UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
Microsoft
MSFT
$2.84T
| $6.46B | 2.44% |
30,715,180
-1,911,649
| -6% | -$402M |
|
|
2
Apple
AAPL
$4.89T
| $5.37B | 2.02% |
46,368,119
-3,815,093
| -8% | -$416M |
|
3
PUT
Tesla
TSLA
$1.24T
| $4.76B | 1.8% |
33,307,320
+241,320
| +0.7% | +$28.5M |
|
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $4.57B | 1.72% |
13,655,800
-5,085,400
| -27% | -$1.69B |
|
|
5
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $4.49B | 1.69% |
13,396,093
+368,422
| +3% | +$122M |
|
6
Amazon
AMZN
$2.5T
| $4.26B | 1.6% |
27,042,600
-1,302,600
| -5% | -$205M |
|
|
7
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $3.71B | 1.4% |
11,090,300
+2,484,200
| +29% | +$823M |
|
|
8
PUT
Invesco QQQ Trust
QQQ
$455B
| $3.27B | 1.23% |
11,778,679
+4,833,479
| +70% | +$1.31B |
|
9
iShares Core MSCI EAFE ETF
IEFA
$186B
| $2.93B | 1.1% |
48,535,103
+286,488
| +0.6% | +$17.3M |
|
|
10
Invesco QQQ Trust
QQQ
$455B
| $2.44B | 0.92% |
8,799,341
+2,156,123
| +32% | +$585M |
|
11
Home Depot
HD
$332B
| $2.21B | 0.83% |
7,969,776
-316,720
| -4% | -$85.8M |
|
12
Vanguard Mid-Cap ETF
VO
$106B
| $2.2B | 0.83% |
49,856,932
+853,876
| +2% | +$37.2M |
|
|
13
CALL
Alibaba
BABA
$269B
| $2.09B | 0.79% |
7,093,919
-258,706
| -4% | -$68.2M |
|
|
14
PUT
Apple
AAPL
$4.89T
| $2.07B | 0.78% |
17,884,500
+3,708,500
| +26% | +$405M |
|
|
15
Alphabet (Google) Class A
GOOGL
$3.91T
| $2.03B | 0.77% |
27,749,520
-3,067,680
| -10% | -$234M |
|
16
Vanguard Growth ETF
VUG
$216B
| $2.01B | 0.76% |
53,101,878
-2,938,134
| -5% | -$108M |
|
17
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $1.99B | 0.75% |
37,707,582
-2,790,887
| -7% | -$146M |
|
18
Johnson & Johnson
JNJ
$635B
| $1.95B | 0.73% |
13,067,453
-341,096
| -3% | -$50.5M |
|
19
iShares MSCI EAFE ETF
EFA
$76.4B
| $1.79B | 0.67% |
28,079,692
-2,833,301
| -9% | -$181M |
|
20
JPMorgan Chase
JPM
$939B
| $1.72B | 0.65% |
17,816,088
-294,142
| -2% | -$28.9M |
|
|
21
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $1.71B | 0.64% |
11,409,000
+2,035,900
| +22% | +$306M |
|
|
22
Alibaba
BABA
$269B
| $1.7B | 0.64% |
5,796,319
-1,118,498
| -16% | -$295M |
|
23
Visa
V
$677B
| $1.69B | 0.64% |
8,433,850
-617,414
| -7% | -$123M |
|
24
Procter & Gamble
PG
$343B
| $1.66B | 0.63% |
11,959,828
-83,517
| -0.7% | -$11.1M |
|
25
Meta Platforms (Facebook)
META
$1.51T
| $1.65B | 0.62% |
6,316,425
-797,875
| -11% | -$206M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,197 increased, 3,641 reduced and 778 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 778 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.