UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core MSCI EAFE ETF
IEFA
|
+$527M |
| 2 |
NXP Semiconductors
NXPI
|
+$500M |
| 3 |
Chevron
CVX
|
+$297M |
| 4 |
Suncor Energy
SU
|
+$296M |
| 5 |
CERN
Cerner Corp
CERN
|
+$272M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$760M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$551M |
| 3 |
ExxonMobil
XOM
|
+$530M |
| 4 |
iShares China Large-Cap ETF
FXI
|
+$448M |
| 5 |
AerCap
AER
|
+$321M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.38% |
| 2 | Technology | 6.63% |
| 3 | Healthcare | 6.13% |
| 4 | Industrials | 5.09% |
| 5 | Consumer Discretionary | 4.99% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LSI
2451
DELISTED
Life Storage, Inc.
LSI
| $3.22M | ﹤0.01% |
58,769
-12,318
| -17% | -$690K |
|
2452
NorthWestern Energy
NWE
$4.23B
| $3.21M | ﹤0.01% |
54,777
+24,293
| +80% | +$1.4M |
|
2453
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.15B
| $3.21M | ﹤0.01% |
126,829
-68,417
| -35% | -$1.73M |
|
|
IPK
2454
DELISTED
SPDR S&P International Technology Sector
IPK
| $3.21M | ﹤0.01% |
82,323
+28,994
| +54% | +$1.07M |
|
2455
Sumitomo Mitsui Financial
SMFG
$164B
| $3.21M | ﹤0.01% |
442,776
+37,424
| +9% | +$291K |
|
2456
Five Below
FIVE
$12B
| $3.2M | ﹤0.01% |
73,972
-8,156
| -10% | -$324K |
|
|
S
2457
DELISTED
Sprint Corporation
S
| $3.2M | ﹤0.01% |
369,076
+21,574
| +6% | +$189K |
|
2458
iShares JPMorgan EM Corporate Bond ETF
CEMB
$404M
| $3.2M | ﹤0.01% |
63,442
+13,570
| +27% | +$684K |
|
2459
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
| $3.2M | ﹤0.01% |
64,193
+6,616
| +11% | +$329K |
|
2460
Allegion
ALLE
$13.4B
| $3.19M | ﹤0.01% |
42,116
+15,950
| +61% | +$1.13M |
|
2461
GameStop
GME
$9.75B
| $3.19M | ﹤0.01% |
565,364
-270,384
| -32% | -$1.65M |
|
|
GGM
2462
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
| $3.19M | ﹤0.01% |
139,940
-39,669
| -22% | -$916K |
|
|
LHO
2463
PUT
DELISTED
LaSalle Hotel Properties
LHO
| $3.19M | ﹤0.01% |
+110,000
| New | +$3.27M |
|
2464
PUT
Edison International
EIX
$28.2B
| $3.18M | ﹤0.01% |
+40,000
| New | +$3.03M |
|
2465
Alnylam Pharmaceuticals
ALNY
$27.5B
| $3.18M | ﹤0.01% |
61,985
-50,301
| -45% | -$2.32M |
|
2466
AptarGroup
ATR
$8.55B
| $3.18M | ﹤0.01% |
41,258
-4,460
| -10% | -$333K |
|
|
ACIA
2467
DELISTED
Acacia Communications Inc
ACIA
| $3.17M | ﹤0.01% |
54,137
+12,689
| +31% | +$736K |
|
2468
Weibo
WB
$2B
| $3.17M | ﹤0.01% |
60,758
+37,515
| +161% | +$1.87M |
|
2469
CALL
The Mosaic Company
MOS
$7.03B
| $3.17M | ﹤0.01% |
108,600
| – | – |
|
|
CSGS
2470
DELISTED
CSG Systems International
CSGS
| $3.17M | ﹤0.01% |
83,789
-18,399
| -18% | -$780K |
|
|
CTRA
2471
CALL
DELISTED
Coterra Energy
CTRA
| $3.17M | ﹤0.01% |
132,500
-414,900
| -76% | -$9.41M |
|
|
JMF
2472
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
| $3.17M | ﹤0.01% |
232,110
-40,343
| -15% | -$553K |
|
|
FIV
2473
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
| $3.17M | ﹤0.01% |
318,685
+299,685
| +1,577% | +$3.01M |
|
2474
NVR
NVR
$16.5B
| $3.16M | ﹤0.01% |
1,501
+671
| +81% | +$1.27M |
|
|
CCEC
2475
Capital Clean Energy Carriers
CCEC
$1.34B
| $3.16M | ﹤0.01% |
126,542
-32,693
| -21% | -$777K |
|
Similar funds
UBS Group's Q1 2017 Portfolio in Review
As of Q1 2017, UBS Group held 8,532 positions worth $183B, up 1.2% from $181B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group withdrew a net $8.15B in Q1 2017, closing 787 positions and reducing 3,714 holdings. Its most notable exit was American Capital Ltd, an estimated $114M position sold in full.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 7% a quarter earlier, followed by Technology and Healthcare.
Against the trend, UBS Group opened a new position in Deutsche Bank Aktiengesellschaft worth $33.3M.
- UBS Group's largest Q1 2017 buy was Deutsche Bank Aktiengesellschaft: 14,119,827 shares worth $33.3M.
- UBS Group added most to iShares Core MSCI EAFE ETF in Q1 2017, an estimated $527M increase.
- UBS Group's biggest Q1 2017 reduction was SPDR Gold Trust, cutting an estimated $760M.
- UBS Group fully exited American Capital Ltd in Q1 2017, selling an estimated $114M.
- UBS Group's ten largest holdings make up 15% of its $183B portfolio in Q1 2017.
- UBS Group opened 702 new positions and closed 787 in Q1 2017.
- UBS Group's portfolio value rose 1.2% quarter-over-quarter to $183B.
Based on UBS Group's 13F filing for Q1 2017, filed 12 May 2017.