UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
1
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $11.7B | 5.39% |
46,382,100
+27,609,400
| +147% | +$6.81B |
|
|
2
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $8.05B | 3.73% |
32,056,096
+1,713,642
| +6% | +$422M |
|
3
UBS Group
UBS
$173B
| $2.39B | 1.1% |
139,181,749
-2,519,072
| -2% | -$43.1M |
|
4
Apple
AAPL
$4.79T
| $2.26B | 1.05% |
58,783,528
-3,453,224
| -6% | -$134M |
|
5
Microsoft
MSFT
$2.9T
| $2.14B | 0.99% |
28,691,874
+2,397,446
| +9% | +$175M |
|
6
iShares MSCI EAFE ETF
EFA
$77.1B
| $2.09B | 0.97% |
30,525,122
+36,796
| +0.1% | +$2.46M |
|
7
PUT
iShares Russell 2000 ETF
IWM
$81.6B
| $1.69B | 0.78% |
11,398,800
+2,039,900
| +22% | +$287M |
|
8
iShares Core MSCI EAFE ETF
IEFA
$187B
| $1.65B | 0.76% |
25,650,140
+3,762,312
| +17% | +$235M |
|
9
iShares Core MSCI Emerging Markets ETF
IEMG
$153B
| $1.55B | 0.72% |
28,655,037
+1,399,857
| +5% | +$74.3M |
|
10
Home Depot
HD
$330B
| $1.51B | 0.7% |
9,230,317
+764,203
| +9% | +$117M |
|
11
CALL
Visa
V
$672B
| $1.48B | 0.69% |
14,089,200
+14,053,440
| +39,299% | +$1.43B |
|
12
CALL
Alibaba
BABA
$279B
| $1.47B | 0.68% |
8,518,324
+4,469,126
| +110% | +$725M |
|
13
Johnson & Johnson
JNJ
$615B
| $1.45B | 0.67% |
11,188,043
+927,150
| +9% | +$123M |
|
14
Intel
INTC
$516B
| $1.42B | 0.65% |
37,178,386
+2,746,546
| +8% | +$97.6M |
|
15
Alphabet (Google) Class A
GOOGL
$4.17T
| $1.39B | 0.64% |
28,622,620
+3,874,340
| +16% | +$184M |
|
16
Meta Platforms (Facebook)
META
$1.59T
| $1.36B | 0.63% |
7,977,900
+490,244
| +7% | +$81.8M |
|
17
Vanguard Value ETF
VTV
$187B
| $1.24B | 0.58% |
12,459,687
+951,064
| +8% | +$93.1M |
|
18
JPMorgan Chase
JPM
$926B
| $1.24B | 0.57% |
12,998,096
+296,939
| +2% | +$27.4M |
|
|
19
PUT
Invesco QQQ Trust
QQQ
$469B
| $1.18B | 0.55% |
8,117,600
+1,739,200
| +27% | +$249M |
|
|
20
Mondelez International
MDLZ
$78.1B
| $1.16B | 0.54% |
28,514,510
+7,713,002
| +37% | +$328M |
|
21
Vanguard Growth ETF
VUG
$222B
| $1.15B | 0.53% |
52,194,078
+2,840,250
| +6% | +$61.8M |
|
22
Chevron
CVX
$384B
| $1.14B | 0.53% |
9,693,277
+1,441,138
| +17% | +$157M |
|
23
iShares Core S&P Small-Cap ETF
IJR
$110B
| $1.11B | 0.51% |
14,894,235
+1,540,235
| +12% | +$108M |
|
|
24
iShares Russell 2000 ETF
IWM
$81.6B
| $1.09B | 0.51% |
7,367,882
+1,684,455
| +30% | +$237M |
|
|
25
iShares US Treasury Bond ETF
GOVT
$43.6B
| $1.08B | 0.5% |
42,629,260
+13,484,905
| +46% | +$342M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.