities disclosed 170 positions in Q4 2019, its first 13F filing on record.

Based on Vaughan & Co Securities's 13F filing for Q4 2019, filed 4 Feb 2020.