UPS

UHLMANN PRICE SECURITIES Portfolio holdings

AUM $140M
1-Year Return 20.62%
This Quarter Return
+1.01%
1 Year Return
+20.62%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$136M
AUM Growth
+$3.35M
Cap. Flow
+$4.04M
Cap. Flow %
2.98%
Top 10 Hldgs %
34.89%
Holding
191
New
14
Increased
104
Reduced
43
Closed
5

Top Buys

1
NIM icon
Nuveen Select Maturities Municipal Fund
NIM
$453K
2
CGXU icon
Capital Group International Focus Equity ETF
CGXU
$443K
3
CGSM icon
Capital Group Short Duration Municipal Income ETF
CGSM
$392K
4
PINS icon
Pinterest
PINS
$318K
5
RMT
Royce Micro-Cap Trust
RMT
$295K

Top Sells

1
BMEZ icon
BlackRock Health Sciences Trust II
BMEZ
$1.17M
2
TPZ
Tortoise Power & Energy Infrastructure Fund
TPZ
$582K
3
MRVL icon
Marvell Technology
MRVL
$226K
4
HIO
Western Asset High Income Opportunity Fund
HIO
$167K
5
EQT icon
EQT Corp
EQT
$133K

Sector Composition

1 Technology 18.17%
2 Financials 10.77%
3 Energy 7.39%
4 Healthcare 4.64%
5 Consumer Discretionary 4.41%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMI icon
151
Cummins
CMI
$55.2B
$219K 0.16%
700
– –
CAT icon
152
Caterpillar
CAT
$197B
$216K 0.16%
655
– –
VTEB icon
153
Vanguard Tax-Exempt Bond Index Fund
VTEB
$38.1B
$214K 0.16%
4,307
+22
+0.5% +$1.09K
NTR icon
154
Nutrien
NTR
$27.7B
$212K 0.16%
+4,271
New +$212K
PYPL icon
155
PayPal
PYPL
$65.4B
$211K 0.16%
3,235
– –
AZN icon
156
AstraZeneca
AZN
$254B
$206K 0.15%
+2,800
New +$206K
BSX icon
157
Boston Scientific
BSX
$159B
$202K 0.15%
+2,000
New +$202K
RA
158
Brookfield Real Assets Income Fund
RA
$745M
$199K 0.15%
15,154
+2,287
+18% +$30.1K
FPF
159
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.16B
$194K 0.14%
10,527
+229
+2% +$4.21K
FMY
160
First Trust Mortgage Income Fund
FMY
$52M
$193K 0.14%
15,777
+290
+2% +$3.54K
AEF
161
abrdn Emerging Markets Equity Income Fund
AEF
$248M
$189K 0.14%
38,036
-10,537
-22% -$52.3K
TSI
162
TCW Strategic Income Fund
TSI
$237M
$186K 0.14%
38,236
+1,545
+4% +$7.51K
RVT icon
163
Royce Value Trust
RVT
$1.93B
$183K 0.14%
12,877
+258
+2% +$3.67K
FCT
164
First Trust Senior Floating Rate Income Fund II
FCT
$263M
$183K 0.13%
18,037
+494
+3% +$5.01K
AOD
165
abrdn Total Dynamic Dividend Fund
AOD
$962M
$183K 0.13%
21,770
+989
+5% +$8.3K
TU icon
166
Telus
TU
$25B
$172K 0.13%
11,963
+422
+4% +$6.05K
IHD
167
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$104M
$171K 0.13%
32,068
+986
+3% +$5.27K
WIA
168
Western Asset Inflation-Linked Income Fund
WIA
$195M
$157K 0.12%
18,793
+340
+2% +$2.84K
MSOS icon
169
AdvisorShares Pure US Cannabis ETF
MSOS
$811M
$155K 0.11%
59,200
-275
-0.5% -$718
IAE
170
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$77M
$151K 0.11%
24,506
+751
+3% +$4.63K
LGF.A
171
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
$150K 0.11%
16,950
-800
-5% -$7.08K
EDD
172
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$347M
$148K 0.11%
31,438
+1,064
+4% +$5K
LGF.B
173
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$148K 0.11%
18,625
-250
-1% -$1.98K
FUBO icon
174
fuboTV
FUBO
$1.29B
$147K 0.11%
+50,500
New +$147K
NPCT icon
175
Nuveen Core Plus Impact Fund
NPCT
$314M
$146K 0.11%
13,677
+295
+2% +$3.15K
4 5 6
7
8