UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$834M |
| 2 |
Alibaba
BABA
|
+$559M |
| 3 |
iShares Russell 2000 ETF
IWM
|
+$557M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$459M |
| 5 |
Stellantis
STLA
|
+$454M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$828M |
| 2 |
Apple
AAPL
|
+$800M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$654M |
| 4 |
Boeing
BA
|
+$592M |
| 5 |
JPMorgan Chase
JPM
|
+$416M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.37% |
| 2 | Healthcare | 6.89% |
| 3 | Financials | 5.79% |
| 4 | Consumer Discretionary | 5.66% |
| 5 | Communication Services | 4.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PACW
2451
DELISTED
PacWest Bancorp
PACW
| $2.75M | ﹤0.01% |
153,468
-134,131
| -47% | -$4.2M |
|
|
AFB
2452
AllianceBernstein National Municipal Income Fund
AFB
$316M
| $2.75M | ﹤0.01% |
215,590
+27,520
| +15% | +$377K |
|
2453
iShares Morningstar Small-Cap Growth ETF
ISCG
$1.01B
| $2.74M | ﹤0.01% |
98,742
+32,406
| +49% | +$1.08M |
|
2454
CALL
Agnico Eagle Mines
AEM
$90.9B
| $2.73M | ﹤0.01% |
68,700
-136,700
| -67% | -$7.2M |
|
2455
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
| $2.73M | ﹤0.01% |
58,800
-6,939
| -11% | -$369K |
|
2456
iShares International Treasury Bond ETF
IGOV
$1.53B
| $2.73M | ﹤0.01% |
55,433
+2,599
| +5% | +$130K |
|
2457
NiSource
NI
$20.1B
| $2.73M | ﹤0.01% |
109,427
-126,805
| -54% | -$3.51M |
|
2458
Tenet Healthcare
THC
$21B
| $2.73M | ﹤0.01% |
189,659
-113,087
| -37% | -$3.25M |
|
2459
Simpson Manufacturing
SSD
$7.97B
| $2.73M | ﹤0.01% |
44,052
-18,116
| -29% | -$1.41M |
|
|
AGR
2460
DELISTED
Avangrid, Inc.
AGR
| $2.73M | ﹤0.01% |
62,290
-129,754
| -68% | -$6.53M |
|
2461
Trex
TREX
$4.86B
| $2.73M | ﹤0.01% |
68,020
-395,694
| -85% | -$18.5M |
|
|
ESPR
2462
DELISTED
Esperion Therapeutics
ESPR
| $2.73M | ﹤0.01% |
86,423
+21,458
| +33% | +$1.13M |
|
2463
Nu Skin
NUS
$255M
| $2.71M | ﹤0.01% |
123,941
+39,720
| +47% | +$1.2M |
|
2464
Invesco Value Municipal Income Trust
IIM
$597M
| $2.71M | ﹤0.01% |
191,360
-1,251
| -0.6% | -$18.9K |
|
|
MUE
2465
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
| $2.71M | ﹤0.01% |
225,424
+10,392
| +5% | +$131K |
|
2466
CALL
D.R. Horton
DHI
$41B
| $2.7M | ﹤0.01% |
79,500
-122,900
| -61% | -$6.39M |
|
2467
VanEck Video Gaming and eSports ETF
ESPO
$260M
| $2.7M | ﹤0.01% |
69,543
+66,743
| +2,384% | +$2.61M |
|
|
ISD
2468
PGIM High Yield Bond Fund
ISD
$419M
| $2.7M | ﹤0.01% |
233,283
-1,303,629
| -85% | -$18.6M |
|
2469
Invesco Global Water ETF
PIO
$281M
| $2.7M | ﹤0.01% |
110,148
-5,816
| -5% | -$171K |
|
2470
United States Oil Fund
USO
$1.76B
| $2.7M | ﹤0.01% |
80,179
-500,965
| -86% | -$38.6M |
|
2471
CVB Financial
CVBF
$3.96B
| $2.7M | ﹤0.01% |
134,611
-1,914
| -1% | -$38.5K |
|
|
AVK
2472
Advent Convertible and Income Fund
AVK
$568M
| $2.7M | ﹤0.01% |
260,425
+6,119
| +2% | +$85.2K |
|
|
VRNT
2473
DELISTED
Verint Systems
VRNT
| $2.7M | ﹤0.01% |
123,206
-95,973
| -44% | -$2.58M |
|
2474
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
| $2.7M | ﹤0.01% |
75,672
-139,455
| -65% | -$6.9M |
|
2475
CALL
Itaú Unibanco
ITUB
$87.2B
| $2.69M | ﹤0.01% |
824,597
-570,347
| -41% | -$2.92M |
|
Similar funds
UBS Group's Q1 2020 Portfolio in Review
As of Q1 2020, UBS Group held 8,948 positions worth $212B, down 26% from $287B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group withdrew a net $21.6B in Q1 2020, closing 880 positions and reducing 4,775 holdings. Its most notable exit was Wellcare Health Plans, Inc., an estimated $196M position sold in full.
By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9.8% a quarter earlier, followed by Healthcare and Financials.
Against the trend, UBS Group opened a new position in VelocityShares Daily 2x VIX Short Term ETN worth $221M.
- UBS Group's largest Q1 2020 buy was VelocityShares Daily 2x VIX Short Term ETN: 705,722 shares worth $221M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $834M increase.
- UBS Group's biggest Q1 2020 reduction was Microsoft, cutting an estimated $828M.
- UBS Group fully exited Wellcare Health Plans, Inc. in Q1 2020, selling an estimated $196M.
- UBS Group's ten largest holdings make up 17% of its $212B portfolio in Q1 2020.
- UBS Group opened 748 new positions and closed 880 in Q1 2020.
- UBS Group's portfolio value fell 26% quarter-over-quarter to $212B.
Based on UBS Group's 13F filing for Q1 2020, filed 1 May 2020.