UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2376
Stem
STEM
$52.7M
| $6.73M | ﹤0.01% |
14,076
+11,712
| +495% | +$6.16M |
|
2377
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $6.72M | ﹤0.01% |
667,283
+168,028
| +34% | +$1.67M |
|
2378
CALL
iShares US Real Estate ETF
IYR
$4.65B
| $6.71M | ﹤0.01% |
65,500
| – | – |
|
2379
PUT
Prologis
PLD
$133B
| $6.71M | ﹤0.01% |
53,458
-32,700
| -38% | -$4.24M |
|
2380
Innoviva
INVA
$1.48B
| $6.7M | ﹤0.01% |
401,034
-180,453
| -31% | -$2.7M |
|
2381
Sixth Street Specialty
TSLX
$1.81B
| $6.7M | ﹤0.01% |
301,703
-2,418
| -0.8% | -$55.4K |
|
2382
Invesco MSCI Sustainable Future ETF
ERTH
$138M
| $6.69M | ﹤0.01% |
105,618
+7,750
| +8% | +$513K |
|
2383
Wintrust Financial
WTFC
$10.7B
| $6.68M | ﹤0.01% |
83,169
-72,643
| -47% | -$5.36M |
|
2384
CALL
Enterprise Products Partners
EPD
$81.7B
| $6.63M | ﹤0.01% |
306,320
+42,700
| +16% | +$970K |
|
2385
Halozyme
HALO
$12.2B
| $6.62M | ﹤0.01% |
162,800
+79,807
| +96% | +$3.34M |
|
2386
First Trust Nasdaq Bank ETF
FTXO
$311M
| $6.62M | ﹤0.01% |
202,844
-4,315
| -2% | -$134K |
|
|
ARDC
2387
Are Dynamic Credit Allocation Fund
ARDC
$298M
| $6.62M | ﹤0.01% |
408,875
-22,891
| -5% | -$371K |
|
2388
PUT
DaVita
DVA
$11.7B
| $6.62M | ﹤0.01% |
+56,900
| New | +$7.13M |
|
2389
ITT
ITT
$19.1B
| $6.62M | ﹤0.01% |
77,051
+10,903
| +16% | +$1.02M |
|
2390
Old Republic International
ORI
$10.4B
| $6.61M | ﹤0.01% |
285,541
-49,197
| -15% | -$1.22M |
|
2391
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
| $6.6M | ﹤0.01% |
123,391
-4,395
| -3% | -$239K |
|
2392
National Health Investors
NHI
$3.65B
| $6.59M | ﹤0.01% |
123,206
+46,235
| +60% | +$2.89M |
|
|
ZUO
2393
DELISTED
Zuora, Inc.
ZUO
| $6.59M | ﹤0.01% |
397,574
-154,678
| -28% | -$2.61M |
|
|
MVF
2394
DELISTED
BlackRock MuniVest Fund
MVF
| $6.59M | ﹤0.01% |
695,995
+148,896
| +27% | +$1.45M |
|
2395
CALL
Fidelity National Information Services
FIS
$22.1B
| $6.57M | ﹤0.01% |
54,000
-7,800
| -13% | -$1.05M |
|
2396
ING
ING
$102B
| $6.57M | ﹤0.01% |
453,344
-69,074
| -13% | -$923K |
|
2397
Wendy's
WEN
$1.46B
| $6.57M | ﹤0.01% |
302,847
-218,821
| -42% | -$4.99M |
|
2398
PUT
Amcor
AMCR
$22.1B
| $6.56M | ﹤0.01% |
113,260
+19,040
| +20% | +$1.14M |
|
2399
Mohawk Industries
MHK
$9.22B
| $6.55M | ﹤0.01% |
36,929
-9,105
| -20% | -$1.76M |
|
2400
BioXcel Therapeutics
BTAI
$27.8M
| $6.55M | ﹤0.01% |
13,483
+3,445
| +34% | +$1.51M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.