UPS

UHLMANN PRICE SECURITIES Portfolio holdings

AUM $140M
This Quarter Return
+1.01%
1 Year Return
+20.62%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$136M
AUM Growth
+$136M
Cap. Flow
+$4.05M
Cap. Flow %
2.98%
Top 10 Hldgs %
34.89%
Holding
191
New
14
Increased
104
Reduced
43
Closed
5

Top Buys

1
NIM icon
Nuveen Select Maturities Municipal Fund
NIM
$453K
2
CGXU icon
Capital Group International Focus Equity ETF
CGXU
$443K
3
CGSM icon
Capital Group Short Duration Municipal Income ETF
CGSM
$392K
4
PINS icon
Pinterest
PINS
$318K
5
RMT
Royce Micro-Cap Trust
RMT
$295K

Top Sells

1
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
$1.17M
2
TPZ
Tortoise Power & Energy Infrastructure Fund
TPZ
$582K
3
MRVL icon
Marvell Technology
MRVL
$226K
4
HIO
Western Asset High Income Opportunity Fund
HIO
$167K
5
EQT icon
EQT Corp
EQT
$133K

Sector Composition

1 Technology 18.17%
2 Financials 10.77%
3 Energy 7.39%
4 Healthcare 4.64%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PGZ
176
Principal Real Estate Income Fund
PGZ
$70.2M
$146K 0.11%
13,827
+407
+3% +$4.29K
TEI
177
Templeton Emerging Markets Income Fund
TEI
$290M
$137K 0.1%
25,409
+657
+3% +$3.54K
KIO
178
KKR Income Opportunities Fund
KIO
$512M
$136K 0.1%
+11,052
New +$136K
TEAF
179
Ecofin Sustainable & Social Impact Term Fund
TEAF
$162M
$135K 0.1%
11,889
+263
+2% +$2.99K
IGD
180
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$466M
$125K 0.09%
21,721
+583
+3% +$3.36K
NUV icon
181
Nuveen Municipal Value Fund
NUV
$1.81B
$118K 0.09%
13,445
+34
+0.3% +$298
SABA
182
Saba Capital Income & Opportunities Fund II
SABA
$259M
$117K 0.09%
13,402
+253
+2% +$2.2K
BCX icon
183
BlackRock Resources & Commodities Strategy Trust
BCX
$783M
$105K 0.08%
11,227
-1,043
-9% -$9.73K
PCF
184
High Income Securities Fund
PCF
$121M
$91.9K 0.07%
13,820
+361
+3% +$2.4K
PPT
185
Putnam Premier Income Trust
PPT
$354M
$89K 0.07%
24,655
+696
+3% +$2.51K
AWP
186
abrdn Global Premier Properties Fund
AWP
$343M
$73.1K 0.05%
18,848
-6,048
-24% -$23.5K
PARA
187
DELISTED
Paramount Global Class B
PARA
– –
-10,415
Closed -$109K
MRVL icon
188
Marvell Technology
MRVL
$53.7B
– –
-2,050
Closed -$226K
HIO
189
Western Asset High Income Opportunity Fund
HIO
$374M
– –
-42,444
Closed -$167K
F icon
190
Ford
F
$46.2B
– –
-10,005
Closed -$99K
BMEZ icon
191
BlackRock Health Sciences Trust II
BMEZ
$1.46B
– –
-81,268
Closed -$1.17M
4 5 6 7
8