UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
Microsoft
MSFT
$2.86T
| $6.88B | 2.39% |
43,602,392
+1,296,369
| +3% | +$190M |
|
2
Apple
AAPL
$4.89T
| $4.66B | 1.62% |
63,485,788
-1,867,772
| -3% | -$120M |
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$779B
| $4.18B | 1.46% |
12,992,357
-4,210,772
| -24% | -$1.3B |
|
|
4
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$779B
| $3.77B | 1.31% |
11,712,800
-13,474,200
| -53% | -$4.15B |
|
|
5
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$779B
| $3.6B | 1.25% |
11,178,000
+2,237,600
| +25% | +$689M |
|
6
iShares Core MSCI EAFE ETF
IEFA
$186B
| $2.98B | 1.04% |
45,639,741
+188,603
| +0.4% | +$12M |
|
7
JPMorgan Chase
JPM
$938B
| $2.93B | 1.02% |
21,011,582
-201,824
| -1% | -$25.9M |
|
8
Amazon
AMZN
$2.51T
| $2.91B | 1.01% |
31,494,760
+1,728,360
| +6% | +$153M |
|
9
Alphabet (Google) Class A
GOOGL
$3.93T
| $2.73B | 0.95% |
40,795,640
+2,854,600
| +8% | +$184M |
|
|
10
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
| $2.67B | 0.93% |
49,719,453
+13,385,680
| +37% | +$690M |
|
11
Home Depot
HD
$330B
| $2.4B | 0.83% |
10,971,961
-158,857
| -1% | -$36M |
|
12
Intel
INTC
$478B
| $2.36B | 0.82% |
39,411,846
+709,696
| +2% | +$39.7M |
|
13
Johnson & Johnson
JNJ
$633B
| $2.18B | 0.76% |
14,913,375
+943,414
| +7% | +$128M |
|
14
Vanguard Growth ETF
VUG
$217B
| $2.03B | 0.71% |
66,746,898
+528,324
| +0.8% | +$15.3M |
|
15
Vanguard Value ETF
VTV
$189B
| $2B | 0.7% |
16,720,291
+501,299
| +3% | +$57.9M |
|
16
iShares MSCI EAFE ETF
EFA
$76.6B
| $2B | 0.7% |
28,781,913
-486,759
| -2% | -$32.9M |
|
17
Visa
V
$673B
| $1.97B | 0.68% |
10,463,669
+618,711
| +6% | +$111M |
|
18
Meta Platforms (Facebook)
META
$1.53T
| $1.86B | 0.65% |
9,053,494
+437,505
| +5% | +$84.7M |
|
19
Procter & Gamble
PG
$342B
| $1.83B | 0.64% |
14,675,582
+442,049
| +3% | +$54.1M |
|
20
Walt Disney
DIS
$166B
| $1.8B | 0.63% |
12,458,557
+65,718
| +0.5% | +$9.17M |
|
21
PUT
Tesla
TSLA
$1.22T
| $1.79B | 0.62% |
64,286,250
+32,784,450
| +104% | +$711M |
|
22
Comcast
CMCSA
$79.8B
| $1.76B | 0.61% |
39,244,450
+2,585,188
| +7% | +$115M |
|
23
PUT
iShares Russell 2000 ETF
IWM
$81.3B
| $1.7B | 0.59% |
10,279,600
+3,792,600
| +58% | +$599M |
|
24
Medtronic
MDT
$106B
| $1.7B | 0.59% |
14,941,520
-632,521
| -4% | -$69.4M |
|
25
PUT
iShares China Large-Cap ETF
FXI
$4.32B
| $1.69B | 0.59% |
38,800,000
+14,339,400
| +59% | +$598M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,307 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.