UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2451
PUT
Logitech
LOGI
$14.7B
| $4.62M | ﹤0.01% |
113,323
+53,888
| +91% | +$2.17M |
|
2452
WisdomTree International AI Enhanced Value Fund
AIVI
$63.4M
| $4.62M | ﹤0.01% |
114,317
-2,754
| -2% | -$111K |
|
|
COHR
2453
PUT
DELISTED
Coherent Inc
COHR
| $4.61M | ﹤0.01% |
30,000
+15,000
| +100% | +$2.17M |
|
2454
Charles River Laboratories
CRL
$12.7B
| $4.61M | ﹤0.01% |
34,832
+3,737
| +12% | +$501K |
|
|
FISV
2455
CALL
Fiserv Inc
FISV
$28.9B
| $4.61M | ﹤0.01% |
44,500
-96,500
| -68% | -$9.85M |
|
2456
HealthEquity
HQY
$8.65B
| $4.6M | ﹤0.01% |
80,437
-39,893
| -33% | -$2.65M |
|
2457
Nuveen California Municipal Value Fund
NCA
$299M
| $4.57M | ﹤0.01% |
431,533
+55,901
| +15% | +$581K |
|
2458
Rollins
ROL
$17.7B
| $4.57M | ﹤0.01% |
201,239
+112,884
| +128% | +$2.59M |
|
2459
Cirrus Logic
CRUS
$6.19B
| $4.56M | ﹤0.01% |
85,121
+51,835
| +156% | +$2.65M |
|
|
BKK
2460
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
| $4.56M | ﹤0.01% |
301,957
-13,825
| -4% | -$208K |
|
2461
Korea Electric Power
KEP
$16B
| $4.55M | ﹤0.01% |
420,152
-4,224
| -1% | -$45.8K |
|
2462
United Therapeutics
UTHR
$22.9B
| $4.55M | ﹤0.01% |
57,074
+51,670
| +956% | +$4.16M |
|
|
COUP
2463
DELISTED
Coupa Software Incorporated
COUP
| $4.55M | ﹤0.01% |
35,133
-12,126
| -26% | -$1.68M |
|
2464
CALL
Royal Caribbean
RCL
$85.7B
| $4.55M | ﹤0.01% |
42,000
-23,000
| -35% | -$2.53M |
|
2465
CALL
KraneShares CSI China Internet ETF
KWEB
$5.62B
| $4.55M | ﹤0.01% |
110,000
| – | – |
|
|
HRC
2466
DELISTED
HILL-ROM HOLDINGS, INC.
HRC
| $4.54M | ﹤0.01% |
43,196
-2,449
| -5% | -$258K |
|
2467
WIX.com
WIX
$2.55B
| $4.54M | ﹤0.01% |
38,912
+21,532
| +124% | +$2.99M |
|
|
THQ
2468
abrdn Healthcare Opportunities Fund
THQ
$786M
| $4.53M | ﹤0.01% |
259,138
+3,455
| +1% | +$60.6K |
|
|
INN
2469
Summit Hotel Properties
INN
$720M
| $4.52M | ﹤0.01% |
389,899
+88,719
| +29% | +$1.01M |
|
2470
CALL
Axalta
AXTA
$8.03B
| $4.52M | ﹤0.01% |
150,000
+50,000
| +50% | +$1.48M |
|
|
MCI
2471
Barings Corporate Investors
MCI
$343M
| $4.52M | ﹤0.01% |
268,071
-11,531
| -4% | -$187K |
|
|
IBMI
2472
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
| $4.52M | ﹤0.01% |
177,059
-183,451
| -51% | -$4.69M |
|
2473
La-Z-Boy
LZB
$1.63B
| $4.52M | ﹤0.01% |
134,417
+10,839
| +9% | +$347K |
|
2474
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$586M
| $4.51M | ﹤0.01% |
61,494
-1,383
| -2% | -$104K |
|
|
NUVA
2475
DELISTED
NuVasive, Inc.
NUVA
| $4.49M | ﹤0.01% |
70,886
+34,207
| +93% | +$2.14M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.