UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares US Treasury Bond ETF
GOVT
|
+$469M |
| 2 |
Fidelity National Information Services
FIS
|
+$352M |
| 3 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$337M |
| 4 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$316M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$292M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.92B |
| 2 |
UBS Group
UBS
|
+$1.46B |
| 3 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$547M |
| 4 |
Microsoft
MSFT
|
+$461M |
| 5 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$433M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.47% |
| 2 | Financials | 6.72% |
| 3 | Healthcare | 6.27% |
| 4 | Consumer Discretionary | 5.76% |
| 5 | Industrials | 5.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Timken Company
TKR
$8.92B
| $4.86M | ﹤0.01% |
111,580
-23,850
| -18% | -$1.05M |
|
|
SF
2402
Stifel
SF
$12.6B
| $4.85M | ﹤0.01% |
190,346
+82,663
| +77% | +$2.08M |
|
|
CCMP
2403
DELISTED
CMC Materials, Inc. Common Stock
CCMP
| $4.85M | ﹤0.01% |
34,342
+27,952
| +437% | +$3.45M |
|
|
DISH
2404
CALL
DELISTED
DISH Network Corp.
DISH
| $4.84M | ﹤0.01% |
+142,200
| New | +$5.09M |
|
2405
Artisan Partners
APAM
$3.06B
| $4.84M | ﹤0.01% |
171,418
+23,700
| +16% | +$663K |
|
|
PPLT
2406
abrdn Physical Platinum Shares ETF
PPLT
$1.99B
| $4.84M | ﹤0.01% |
579,760
+26,560
| +5% | +$221K |
|
|
KYNB
2407
Kyntra Bio
KYNB
$28.3M
| $4.84M | ﹤0.01% |
5,231
+2,678
| +105% | +$2.94M |
|
2408
Invesco Quality Municipal Securities
IQI
$528M
| $4.83M | ﹤0.01% |
378,017
+89,687
| +31% | +$1.14M |
|
|
CTXS
2409
PUT
DELISTED
Citrix Systems Inc
CTXS
| $4.83M | ﹤0.01% |
50,000
-100,000
| -67% | -$9.57M |
|
|
AWP
2410
abrdn Global Premier Properties Fund
AWP
$367M
| $4.82M | ﹤0.01% |
258,427
+40,096
| +18% | +$741K |
|
|
VIAB
2411
CALL
DELISTED
Viacom Inc. Class B
VIAB
| $4.81M | ﹤0.01% |
+200,000
| New | +$5.58M |
|
2412
Nuveen ESG Large-Cap Value ETF
NULV
$2.26B
| $4.8M | ﹤0.01% |
153,753
+12,158
| +9% | +$370K |
|
2413
NOV
NOV
$7.09B
| $4.8M | ﹤0.01% |
226,460
+152,074
| +204% | +$3.24M |
|
|
JBGS
2414
JBG SMITH
JBGS
$707M
| $4.8M | ﹤0.01% |
122,306
-198,157
| -62% | -$7.73M |
|
|
NXR
2415
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
| $4.79M | ﹤0.01% |
298,050
-21,375
| -7% | -$337K |
|
2416
Wendy's
WEN
$1.41B
| $4.79M | ﹤0.01% |
239,682
+55,897
| +30% | +$1.11M |
|
|
ZNGA
2417
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $4.79M | ﹤0.01% |
822,237
+197,736
| +32% | +$1.19M |
|
2418
Coherent
COHR
$65.4B
| $4.78M | ﹤0.01% |
135,732
+108,151
| +392% | +$4.12M |
|
2419
Post Holdings
POST
$4.09B
| $4.77M | ﹤0.01% |
68,925
-3,713
| -5% | -$253K |
|
2420
Fair Isaac
FICO
$22.3B
| $4.77M | ﹤0.01% |
15,715
-6,164
| -28% | -$2.09M |
|
2421
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$902M
| $4.76M | ﹤0.01% |
170,891
-12,161
| -7% | -$334K |
|
2422
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.67B
| $4.76M | ﹤0.01% |
68,290
+7,492
| +12% | +$523K |
|
2423
Diamondrock Hospitality Co
DRH
$2.59B
| $4.76M | ﹤0.01% |
464,025
+249,759
| +117% | +$2.46M |
|
2424
PUT
Cameco
CCJ
$40.8B
| $4.75M | ﹤0.01% |
+500,000
| New | +$4.69M |
|
2425
Visteon
VC
$2.75B
| $4.74M | ﹤0.01% |
57,448
+26,836
| +88% | +$1.79M |
|
Similar funds
UBS Group's Q3 2019 Portfolio in Review
As of Q3 2019, UBS Group held 8,655 positions worth $260B, up 0.05% from $260B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group's Q3 2019 filing shows 737 new, 4,060 increased, 2,893 reduced and 594 closed positions. Its largest new stake was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $1.92B.
By sector, the portfolio is most concentrated in Technology at 9.5% of assets, down from 9.7% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2019 buy was Invesco S&P Ultra Dividend Revenue ETF: 1,020,769 shares worth $38.5M.
- UBS Group added most to iShares US Treasury Bond ETF in Q3 2019, an estimated $469M increase.
- UBS Group's biggest Q3 2019 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.92B.
- UBS Group fully exited OAKTREE CAPITAL GROUP, LLC in Q3 2019, selling an estimated $172M.
- UBS Group's ten largest holdings make up 14% of its $260B portfolio in Q3 2019.
- UBS Group opened 737 new positions and closed 594 in Q3 2019.
- UBS Group's portfolio value rose 0.05% quarter-over-quarter to $260B.
Based on UBS Group's 13F filing for Q3 2019, filed 14 Nov 2019.