UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Blackrock
BLK
|
+$356M |
| 2 |
Procter & Gamble
PG
|
+$310M |
| 3 |
Hilton Worldwide
HLT
|
+$286M |
| 4 |
VanEck Junior Gold Miners ETF
GDXJ
|
+$282M |
| 5 |
SPDR Gold Trust
GLD
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$1.44B |
| 2 |
Chipotle Mexican Grill
CMG
|
+$638M |
| 3 |
KLA
KLAC
|
+$271M |
| 4 |
Bank of America
BAC
|
+$219M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$190M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.04% |
| 2 | Healthcare | 5.89% |
| 3 | Technology | 5.66% |
| 4 | Industrials | 5.03% |
| 5 | Energy | 4.95% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
Martin Midstream Partners
MMLP
$95.5M
| $3.38M | ﹤0.01% |
184,013
-189,231
| -51% | -$3.48M |
|
2402
AptarGroup
ATR
$8.66B
| $3.36M | ﹤0.01% |
45,718
+9,772
| +27% | +$727K |
|
|
MVF
2403
DELISTED
BlackRock MuniVest Fund
MVF
| $3.35M | ﹤0.01% |
349,162
-270,922
| -44% | -$2.68M |
|
2404
Charles River Laboratories
CRL
$11.3B
| $3.35M | ﹤0.01% |
43,980
-17,547
| -29% | -$1.33M |
|
2405
Take-Two Interactive
TTWO
$44.9B
| $3.35M | ﹤0.01% |
67,952
+1,582
| +2% | +$74.7K |
|
2406
Manchester United
MANU
$3.88B
| $3.34M | ﹤0.01% |
234,156
-53,080
| -18% | -$809K |
|
|
HPF
2407
John Hancock Preferred Income Fund II
HPF
$345M
| $3.33M | ﹤0.01% |
164,612
-37,436
| -19% | -$769K |
|
2408
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
| $3.33M | ﹤0.01% |
104,405
-29,716
| -22% | -$977K |
|
|
VIVS
2409
VivoSim Labs
VIVS
$1.28M
| $3.33M | ﹤0.01% |
4,092
+209
| +5% | +$166K |
|
2410
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$653M
| $3.32M | ﹤0.01% |
232,208
+90,792
| +64% | +$1.34M |
|
2411
First Trust Emerging Markets AlphaDEX Fund
FEM
$770M
| $3.32M | ﹤0.01% |
163,252
+5,272
| +3% | +$108K |
|
|
FRBK
2412
DELISTED
Republic First Bancorp Inc
FRBK
| $3.32M | ﹤0.01% |
397,053
+26,177
| +7% | +$145K |
|
2413
Avnet
AVT
$7.59B
| $3.31M | ﹤0.01% |
69,635
-1,215
| -2% | -$54.2K |
|
|
LGF.A
2414
DELISTED
Lions Gate Entertainment Corp. Class A Voting Shares
LGF.A
| $3.31M | ﹤0.01% |
+123,148
| New | +$3.33M |
|
2415
Cleveland-Cliffs
CLF
$7.02B
| $3.31M | ﹤0.01% |
393,594
-13,113
| -3% | -$98.7K |
|
2416
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$429M
| $3.31M | ﹤0.01% |
158,410
+40,801
| +35% | +$878K |
|
2417
Axcelis
ACLS
$4.29B
| $3.31M | ﹤0.01% |
227,476
+19,815
| +10% | +$270K |
|
2418
ALPS International Sector Dividend Dogs ETF
IDOG
$555M
| $3.31M | ﹤0.01% |
140,024
+20,787
| +17% | +$487K |
|
2419
iShares Global Industrials ETF
EXI
$1.48B
| $3.31M | ﹤0.01% |
43,865
+151
| +0.3% | +$11.2K |
|
2420
Woodward
WWD
$22.1B
| $3.3M | ﹤0.01% |
47,754
+17,375
| +57% | +$1.12M |
|
|
2421
Bank of America Series L
BAC.PRL
$3.98B
| $3.29M | ﹤0.01% |
2,822
-3
| -0.1% | -$3.57K |
|
2422
Horizon Technology Finance
HRZN
$311M
| $3.29M | ﹤0.01% |
312,439
+24,210
| +8% | +$285K |
|
2423
Hanmi Financial
HAFC
$960M
| $3.28M | ﹤0.01% |
94,097
+10,608
| +13% | +$310K |
|
2424
Five Below
FIVE
$12.3B
| $3.28M | ﹤0.01% |
82,128
+9,385
| +13% | +$369K |
|
2425
Ultragenyx Pharmaceutical
RARE
$2.54B
| $3.28M | ﹤0.01% |
46,670
+16,636
| +55% | +$1.18M |
|
Similar funds
UBS Group's Q4 2016 Portfolio in Review
As of Q4 2016, UBS Group held 8,573 positions worth $181B, up 8% from $168B the previous quarter. Its ten largest holdings account for 17% of the portfolio.
UBS Group deployed $10.5B of net new capital in Q4 2016, opening 819 new positions and adding to 3,871 existing holdings. Its largest new stake was Yum China: 1,408,862 shares worth $36.8M.
By sector, the portfolio is most concentrated in Financials at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Technology.
On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.44B trimmed.
- UBS Group's largest Q4 2016 buy was Yum China: 1,408,862 shares worth $36.8M.
- UBS Group added most to Blackrock in Q4 2016, an estimated $356M increase.
- UBS Group's biggest Q4 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.44B.
- UBS Group fully exited ITC HOLDINGS CORP in Q4 2016, selling an estimated $56M.
- UBS Group's ten largest holdings make up 17% of its $181B portfolio in Q4 2016.
- UBS Group opened 819 new positions and closed 745 in Q4 2016.
- UBS Group's portfolio value rose 8% quarter-over-quarter to $181B.
Based on UBS Group's 13F filing for Q4 2016, filed 14 Feb 2017.