UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$440M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$390M |
| 3 |
CRH
CRH
|
+$275M |
| 4 |
Advanced Micro Devices
AMD
|
+$228M |
| 5 |
iShares MSCI EAFE ETF
EFA
|
+$213M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$538M |
| 2 |
iShares MSCI ACWI ETF
ACWI
|
+$473M |
| 3 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$397M |
| 4 |
Microsoft
MSFT
|
+$366M |
| 5 |
UnitedHealth
UNH
|
+$312M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.42% |
| 2 | Financials | 6.7% |
| 3 | Healthcare | 6.28% |
| 4 | Consumer Discretionary | 5.01% |
| 5 | Industrials | 4.22% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
Affiliated Managers Group
AMG
$9.76B
| $6.36M | ﹤0.01% |
48,788
+2,197
| +5% | +$307K |
|
2352
Franco-Nevada
FNV
$46B
| $6.35M | ﹤0.01% |
47,594
-14,120
| -23% | -$2M |
|
|
FOLD
2353
DELISTED
Amicus Therapeutics
FOLD
| $6.34M | ﹤0.01% |
521,670
+121,102
| +30% | +$1.56M |
|
2354
PUT
Newmont
NEM
$119B
| $6.33M | ﹤0.01% |
171,300
-100
| -0.1% | -$4.07K |
|
2355
PUT
Kroger
KR
$34.8B
| $6.33M | ﹤0.01% |
141,400
+60,000
| +74% | +$2.82M |
|
2356
Invesco Energy Exploration & Production ETF
PXE
$79.8M
| $6.32M | ﹤0.01% |
194,545
+137,901
| +243% | +$4.3M |
|
2357
ROBO Global Artificial Intelligence ETF
THNQ
$446M
| $6.31M | ﹤0.01% |
185,372
+52,187
| +39% | +$1.86M |
|
2358
Trip.com Group
TCOM
$29.1B
| $6.3M | ﹤0.01% |
180,214
-82,120
| -31% | -$3.09M |
|
2359
Shutterstock
SSTK
$219M
| $6.3M | ﹤0.01% |
165,526
-35,784
| -18% | -$1.6M |
|
2360
CALL
Linde
LIN
$226B
| $6.29M | ﹤0.01% |
16,900
-10,000
| -37% | -$3.81M |
|
2361
Clearway Energy Class C
CWEN
$6.7B
| $6.28M | ﹤0.01% |
296,993
+22,344
| +8% | +$568K |
|
2362
Arvinas
ARVN
$572M
| $6.28M | ﹤0.01% |
319,738
-57,778
| -15% | -$1.42M |
|
2363
State Street SPDR S&P Health Care Equipment ETF
XHE
$165M
| $6.25M | ﹤0.01% |
80,088
-2,554
| -3% | -$228K |
|
2364
USA Compression Partners
USAC
$3.74B
| $6.25M | ﹤0.01% |
261,934
-16,040
| -6% | -$336K |
|
2365
CALL
KE Holdings
BEKE
$18.8B
| $6.23M | ﹤0.01% |
+401,500
| New | +$6.38M |
|
2366
Fastly Inc
FSLY
$3.66B
| $6.23M | ﹤0.01% |
324,851
+46,935
| +17% | +$916K |
|
2367
JetBlue
JBLU
$2.29B
| $6.23M | ﹤0.01% |
1,353,427
+962,555
| +246% | +$6.33M |
|
2368
iShares Global Consumer Staples ETF
KXI
$1.07B
| $6.23M | ﹤0.01% |
109,108
-11,206
| -9% | -$675K |
|
2369
Cognex
CGNX
$11.3B
| $6.22M | ﹤0.01% |
146,650
-21,536
| -13% | -$1.06M |
|
2370
Tanger
SKT
$4.52B
| $6.22M | ﹤0.01% |
275,020
-74,799
| -21% | -$1.74M |
|
2371
DNP Select Income Fund
DNP
$4.09B
| $6.21M | ﹤0.01% |
652,492
+30,278
| +5% | +$305K |
|
2372
ONE Gas
OGS
$5.04B
| $6.21M | ﹤0.01% |
90,918
+40,558
| +81% | +$3.06M |
|
|
DFUS
2373
Dimensional US Equity ETF
DFUS
$21.6B
| $6.19M | ﹤0.01% |
132,928
+1,716
| +1% | +$83K |
|
2374
Burford Capital
BUR
$971M
| $6.18M | ﹤0.01% |
441,203
+111,831
| +34% | +$1.52M |
|
2375
PUT
SoFi Technologies
SOFI
$23.7B
| $6.17M | ﹤0.01% |
771,900
+2,300
| +0.3% | +$20.2K |
|
Similar funds
UBS Group's Q3 2023 Portfolio in Review
As of Q3 2023, UBS Group held 10,416 positions worth $290B, down 2% from $296B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
UBS Group's Q3 2023 filing shows 1,615 new, 3,254 increased, 4,100 reduced and 999 closed positions. Its largest new stake was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M. The largest sale was NVIDIA, an estimated $538M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 13% a quarter earlier, followed by Financials and Healthcare.
- UBS Group's largest Q3 2023 buy was Invesco S&P MidCap Quality ETF: 181,915 shares worth $14.7M.
- UBS Group added most to Invesco QQQ Trust in Q3 2023, an estimated $440M increase.
- UBS Group's biggest Q3 2023 reduction was NVIDIA, cutting an estimated $538M.
- UBS Group fully exited Magellan Midstream Partners, L.P. in Q3 2023, selling an estimated $245M.
- UBS Group's ten largest holdings make up 15% of its $290B portfolio in Q3 2023.
- UBS Group opened 1,615 new positions and closed 999 in Q3 2023.
- UBS Group's portfolio value fell 2% quarter-over-quarter to $290B.
Based on UBS Group's 13F filing for Q3 2023, filed 9 Nov 2023.