UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Chipotle Mexican Grill
CMG
|
+$672M |
| 2 |
SPDR Gold Trust
GLD
|
+$437M |
| 3 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$287M |
| 4 |
PX
Praxair Inc
PX
|
+$282M |
| 5 |
Visa
V
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Boeing
BA
|
+$438M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$277M |
| 3 |
Cognizant
CTSH
|
+$180M |
| 4 |
HOT
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
HOT
|
+$178M |
| 5 |
TE
TECO ENERGY INC
TE
|
+$176M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.61% |
| 2 | Healthcare | 6.49% |
| 3 | Technology | 6.1% |
| 4 | Consumer Discretionary | 5.16% |
| 5 | Industrials | 5.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $11.3B | 6.71% |
52,073,727
+58,497
| +0.1% | +$12.6M |
|
|
2
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$787B
| $2.33B | 1.39% |
10,751,300
-3,777,800
| -26% | -$817M |
|
3
UBS Group
UBS
$173B
| $2B | 1.19% |
146,802,236
-2,533,423
| -2% | -$34.5M |
|
4
Apple
AAPL
$4.79T
| $1.81B | 1.08% |
64,184,196
+2,654,204
| +4% | +$70.3M |
|
5
iShares MSCI EAFE ETF
EFA
$77.1B
| $1.69B | 1.01% |
28,578,729
+514,169
| +2% | +$29.8M |
|
6
Microsoft
MSFT
$2.9T
| $1.51B | 0.9% |
26,253,411
-546,543
| -2% | -$30.9M |
|
7
PUT
iShares MSCI Emerging Markets ETF
EEM
$28.8B
| $1.46B | 0.87% |
39,079,800
+5,098,804
| +15% | +$186M |
|
8
Intel
INTC
$516B
| $1.31B | 0.78% |
34,780,397
+1,449,135
| +4% | +$51.3M |
|
9
CALL
Procter & Gamble
PG
$347B
| $1.27B | 0.76% |
14,190,400
+14,106,800
| +16,874% | +$1.23B |
|
10
PUT
iShares Russell 2000 ETF
IWM
$81.6B
| $1.16B | 0.69% |
9,304,500
-2,568,300
| -22% | -$312M |
|
11
ExxonMobil
XOM
$640B
| $1.15B | 0.69% |
13,211,581
+1,410,898
| +12% | +$125M |
|
|
12
CALL
SPDR Gold Trust
GLD
$133B
| $1.14B | 0.68% |
9,100,100
-5,803,400
| -39% | -$739M |
|
13
Home Depot
HD
$330B
| $1.01B | 0.6% |
7,821,494
+98,401
| +1% | +$13.1M |
|
|
14
SPDR Gold Trust
GLD
$133B
| $952M | 0.57% |
7,574,311
+3,434,481
| +83% | +$437M |
|
15
GE Aerospace
GE
$354B
| $951M | 0.57% |
6,702,729
-66,107
| -1% | -$9.86M |
|
16
Meta Platforms (Facebook)
META
$1.59T
| $945M | 0.56% |
7,363,467
+131,355
| +2% | +$16.3M |
|
|
17
PUT
Apple
AAPL
$4.79T
| $937M | 0.56% |
33,158,844
+18,565,600
| +127% | +$491M |
|
|
18
CALL
Apple
AAPL
$4.79T
| $936M | 0.56% |
33,119,608
+20,283,924
| +158% | +$537M |
|
|
19
iShares Russell 2000 ETF
IWM
$81.6B
| $932M | 0.56% |
7,504,002
+421,669
| +6% | +$51.3M |
|
20
Johnson & Johnson
JNJ
$615B
| $925M | 0.55% |
7,832,661
-156,893
| -2% | -$19M |
|
21
Vanguard Total Stock Market ETF
VTI
$661B
| $897M | 0.53% |
8,053,336
+196,581
| +3% | +$21.8M |
|
22
PepsiCo
PEP
$185B
| $874M | 0.52% |
8,031,639
+385,455
| +5% | +$41.5M |
|
23
Medtronic
MDT
$105B
| $871M | 0.52% |
10,078,203
+62,059
| +0.6% | +$5.41M |
|
24
Alphabet (Google) Class A
GOOGL
$4.17T
| $865M | 0.52% |
21,506,420
-2,052,400
| -9% | -$80.3M |
|
25
Vanguard Total Bond Market
BND
$158B
| $858M | 0.51% |
10,191,776
-234,390
| -2% | -$19.7M |
|
Similar funds
UBS Group's Q3 2016 Portfolio in Review
As of Q3 2016, UBS Group held 8,502 positions worth $168B, up 5.4% from $159B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2016 filing shows 687 new, 3,374 increased, 3,212 reduced and 751 closed positions. Its largest new stake was Fortive: 1,371,117 shares worth $44M. The largest sale was Boeing, an estimated $438M.
By sector, the portfolio is most concentrated in Financials at 6.6% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Technology.
- UBS Group's largest Q3 2016 buy was Fortive: 1,371,117 shares worth $44M.
- UBS Group added most to Chipotle Mexican Grill in Q3 2016, an estimated $672M increase.
- UBS Group's biggest Q3 2016 reduction was Boeing, cutting an estimated $438M.
- UBS Group fully exited STARWOOD HOTELS & RESORTS WORLDWIDE, INC. in Q3 2016, selling an estimated $178M.
- UBS Group's ten largest holdings make up 15% of its $168B portfolio in Q3 2016.
- UBS Group opened 687 new positions and closed 751 in Q3 2016.
- UBS Group's portfolio value rose 5.4% quarter-over-quarter to $168B.
Based on UBS Group's 13F filing for Q3 2016, filed 14 Nov 2016.