UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$541M |
| 2 |
Microsoft
MSFT
|
+$517M |
| 3 |
Meta Platforms (Facebook)
META
|
+$493M |
| 4 |
Willis Towers Watson
WTW
|
+$405M |
| 5 |
Amazon
AMZN
|
+$372M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$626M |
| 2 |
WORK
Slack Technologies, Inc.
WORK
|
+$282M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$217M |
| 4 |
Adobe
ADBE
|
+$201M |
| 5 |
Danaher
DHR
|
+$188M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.18% |
| 2 | Financials | 7.26% |
| 3 | Consumer Discretionary | 6.08% |
| 4 | Healthcare | 6.04% |
| 5 | Communication Services | 4.98% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
iShares Global Materials ETF
MXI
$362M
| $6.87M | ﹤0.01% |
80,630
-147
| -0.2% | -$13.4K |
|
2352
CALL
Allstate
ALL
$67.5B
| $6.86M | ﹤0.01% |
53,900
+38,900
| +259% | +$5.14M |
|
2353
CALL
Align Technology
ALGN
$12.3B
| $6.85M | ﹤0.01% |
10,300
-17,700
| -63% | -$12M |
|
2354
CALL
Hershey
HSY
$36.6B
| $6.84M | ﹤0.01% |
40,404
+15,000
| +59% | +$2.65M |
|
|
2355
PUT
Hershey
HSY
$36.6B
| $6.84M | ﹤0.01% |
40,404
+15,000
| +59% | +$2.65M |
|
|
NBP
2356
NovaBridge Biosciences American Depositary Shares
NBP
$202M
| $6.84M | ﹤0.01% |
94,302
-75,692
| -45% | -$5.47M |
|
2357
Maravai LifeSciences
MRVI
$919M
| $6.83M | ﹤0.01% |
139,186
-11,481
| -8% | -$560K |
|
2358
AngloGold Ashanti
AU
$48.7B
| $6.83M | ﹤0.01% |
427,143
+110,860
| +35% | +$1.92M |
|
2359
RLX Technology
RLX
$2.46B
| $6.82M | ﹤0.01% |
1,509,612
+1,089,135
| +259% | +$5.92M |
|
|
ADVM
2360
DELISTED
Adverum Biotechnologies
ADVM
| $6.82M | ﹤0.01% |
314,367
+2,234
| +0.7% | +$57K |
|
2361
SoFi Technologies
SOFI
$23.7B
| $6.82M | ﹤0.01% |
429,544
-70,632
| -14% | -$1.11M |
|
|
IFLN
2362
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
| $6.81M | ﹤0.01% |
349,364
+36,543
| +12% | +$715K |
|
2363
Woodward
WWD
$21.4B
| $6.8M | ﹤0.01% |
60,068
+31,728
| +112% | +$3.77M |
|
2364
PUT
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
| $6.79M | ﹤0.01% |
150,000
| – | – |
|
|
PACW
2365
DELISTED
PacWest Bancorp
PACW
| $6.79M | ﹤0.01% |
149,862
-61,430
| -29% | -$2.55M |
|
2366
Ethan Allen Interiors
ETD
$603M
| $6.78M | ﹤0.01% |
286,132
+256,579
| +868% | +$6.33M |
|
|
JHG
2367
DELISTED
Janus Henderson
JHG
| $6.77M | ﹤0.01% |
163,858
+78,756
| +93% | +$3.27M |
|
2368
Textron
TXT
$15.4B
| $6.77M | ﹤0.01% |
96,963
+9,313
| +11% | +$654K |
|
2369
CALL
Bilibili
BILI
$7.84B
| $6.76M | ﹤0.01% |
102,200
-1,416,710
| -93% | -$121M |
|
2370
American Eagle Outfitters
AEO
$3.01B
| $6.75M | ﹤0.01% |
261,764
+107,073
| +69% | +$3.4M |
|
|
FPF
2371
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
| $6.75M | ﹤0.01% |
269,861
+25,209
| +10% | +$645K |
|
2372
Goldman Sachs Hedge Industry VIP ETF
GVIP
$578M
| $6.75M | ﹤0.01% |
68,474
+5,362
| +8% | +$546K |
|
2373
Sabra Healthcare REIT
SBRA
$5.37B
| $6.75M | ﹤0.01% |
458,419
-27,132
| -6% | -$458K |
|
2374
Kinross Gold
KGC
$32.8B
| $6.74M | ﹤0.01% |
1,256,711
+645,734
| +106% | +$3.87M |
|
|
NSA
2375
DELISTED
National Storage Affiliates Trust
NSA
| $6.73M | ﹤0.01% |
127,542
+72,570
| +132% | +$4M |
|
Similar funds
UBS Group's Q3 2021 Portfolio in Review
As of Q3 2021, UBS Group held 10,865 positions worth $318B, up 2.4% from $310B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
UBS Group deployed $12.8B of net new capital in Q3 2021, opening 1,329 new positions and adding to 3,996 existing holdings. Its largest new stake was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 12% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $626M trimmed.
- UBS Group's largest Q3 2021 buy was Dimensional World ex US Core Equity 2 ETF: 1,947,829 shares worth $50.4M.
- UBS Group added most to Apple in Q3 2021, an estimated $541M increase.
- UBS Group's biggest Q3 2021 reduction was Invesco QQQ Trust, cutting an estimated $626M.
- UBS Group fully exited Slack Technologies, Inc. in Q3 2021, selling an estimated $282M.
- UBS Group's ten largest holdings make up 14% of its $318B portfolio in Q3 2021.
- UBS Group opened 1,329 new positions and closed 1,129 in Q3 2021.
- UBS Group's portfolio value rose 2.4% quarter-over-quarter to $318B.
Based on UBS Group's 13F filing for Q3 2021, filed 15 Nov 2021.