UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ALE
2451
DELISTED
Allete
ALE
| $3.8M | ﹤0.01% |
73,509
+34,523
| +89% | +$1.92M |
|
|
JTD
2452
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
| $3.8M | ﹤0.01% |
290,802
+13,905
| +5% | +$183K |
|
2453
Invesco S&P SmallCap Information Technology ETF
PSCT
$517M
| $3.8M | ﹤0.01% |
131,928
-38,016
| -22% | -$1.13M |
|
2454
Webster Financial
WBS
$12.8B
| $3.8M | ﹤0.01% |
143,732
+91,848
| +177% | +$2.49M |
|
2455
Arcosa
ACA
$7.11B
| $3.79M | ﹤0.01% |
86,011
+42,482
| +98% | +$1.87M |
|
2456
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
| $3.79M | ﹤0.01% |
75,269
-123,585
| -62% | -$6.22M |
|
2457
AngloGold Ashanti
AU
$48.7B
| $3.78M | ﹤0.01% |
143,421
-191,402
| -57% | -$5.72M |
|
2458
Bread Financial
BFH
$4.38B
| $3.78M | ﹤0.01% |
112,882
+30,907
| +38% | +$1.1M |
|
2459
Carlisle Companies
CSL
$15.4B
| $3.78M | ﹤0.01% |
30,907
-996
| -3% | -$122K |
|
2460
Hawaiian Electric Industries
HE
$2.14B
| $3.78M | ﹤0.01% |
113,779
+64,094
| +129% | +$2.25M |
|
2461
iShares MSCI USA Small-Cap Min Vol Factor ETF
SMMV
$292M
| $3.78M | ﹤0.01% |
129,326
+11,907
| +10% | +$356K |
|
2462
Cirrus Logic
CRUS
$6.26B
| $3.77M | ﹤0.01% |
55,897
+11,777
| +27% | +$738K |
|
2463
ALPS International Sector Dividend Dogs ETF
IDOG
$566M
| $3.77M | ﹤0.01% |
174,870
+749
| +0.4% | +$17.1K |
|
2464
PUT
Chemours
CC
$2.37B
| $3.76M | ﹤0.01% |
180,000
-70,000
| -28% | -$1.35M |
|
2465
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
| $3.76M | ﹤0.01% |
69,660
-21,787
| -24% | -$1.19M |
|
|
JWN
2466
CALL
DELISTED
Nordstrom
JWN
| $3.75M | ﹤0.01% |
+314,700
| New | +$4.72M |
|
2467
CALL
Charter Communications
CHTR
$18.2B
| $3.75M | ﹤0.01% |
6,000
| – | – |
|
|
ARTY
2468
iShares Future AI & Tech ETF
ARTY
$3.81B
| $3.75M | ﹤0.01% |
114,370
+46,916
| +70% | +$1.51M |
|
2469
CALL
Abbott
ABT
$187B
| $3.74M | ﹤0.01% |
34,400
-20,000
| -37% | -$2.03M |
|
2470
Vanguard Russell 2000 Value ETF
VTWV
$1.37B
| $3.74M | ﹤0.01% |
42,915
+8,533
| +25% | +$758K |
|
|
TARO
2471
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
| $3.74M | ﹤0.01% |
68,160
+21,655
| +47% | +$1.35M |
|
2472
PUT
TripAdvisor
TRIP
$1.26B
| $3.74M | ﹤0.01% |
190,700
| – | – |
|
2473
PUT
KKR & Co
KKR
$92.3B
| $3.73M | ﹤0.01% |
108,700
| – | – |
|
2474
Marriott Vacations Worldwide
VAC
$4.25B
| $3.73M | ﹤0.01% |
41,056
-2,252
| -5% | -$204K |
|
2475
Shake Shack
SHAK
$2.87B
| $3.73M | ﹤0.01% |
57,810
-40,343
| -41% | -$2.34M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.