UPS

UHLMANN PRICE SECURITIES Portfolio holdings

AUM $164M
1-Year Est. Return 20.7%
This Quarter Est. Return
1 Year Est. Return
+20.7%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$140M
AUM Growth
+$4.29M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
207
New
Increased
Reduced
Closed

Top Buys

1
+$4.13M
2
+$1.25M
3
+$1.08M
4
PEP icon
PepsiCo
PEP
+$829K
5
PINS icon
Pinterest
PINS
+$713K

Top Sells

1
+$2.57M
2
+$1.6M
3
+$895K
4
CME icon
CME Group
CME
+$850K
5
DLN icon
WisdomTree US LargeCap Dividend Fund
DLN
+$813K

Sector Composition

1 Technology 19.48%
2 Financials 13.74%
3 Energy 6.6%
4 Consumer Discretionary 5.26%
5 Communication Services 4.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NPCT icon
176
Nuveen Core Plus Impact Fund
NPCT
$306M
$159K 0.11%
14,143
+466
TEI
177
Templeton Emerging Markets Income Fund
TEI
$297M
$156K 0.11%
26,056
+647
TEAF
178
Ecofin Sustainable & Social Impact Term Fund
TEAF
$165M
$149K 0.11%
12,165
+276
KIO
179
KKR Income Opportunities Fund
KIO
$490M
$143K 0.1%
11,386
+334
MSOS icon
180
AdvisorShares Pure US Cannabis ETF
MSOS
$747M
$143K 0.1%
59,200
WIA
181
Western Asset Inflation-Linked Income Fund
WIA
$195M
$138K 0.1%
16,386
-2,407
PGZ
182
Principal Real Estate Income Fund
PGZ
$68.7M
$133K 0.09%
12,601
-1,226
IGD
183
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$445M
$122K 0.09%
21,100
-621
NUV icon
184
Nuveen Municipal Value Fund
NUV
$1.89B
$117K 0.08%
13,497
+52
PPT
185
Putnam Premier Income Trust
PPT
$346M
$92.4K 0.07%
25,175
+520
PCF
186
High Income Securities Fund
PCF
$117M
$87.8K 0.06%
13,834
+14
LGF.A
187
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
– –
-16,950
LGF.B
188
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
– –
-18,625
BTX
189
BlackRock Technology and Private Equity Term Trust
BTX
$818M
– –
-58,008
WPM icon
190
Wheaton Precious Metals
WPM
$45B
– –
-3,000
WMT icon
191
Walmart
WMT
$818B
– –
-5,944
VLO icon
192
Valero Energy
VLO
$53.6B
– –
-2,745
TU icon
193
Telus
TU
$22.6B
– –
-11,963
TSLA icon
194
Tesla
TSLA
$1.43T
– –
-909
SABA
195
Saba Capital Income & Opportunities Fund II
SABA
$241M
– –
-13,402
RHI icon
196
Robert Half
RHI
$2.67B
– –
-4,084
LLY icon
197
Eli Lilly
LLY
$827B
– –
-378
KLG
198
DELISTED
WK Kellogg Co
KLG
– –
-13,920
K icon
199
Kellanova
K
$29B
– –
-3,620
INTC icon
200
Intel
INTC
$182B
– –
-10,281
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