UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$585M |
| 2 |
Gaotu Techedu
GOTU
|
+$389M |
| 3 |
iQIYI
IQ
|
+$383M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$345M |
| 5 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$341M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
TWTR
Twitter, Inc.
TWTR
|
+$482M |
| 2 |
Apple
AAPL
|
+$416M |
| 3 |
Microsoft
MSFT
|
+$402M |
| 4 |
Alibaba
BABA
|
+$295M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$234M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 10.38% |
| 2 | Consumer Discretionary | 6.52% |
| 3 | Financials | 5.94% |
| 4 | Healthcare | 5.86% |
| 5 | Communication Services | 4.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2376
PUT
Phillips 66
PSX
$81.4B
| $4.15M | ﹤0.01% |
+80,000
| New | +$4.88M |
|
2377
KB Home
KBH
$3.59B
| $4.13M | ﹤0.01% |
107,696
+86,030
| +397% | +$3.01M |
|
|
FL
2378
PUT
DELISTED
Foot Locker
FL
| $4.13M | ﹤0.01% |
125,000
| – | – |
|
2379
American States Water
AWR
$3.46B
| $4.13M | ﹤0.01% |
55,040
-27,880
| -34% | -$2.14M |
|
2380
Perrigo
PRGO
$1.78B
| $4.12M | ﹤0.01% |
89,647
-232,579
| -72% | -$12.2M |
|
2381
CALL
TSMC
TSM
$2.18T
| $4.09M | ﹤0.01% |
50,500
-40,700
| -45% | -$3.09M |
|
2382
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$344M
| $4.09M | ﹤0.01% |
307,285
-38,252
| -11% | -$515K |
|
2383
BlackRock MuniYield New York Quality Fund
MYN
$377M
| $4.09M | ﹤0.01% |
321,870
+1,310
| +0.4% | +$17.1K |
|
|
ENBL
2384
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
| $4.08M | ﹤0.01% |
986,841
-159,520
| -14% | -$782K |
|
|
JOBS
2385
DELISTED
51job Inc
JOBS
| $4.08M | ﹤0.01% |
52,324
+928
| +2% | +$64.5K |
|
|
EXAS
2386
PUT
DELISTED
Exact Sciences
EXAS
| $4.08M | ﹤0.01% |
40,000
| – | – |
|
2387
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$450M
| $4.08M | ﹤0.01% |
68,663
+4,982
| +8% | +$288K |
|
2388
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
| $4.07M | ﹤0.01% |
96,355
+2,973
| +3% | +$124K |
|
2389
Macerich
MAC
$6.92B
| $4.07M | ﹤0.01% |
599,172
+370,257
| +162% | +$2.91M |
|
|
TRVG
2390
trivago
TRVG
$397M
| $4.07M | ﹤0.01% |
524,946
-211
| -0% | -$1.89K |
|
|
AOD
2391
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
| $4.06M | ﹤0.01% |
510,953
+19,098
| +4% | +$152K |
|
|
XIFR
2392
XPLR Infrastructure LP
XIFR
$1.08B
| $4.06M | ﹤0.01% |
67,657
+2,441
| +4% | +$144K |
|
2393
Avista
AVA
$3.24B
| $4.05M | ﹤0.01% |
118,659
+36,659
| +45% | +$1.33M |
|
2394
Darling Ingredients
DAR
$9.44B
| $4.05M | ﹤0.01% |
112,337
+89,111
| +384% | +$2.73M |
|
2395
CALL
Kraft Heinz
KHC
$30B
| $4.05M | ﹤0.01% |
135,112
+116,879
| +641% | +$3.89M |
|
|
MVF
2396
DELISTED
BlackRock MuniVest Fund
MVF
| $4.04M | ﹤0.01% |
465,421
+29,234
| +7% | +$255K |
|
2397
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.87B
| $4.03M | ﹤0.01% |
107,436
-2,121
| -2% | -$82.1K |
|
2398
Ormat Technologies
ORA
$6.65B
| $4.03M | ﹤0.01% |
68,198
+67,022
| +5,699% | +$4.04M |
|
2399
Hartford Multifactor US Equity ETF
ROUS
$726M
| $4.03M | ﹤0.01% |
126,889
-47,620
| -27% | -$1.5M |
|
2400
InterDigital
IDCC
$8.89B
| $4.02M | ﹤0.01% |
70,374
+40,498
| +136% | +$2.43M |
|
Similar funds
UBS Group's Q3 2020 Portfolio in Review
As of Q3 2020, UBS Group held 8,885 positions worth $265B, up 12% from $237B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group's Q3 2020 filing shows 848 new, 3,196 increased, 3,640 reduced and 779 closed positions. Its largest new stake was Li Auto: 1,763,345 shares worth $30.7M. The largest sale was Twitter, Inc., an estimated $482M.
By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.
- UBS Group's largest Q3 2020 buy was Li Auto: 1,763,345 shares worth $30.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2020, an estimated $585M increase.
- UBS Group's biggest Q3 2020 reduction was Twitter, Inc., cutting an estimated $482M.
- UBS Group fully exited Caesars Entertainment Corporation in Q3 2020, selling an estimated $226M.
- UBS Group's ten largest holdings make up 16% of its $265B portfolio in Q3 2020.
- UBS Group opened 848 new positions and closed 779 in Q3 2020.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $265B.
Based on UBS Group's 13F filing for Q3 2020, filed 12 Nov 2020.