UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
UBS Group
UBS
|
+$1.48B |
| 2 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$690M |
| 3 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$588M |
| 4 |
Truist Financial
TFC
|
+$532M |
| 5 |
VanEck Gold Miners ETF
GDX
|
+$278M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.3B |
| 2 |
Alibaba
BABA
|
+$771M |
| 3 |
AABA
Altaba Inc
AABA
|
+$759M |
| 4 |
STI
SunTrust Banks, Inc.
STI
|
+$503M |
| 5 |
BPL
Buckeye Partners, L.P.
BPL
|
+$467M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.82% |
| 2 | Financials | 7.38% |
| 3 | Healthcare | 6.65% |
| 4 | Consumer Discretionary | 5.46% |
| 5 | Industrials | 5.17% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EFT
2401
Eaton Vance Floating-Rate Income Trust
EFT
$287M
| $6.25M | ﹤0.01% |
455,254
+81,518
| +22% | +$1.09M |
|
|
NXQ
2402
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
| $6.24M | ﹤0.01% |
409,110
+31,840
| +8% | +$474K |
|
2403
Insulet
PODD
$9.66B
| $6.22M | ﹤0.01% |
36,329
-10,889
| -23% | -$1.81M |
|
2404
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
| $6.22M | ﹤0.01% |
+190,888
| New | +$6.03M |
|
2405
CALL
Ezcorp Inc
EZPW
$1.79B
| $6.21M | ﹤0.01% |
910,360
-68,277
| -7% | -$392K |
|
2406
CALL
Colgate-Palmolive
CL
$74.1B
| $6.2M | ﹤0.01% |
90,000
| – | – |
|
2407
Franklin Electric
FELE
$4.83B
| $6.19M | ﹤0.01% |
108,036
-27,984
| -21% | -$1.48M |
|
2408
Beyond Meat
BYND
$272M
| $6.19M | ﹤0.01% |
81,855
+54,336
| +197% | +$5.04M |
|
|
VRNT
2409
DELISTED
Verint Systems
VRNT
| $6.18M | ﹤0.01% |
219,179
+88,602
| +68% | +$2.16M |
|
|
PE
2410
DELISTED
PARSLEY ENERGY INC
PE
| $6.15M | ﹤0.01% |
325,344
-653,956
| -67% | -$10.8M |
|
2411
Mercury Systems
MRCY
$6.53B
| $6.14M | ﹤0.01% |
88,918
+83,134
| +1,437% | +$5.99M |
|
2412
VanEck IG Floating Rate ETF
FLTR
$2.97B
| $6.14M | ﹤0.01% |
242,598
-41,505
| -15% | -$1.05M |
|
|
TMHC
2413
DELISTED
Taylor Morrison
TMHC
| $6.14M | ﹤0.01% |
280,707
-171,017
| -38% | -$4.11M |
|
2414
CALL
Accenture
ACN
$105B
| $6.13M | ﹤0.01% |
29,100
-1,000
| -3% | -$195K |
|
2415
CALL
Sherwin-Williams
SHW
$88.2B
| $6.13M | ﹤0.01% |
31,500
-78,300
| -71% | -$14.9M |
|
2416
VEON
VEON
$3.87B
| $6.13M | ﹤0.01% |
96,863
+371
| +0.4% | +$22.8K |
|
2417
PUT
Royal Gold
RGLD
$18.5B
| $6.11M | ﹤0.01% |
+50,000
| New | +$5.91M |
|
2418
Omnicell
OMCL
$1.65B
| $6.11M | ﹤0.01% |
74,727
+23,894
| +47% | +$1.83M |
|
2419
Pinnacle Financial Partners Inc
PNFP
$16.1B
| $6.09M | ﹤0.01% |
95,219
-2,193
| -2% | -$132K |
|
|
NBL
2420
DELISTED
Noble Energy, Inc.
NBL
| $6.08M | ﹤0.01% |
244,923
-12,607
| -5% | -$268K |
|
2421
WisdomTree True Developed International Fund
DOL
$838M
| $6.08M | ﹤0.01% |
124,149
+5,495
| +5% | +$261K |
|
2422
PUT
Kimberly-Clark
KMB
$36.1B
| $6.08M | ﹤0.01% |
44,200
| – | – |
|
2423
CALL
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.5B
| $6.08M | ﹤0.01% |
525,000
| – | – |
|
2424
Zai Lab
ZLAB
$2.34B
| $6.07M | ﹤0.01% |
+146,000
| New | +$5.39M |
|
|
JOYY
2425
PUT
JOYY Inc
JOYY
$3.77B
| $6.07M | ﹤0.01% |
+115,000
| New | +$6.77M |
|
Similar funds
UBS Group's Q4 2019 Portfolio in Review
As of Q4 2019, UBS Group held 8,864 positions worth $287B, up 11% from $260B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
UBS Group's Q4 2019 filing shows 808 new, 4,306 increased, 2,684 reduced and 688 closed positions. Its largest new stake was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.3B.
By sector, the portfolio is most concentrated in Technology at 9.8% of assets, up from 9.5% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q4 2019 buy was Bristol-Myers Squibb Company Contingent Value Rights: 5,302,748 shares worth $16M.
- UBS Group added most to UBS Group in Q4 2019, an estimated $1.48B increase.
- UBS Group's biggest Q4 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.3B.
- UBS Group fully exited Altaba Inc in Q4 2019, selling an estimated $759M.
- UBS Group's ten largest holdings make up 13% of its $287B portfolio in Q4 2019.
- UBS Group opened 808 new positions and closed 688 in Q4 2019.
- UBS Group's portfolio value rose 11% quarter-over-quarter to $287B.
Based on UBS Group's 13F filing for Q4 2019, filed 14 Feb 2020.