UPS

UHLMANN PRICE SECURITIES Portfolio holdings

AUM $1.49B
1-Year Est. Return 39.39%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+39.39%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$169M
AUM Growth
+$5.19M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
203
New
Increased
Reduced
Closed

Top Buys

1
+$1.39M
2
+$391K
3
+$359K
4
GIS icon
General Mills
GIS
+$293K
5
SBUX icon
Starbucks
SBUX
+$291K

Top Sells

1
+$2.21M
2
+$679K
3
+$265K
4
ORCL icon
Oracle
ORCL
+$262K
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$240K

Sector Composition

1 Technology 17.69%
2 Financials 13.53%
3 Energy 5.94%
4 Communication Services 5.65%
5 Consumer Discretionary 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBDC
176
FT Confluence BDC & Specialty Finance Income ETF
FBDC
$34.3M
$199K 0.12%
+10,274
FCT
177
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$198K 0.12%
19,668
+564
IAE
178
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$92.8M
$194K 0.12%
26,644
+691
TEI
179
Templeton Emerging Markets Income Fund
TEI
$304M
$184K 0.11%
28,516
+1,848
EDD
180
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$355M
$183K 0.11%
33,770
+733
TSI
181
TCW Strategic Income Fund
TSI
$220M
$175K 0.1%
35,429
+244
FSK icon
182
FS KKR Capital
FSK
$3.04B
$162K 0.1%
10,925
-13,045
NPCT icon
183
Nuveen Core Plus Impact Fund
NPCT
$291M
$154K 0.09%
15,144
+584
WIA
184
Western Asset Inflation-Linked Income Fund
WIA
$190M
$147K 0.09%
17,833
-486
TU icon
185
Telus
TU
$19.6B
$147K 0.09%
11,138
-1,213
KIO
186
KKR Income Opportunities Fund
KIO
$464M
$140K 0.08%
12,079
+364
PGZ
187
Principal Real Estate Income Fund
PGZ
$65.8M
$134K 0.08%
13,372
+401
IGD
188
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$499M
$133K 0.08%
23,185
+585
FUBO icon
189
FuboTV Inc
FUBO
$297M
$132K 0.08%
4,367
-208
NUV icon
190
Nuveen Municipal Value Fund
NUV
$1.9B
$123K 0.07%
13,619
+69
SABA
191
Saba Capital Income & Opportunities Fund II
SABA
$239M
$117K 0.07%
14,208
+282
BKT icon
192
BlackRock Income Trust
BKT
$342M
$113K 0.07%
+10,261
PPT
193
Putnam Premier Income Trust
PPT
$334M
$79.3K 0.05%
22,401
-3,300
PCF
194
High Income Securities Fund
PCF
$105M
$71.8K 0.04%
11,672
+322
UAA icon
195
Under Armour
UAA
$2.5B
$49.7K 0.03%
10,000
+1,265
ETN icon
196
Eaton
ETN
$156B
– –
-600
FV icon
197
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
– –
-3,878
LAZ icon
198
Lazard
LAZ
$4.66B
– –
-3,900
NFLX icon
199
Netflix
NFLX
$362B
– –
-1,700
ORCL icon
200
Oracle
ORCL
$649B
– –
-933
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