UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
Compañía de Minas Buenaventura
BVN
$8.27B
| $4.73M | ﹤0.01% |
311,539
+9,905
| +3% | +$154K |
|
|
BCV
2427
Bancroft Fund
BCV
$137M
| $4.72M | ﹤0.01% |
199,749
+157
| +0.1% | +$3.71K |
|
2428
PUT
The Mosaic Company
MOS
$7.46B
| $4.71M | ﹤0.01% |
230,000
| – | – |
|
|
FL
2429
DELISTED
Foot Locker
FL
| $4.71M | ﹤0.01% |
109,231
-41,924
| -28% | -$1.69M |
|
|
SUNS
2430
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
| $4.71M | ﹤0.01% |
265,182
-10,097
| -4% | -$171K |
|
|
SYNH
2431
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
| $4.71M | ﹤0.01% |
88,486
+69,767
| +373% | +$3.58M |
|
2432
Invesco Semiconductors ETF
PSI
$2.43B
| $4.7M | ﹤0.01% |
244,110
-110,967
| -31% | -$2.11M |
|
|
MIC
2433
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
| $4.7M | ﹤0.01% |
119,121
+16,397
| +16% | +$647K |
|
2434
Silicon Laboratories
SLAB
$7.21B
| $4.7M | ﹤0.01% |
42,222
+17,478
| +71% | +$1.89M |
|
2435
WD-40
WDFC
$3.1B
| $4.7M | ﹤0.01% |
25,610
+3,184
| +14% | +$573K |
|
2436
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$461M
| $4.7M | ﹤0.01% |
141,051
-3,933
| -3% | -$133K |
|
|
CMD
2437
DELISTED
Cantel Medical Corporation
CMD
| $4.68M | ﹤0.01% |
62,586
-6,520
| -9% | -$553K |
|
2438
Woodward
WWD
$21.6B
| $4.67M | ﹤0.01% |
30,067
-58,902
| -66% | -$6.47M |
|
2439
VanEck Agribusiness ETF
MOO
$974M
| $4.67M | ﹤0.01% |
70,909
-2,687
| -4% | -$178K |
|
|
PFPT
2440
DELISTED
Proofpoint, Inc.
PFPT
| $4.67M | ﹤0.01% |
36,188
+9,158
| +34% | +$1.12M |
|
2441
PUT
Warner Bros
WBD
$66.2B
| $4.66M | ﹤0.01% |
+175,000
| New | +$5.08M |
|
2442
CALL
PG&E
PCG
$37.4B
| $4.66M | ﹤0.01% |
465,500
+415,500
| +831% | +$6.28M |
|
2443
Glacier Bancorp
GBCI
$6.32B
| $4.65M | ﹤0.01% |
114,962
+42,052
| +58% | +$1.68M |
|
2444
Bankunited
BKU
$3.37B
| $4.64M | ﹤0.01% |
137,987
+337
| +0.2% | +$11K |
|
2445
Methanex
MEOH
$4.21B
| $4.64M | ﹤0.01% |
130,819
+12,379
| +10% | +$457K |
|
2446
iShares Global REIT ETF
REET
$5.08B
| $4.64M | ﹤0.01% |
165,224
+25,940
| +19% | +$710K |
|
2447
US Global Jets ETF
JETS
$803M
| $4.63M | ﹤0.01% |
157,870
+33,308
| +27% | +$994K |
|
|
ERC
2448
Allspring Multi-Sector Income Fund
ERC
$258M
| $4.63M | ﹤0.01% |
374,717
-1,584
| -0.4% | -$19.7K |
|
2449
Avista
AVA
$3.22B
| $4.63M | ﹤0.01% |
95,471
+42,289
| +80% | +$1.96M |
|
2450
USA Compression Partners
USAC
$3.78B
| $4.63M | ﹤0.01% |
267,796
-56,146
| -17% | -$950K |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.