UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 50.11% |
| 2 | Technology | 9.56% |
| 3 | Financials | 6.76% |
| 4 | Healthcare | 6.45% |
| 5 | Consumer Discretionary | 5.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
| $7.47B | 2.88% |
25,187,000
+3,388,700
| +16% | +$1B |
|
|
2
Microsoft
MSFT
$3.67T
| $5.88B | 2.26% |
42,306,023
-3,353,659
| -7% | -$461M |
|
|
3
State Street SPDR S&P 500 ETF Trust
SPY
$810B
| $5.11B | 1.97% |
17,203,129
-6,504,436
| -27% | -$1.92B |
|
4
Apple
AAPL
$4.61T
| $3.66B | 1.41% |
65,353,560
+544,840
| +0.8% | +$28.5M |
|
5
iShares Core MSCI EAFE ETF
IEFA
$196B
| $2.78B | 1.07% |
45,451,138
+4,643,763
| +11% | +$280M |
|
|
6
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$810B
| $2.65B | 1.02% |
8,940,400
+3,672,300
| +70% | +$1.09B |
|
7
Amazon
AMZN
$2.77T
| $2.58B | 0.99% |
29,766,400
-577,080
| -2% | -$53.5M |
|
8
Home Depot
HD
$313B
| $2.58B | 0.99% |
11,130,818
-701,550
| -6% | -$153M |
|
9
JPMorgan Chase
JPM
$940B
| $2.5B | 0.96% |
21,213,406
-305,643
| -1% | -$34.6M |
|
10
Alphabet (Google) Class A
GOOGL
$4.14T
| $2.32B | 0.89% |
37,941,040
-5,207,060
| -12% | -$308M |
|
11
Intel
INTC
$552B
| $1.99B | 0.77% |
38,702,150
-1,868,593
| -5% | -$91.9M |
|
12
iShares MSCI EAFE ETF
EFA
$79.7B
| $1.91B | 0.73% |
29,268,672
-1,076,058
| -4% | -$69.3M |
|
13
Vanguard Morningstar Growth ETF
VUG
$227B
| $1.84B | 0.71% |
66,218,574
+732,588
| +1% | +$20.3M |
|
14
Vanguard Morningstar Value ETF
VTV
$192B
| $1.81B | 0.7% |
16,218,992
+345,378
| +2% | +$38.2M |
|
15
Johnson & Johnson
JNJ
$649B
| $1.81B | 0.7% |
13,969,961
-131,582
| -0.9% | -$17.3M |
|
16
iShares Core MSCI Emerging Markets ETF
IEMG
$165B
| $1.78B | 0.69% |
36,333,773
-5,650,176
| -13% | -$280M |
|
17
Boeing
BA
$167B
| $1.78B | 0.68% |
4,672,809
+181,410
| +4% | +$64.8M |
|
18
Procter & Gamble
PG
$338B
| $1.77B | 0.68% |
14,233,533
+350,253
| +3% | +$41.4M |
|
19
PUT
Invesco QQQ Trust
QQQ
$490B
| $1.75B | 0.67% |
9,251,700
+1,295,700
| +16% | +$246M |
|
20
Visa
V
$688B
| $1.69B | 0.65% |
9,844,958
-418,549
| -4% | -$74.5M |
|
21
Medtronic
MDT
$118B
| $1.69B | 0.65% |
15,574,041
-1,110,758
| -7% | -$116M |
|
22
Comcast
CMCSA
$93.4B
| $1.65B | 0.64% |
36,659,262
-2,638,820
| -7% | -$117M |
|
23
Walt Disney
DIS
$181B
| $1.62B | 0.62% |
12,392,839
-1,122,400
| -8% | -$155M |
|
24
PUT
Meta Platforms (Facebook)
META
$1.56T
| $1.59B | 0.61% |
8,943,118
-296,010
| -3% | -$56.3M |
|
25
CALL
iShares Russell 2000 ETF
IWM
$80.1B
| $1.56B | 0.6% |
10,317,700
+8,642,000
| +516% | +$1.32B |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group withdrew a net $9.06B in Q3 2019, closing 595 positions and reducing 2,892 holdings. Its most notable exit was OAKTREE CAPITAL GROUP, LLC, an estimated $172M position sold in full.
By sector, the portfolio is most concentrated in Miscellaneous at 50% of assets, up from 48% a quarter earlier, followed by Technology and Financials.
Against the trend, UBS Group opened a new position in Invesco S&P Ultra Dividend Revenue ETF worth $38.5M.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 736 new positions and closed 595 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.