UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $7.67B | 3.61% |
29,754,000
+18,041,200
| +154% | +$5.5B |
|
|
2
Microsoft
MSFT
$2.84T
| $6.08B | 2.87% |
38,569,521
-5,032,871
| -12% | -$828M |
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $4.05B | 1.91% |
15,726,565
+2,734,208
| +21% | +$834M |
|
|
4
Apple
AAPL
$4.89T
| $3.34B | 1.58% |
52,604,184
-10,881,604
| -17% | -$800M |
|
5
Amazon
AMZN
$2.5T
| $3.04B | 1.43% |
31,223,560
-271,200
| -0.9% | -$26.2M |
|
6
iShares Core MSCI EAFE ETF
IEFA
$186B
| $2.43B | 1.15% |
48,714,446
+3,074,705
| +7% | +$183M |
|
|
7
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
| $2.4B | 1.13% |
9,314,300
-1,863,700
| -17% | -$568M |
|
8
Alphabet (Google) Class A
GOOGL
$3.91T
| $2.14B | 1.01% |
36,757,980
-4,037,660
| -10% | -$274M |
|
|
9
PUT
iShares Russell 2000 ETF
IWM
$80.9B
| $2.07B | 0.97% |
18,074,200
+7,794,600
| +76% | +$1.16B |
|
10
Intel
INTC
$466B
| $1.84B | 0.87% |
34,005,438
-5,406,408
| -14% | -$320M |
|
11
Johnson & Johnson
JNJ
$635B
| $1.78B | 0.84% |
13,595,605
-1,317,770
| -9% | -$187M |
|
12
iShares MSCI EAFE ETF
EFA
$76.4B
| $1.74B | 0.82% |
32,613,147
+3,831,234
| +13% | +$243M |
|
13
Home Depot
HD
$332B
| $1.74B | 0.82% |
9,308,054
-1,663,907
| -15% | -$365M |
|
14
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
| $1.69B | 0.8% |
41,870,978
-7,848,475
| -16% | -$385M |
|
15
Vanguard Growth ETF
VUG
$216B
| $1.68B | 0.79% |
64,294,026
-2,452,872
| -4% | -$73.5M |
|
16
PUT
Tesla
TSLA
$1.24T
| $1.64B | 0.77% |
46,993,500
-17,292,750
| -27% | -$717M |
|
|
17
JPMorgan Chase
JPM
$939B
| $1.58B | 0.75% |
17,591,638
-3,419,944
| -16% | -$416M |
|
18
Vanguard Value ETF
VTV
$189B
| $1.56B | 0.73% |
17,477,946
+757,655
| +5% | +$83.1M |
|
|
19
PUT
Amazon
AMZN
$2.5T
| $1.53B | 0.72% |
15,695,560
+4,158,560
| +36% | +$402M |
|
20
UBS Group
UBS
$170B
| $1.5B | 0.71% |
161,866,451
+31,886,973
| +25% | +$367M |
|
21
Visa
V
$677B
| $1.48B | 0.7% |
9,206,544
-1,257,125
| -12% | -$237M |
|
|
22
Invesco QQQ Trust
QQQ
$455B
| $1.47B | 0.69% |
7,723,119
+2,170,369
| +39% | +$459M |
|
23
Procter & Gamble
PG
$343B
| $1.44B | 0.68% |
13,131,899
-1,543,683
| -11% | -$185M |
|
24
iShares US Treasury Bond ETF
GOVT
$43.6B
| $1.4B | 0.66% |
50,131,621
+5,630,154
| +13% | +$151M |
|
|
25
CALL
Alibaba
BABA
$269B
| $1.35B | 0.64% |
6,949,583
+3,260,072
| +88% | +$680M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,776 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 747 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.