UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2376
DoubleLine Opportunistic Bond ETF
DBND
$755M
| $6.16M | ﹤0.01% |
139,726
+11,530
| +9% | +$522K |
|
2377
Erie Indemnity
ERIE
$13.2B
| $6.16M | ﹤0.01% |
20,982
+168
| +0.8% | +$43.4K |
|
2378
Option Care Health
OPCH
$3.56B
| $6.15M | ﹤0.01% |
190,258
-59,625
| -24% | -$2.01M |
|
2379
McGrath RentCorp
MGRC
$2.92B
| $6.15M | ﹤0.01% |
61,326
+12,981
| +27% | +$1.26M |
|
|
ESGR
2380
DELISTED
Enstar Group
ESGR
| $6.14M | ﹤0.01% |
25,365
-1,630
| -6% | -$409K |
|
2381
Olin
OLN
$2.12B
| $6.13M | ﹤0.01% |
122,656
-134,694
| -52% | -$7.27M |
|
2382
Chewy
CHWY
$9.63B
| $6.13M | ﹤0.01% |
335,705
+180,772
| +117% | +$5.17M |
|
|
VSTO
2383
DELISTED
Vista Outdoor Inc.
VSTO
| $6.12M | ﹤0.01% |
184,789
-107,094
| -37% | -$3.16M |
|
2384
CALL
Charter Communications
CHTR
$18.2B
| $6.11M | ﹤0.01% |
13,900
+1,300
| +10% | +$541K |
|
2385
Inspire Medical Systems
INSP
$1.74B
| $6.11M | ﹤0.01% |
30,807
-3,378
| -10% | -$852K |
|
2386
Vanguard Russell 3000 ETF
VTHR
$4.86B
| $6.11M | ﹤0.01% |
32,048
+1,500
| +5% | +$298K |
|
2387
Dentsply Sirona
XRAY
$2.43B
| $6.09M | ﹤0.01% |
178,425
-21,063
| -11% | -$801K |
|
2388
CALL
Wynn Resorts
WYNN
$10.6B
| $6.09M | ﹤0.01% |
65,900
+15,000
| +29% | +$1.5M |
|
2389
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$159M
| $6.08M | ﹤0.01% |
74,781
+744
| +1% | +$63K |
|
2390
PUT
Dell
DELL
$293B
| $6.06M | ﹤0.01% |
87,900
+22,900
| +35% | +$1.36M |
|
2391
Invesco Advantage Municipal Income Trust II
VKI
$401M
| $6.05M | ﹤0.01% |
817,037
-18,516
| -2% | -$151K |
|
2392
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$606M
| $6.05M | ﹤0.01% |
617,024
-53,324
| -8% | -$555K |
|
2393
Cavco Industries
CVCO
$4.55B
| $6.05M | ﹤0.01% |
22,780
+6,630
| +41% | +$1.86M |
|
2394
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
| $6.04M | ﹤0.01% |
162,412
-3,031
| -2% | -$120K |
|
|
CIR
2395
DELISTED
CIRCOR International, Inc
CIR
| $6.04M | ﹤0.01% |
108,319
+46,351
| +75% | +$2.59M |
|
2396
Invesco MSCI Sustainable Future ETF
ERTH
$138M
| $6.02M | ﹤0.01% |
135,984
+2,067
| +2% | +$101K |
|
2397
CALL
American Tower
AMT
$80.4B
| $6.02M | ﹤0.01% |
36,600
-1,000
| -3% | -$183K |
|
2398
iShares Currency Hedged MSCI Japan ETF
HEWJ
$747M
| $6M | ﹤0.01% |
175,567
+103,317
| +143% | +$3.48M |
|
2399
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
| $6M | ﹤0.01% |
114,398
-180
| -0.2% | -$9.99K |
|
2400
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
| $5.99M | ﹤0.01% |
404,461
+37,147
| +10% | +$571K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.