UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
Terex
TEX
$7.74B
| $6.42M | ﹤0.01% |
152,466
-16,086
| -10% | -$761K |
|
2427
Global X Uranium ETF
URA
$6.22B
| $6.41M | ﹤0.01% |
269,432
-68,141
| -20% | -$1.45M |
|
2428
Invesco Dorsey Wright Technology Momentum ETF
PTF
$656M
| $6.39M | ﹤0.01% |
127,599
-5,442
| -4% | -$278K |
|
2429
VanEck Steel ETF
SLX
$176M
| $6.38M | ﹤0.01% |
115,652
+16,490
| +17% | +$1.02M |
|
2430
Beyond Meat
BYND
$277M
| $6.38M | ﹤0.01% |
60,641
-77,600
| -56% | -$9.49M |
|
2431
Royal Gold
RGLD
$19.5B
| $6.37M | ﹤0.01% |
66,689
-19,268
| -22% | -$2.16M |
|
2432
CALL
Honeywell
HON
$78B
| $6.35M | ﹤0.01% |
31,716
+18,461
| +139% | +$3.94M |
|
2433
Barclays
BCS
$94.1B
| $6.33M | ﹤0.01% |
613,646
-117,859
| -16% | -$1.17M |
|
2434
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
| $6.32M | ﹤0.01% |
91,383
-9,774
| -10% | -$703K |
|
2435
First Trust Materials AlphaDEX Fund
FXZ
$398M
| $6.31M | ﹤0.01% |
112,784
-8,319
| -7% | -$476K |
|
2436
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
| $6.31M | ﹤0.01% |
107,371
+24,287
| +29% | +$1.41M |
|
2437
Unifirst Corp
UNF
$5.25B
| $6.28M | ﹤0.01% |
29,548
+4,449
| +18% | +$979K |
|
2438
Perdoceo Education
PRDO
$2.12B
| $6.27M | ﹤0.01% |
593,367
+274,226
| +86% | +$3.09M |
|
2439
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
| $6.27M | ﹤0.01% |
235,757
+198,187
| +528% | +$5.28M |
|
2440
VanEck Low Carbon Energy ETF
SMOG
$134M
| $6.25M | ﹤0.01% |
41,980
+10,330
| +33% | +$1.63M |
|
|
PLYM
2441
DELISTED
Plymouth Industrial REIT
PLYM
| $6.24M | ﹤0.01% |
274,374
+45,823
| +20% | +$1.03M |
|
2442
CALL
Burlington
BURL
$23.2B
| $6.24M | ﹤0.01% |
+22,000
| New | +$7.03M |
|
|
IBMM
2443
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
| $6.24M | ﹤0.01% |
231,442
-1,618
| -0.7% | -$43.7K |
|
2444
PUT
Novavax
NVAX
$1.31B
| $6.22M | ﹤0.01% |
30,000
| – | – |
|
2445
CALL
Archer Daniels Midland
ADM
$36.9B
| $6.21M | ﹤0.01% |
103,394
| – | – |
|
2446
Invesco Quality Municipal Securities
IQI
$534M
| $6.2M | ﹤0.01% |
470,732
+19,903
| +4% | +$272K |
|
2447
Bread Financial
BFH
$4.38B
| $6.2M | ﹤0.01% |
77,044
-48,064
| -38% | -$3.71M |
|
2448
State Street SPDR S&P Software & Services ETF
XSW
$484M
| $6.19M | ﹤0.01% |
36,080
+1,928
| +6% | +$334K |
|
|
UMPQ
2449
DELISTED
Umpqua Holdings Corp
UMPQ
| $6.18M | ﹤0.01% |
305,260
-374,207
| -55% | -$7.17M |
|
2450
Marriott Vacations Worldwide
VAC
$4.25B
| $6.17M | ﹤0.01% |
39,206
-13,629
| -26% | -$2.06M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.