UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$654M
| $4.01M | ﹤0.01% |
295,140
+5,862
| +2% | +$82K |
|
2402
CALL
3M
MMM
$94.3B
| $4M | ﹤0.01% |
+29,900
| New | +$4.02M |
|
2403
CALL
Canadian Natural Resources
CNQ
$93.8B
| $4M | ﹤0.01% |
510,500
| – | – |
|
2404
Guardant Health
GH
$22.6B
| $3.99M | ﹤0.01% |
35,722
-3,478
| -9% | -$318K |
|
2405
PUT
Chewy
CHWY
$9.63B
| $3.99M | ﹤0.01% |
72,800
+30,000
| +70% | +$1.62M |
|
2406
CALL
Gold Fields
GFI
$36.5B
| $3.99M | ﹤0.01% |
324,500
-1,063,700
| -77% | -$13.1M |
|
2407
Healthcare Services Group
HCSG
$1.53B
| $3.99M | ﹤0.01% |
185,188
+70,631
| +62% | +$1.65M |
|
|
BKN
2408
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
| $3.99M | ﹤0.01% |
255,068
-9,646
| -4% | -$156K |
|
2409
Interparfums
IPAR
$3.94B
| $3.98M | ﹤0.01% |
106,520
+30,666
| +40% | +$1.32M |
|
2410
PUT
Tapestry
TPR
$32.8B
| $3.97M | ﹤0.01% |
254,100
+84,500
| +50% | +$1.24M |
|
2411
CALL
Welltower
WELL
$171B
| $3.97M | ﹤0.01% |
+72,000
| New | +$3.95M |
|
2412
PUT
Valero Energy
VLO
$85.9B
| $3.96M | ﹤0.01% |
91,500
| – | – |
|
|
BSJO
2413
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
| $3.96M | ﹤0.01% |
164,423
+140,741
| +594% | +$3.4M |
|
2414
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
| $3.96M | ﹤0.01% |
100,403
+23,299
| +30% | +$919K |
|
2415
Dorman Products
DORM
$4.18B
| $3.96M | ﹤0.01% |
43,806
+9,015
| +26% | +$720K |
|
2416
PUT
Ralph Lauren
RL
$23.6B
| $3.96M | ﹤0.01% |
58,200
| – | – |
|
2417
First Trust Dorsey Wright International Focus 5 ETF
IFV
$235M
| $3.95M | ﹤0.01% |
210,225
-41,806
| -17% | -$780K |
|
|
EIM
2418
Eaton Vance Municipal Bond Fund
EIM
$499M
| $3.95M | ﹤0.01% |
299,746
+88,967
| +42% | +$1.17M |
|
2419
American Eagle Outfitters
AEO
$3.01B
| $3.94M | ﹤0.01% |
266,075
-7,300
| -3% | -$87K |
|
|
EOS
2420
Eaton Vance Enhance Equity Income Fund II
EOS
$1.18B
| $3.93M | ﹤0.01% |
213,241
+6,504
| +3% | +$120K |
|
2421
Sixth Street Specialty
TSLX
$1.81B
| $3.93M | ﹤0.01% |
228,618
+14,250
| +7% | +$244K |
|
|
DOOR
2422
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
| $3.93M | ﹤0.01% |
39,955
+38,557
| +2,758% | +$3.42M |
|
2423
Ciena
CIEN
$58.4B
| $3.93M | ﹤0.01% |
98,993
-50,328
| -34% | -$2.65M |
|
2424
Schneider National
SNDR
$6.25B
| $3.92M | ﹤0.01% |
158,498
+61,007
| +63% | +$1.58M |
|
2425
Arrow Electronics
ARW
$10.4B
| $3.91M | ﹤0.01% |
49,737
+16,681
| +50% | +$1.23M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.