UBS Group Portfolio holdings
UBS Group AG, formed through the 1998 merger of Union Bank of Switzerland and Swiss Bank Corporation with roots dating back to 1862, is a Swiss multinational investment bank and financial services firm headquartered in Zurich. Renowned for its dominance in wealth management, UBS serves high-net-worth individuals and families globally, managing trillions in assets, while also offering investment banking, asset management, and retail banking services in Switzerland. The firm has weathered significant challenges, including a major bailout during the 2008 financial crisis, but has since refocused on stability and sustainable growth, emphasizing digital transformation and ESG (environmental, social, governance) investing. With a strong European base and a global reach, UBS remains a cornerstone of the international financial landscape.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$422M |
| 2 |
iShares US Treasury Bond ETF
GOVT
|
+$342M |
| 3 |
Mondelez International
MDLZ
|
+$328M |
| 4 |
SHPG
Shire pic
SHPG
|
+$323M |
| 5 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$258M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
MON
Monsanto Co
MON
|
+$658M |
| 2 |
COL
Rockwell Collins
COL
|
+$266M |
| 3 |
JWN
Nordstrom
JWN
|
+$264M |
| 4 |
Deutsche Bank
DB
|
+$258M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$250M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.19% |
| 2 | Technology | 6.4% |
| 3 | Healthcare | 6.06% |
| 4 | Industrials | 4.94% |
| 5 | Consumer Discretionary | 4.69% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
EVF
2351
Eaton Vance Senior Income Trust
EVF
$90.3M
| $4.24M | ﹤0.01% |
639,813
+25,102
| +4% | +$166K |
|
|
OCIP
2352
DELISTED
OCI Partners LP
OCIP
| $4.23M | ﹤0.01% |
529,307
-1,633
| -0.3% | -$13.9K |
|
2353
WisdomTree
WT
$2.96B
| $4.23M | ﹤0.01% |
415,668
+39,179
| +10% | +$379K |
|
2354
Invesco Senior Income Trust
VVR
$457M
| $4.21M | ﹤0.01% |
938,821
-4,321
| -0.5% | -$19.4K |
|
2355
PUT
Logitech
LOGI
$14.7B
| $4.21M | ﹤0.01% |
115,485
+77,471
| +204% | +$2.82M |
|
2356
Alaunos Therapeutics
TCRT
$4.59M
| $4.21M | ﹤0.01% |
4,571
+168
| +4% | +$149K |
|
|
ALXN
2357
PUT
DELISTED
Alexion Pharmaceuticals
ALXN
| $4.21M | ﹤0.01% |
30,000
-15,000
| -33% | -$2.04M |
|
2358
Penske Automotive Group
PAG
$14.3B
| $4.21M | ﹤0.01% |
88,413
+49,742
| +129% | +$2.15M |
|
2359
Protolabs
PRLB
$1.79B
| $4.2M | ﹤0.01% |
52,349
+47,379
| +953% | +$3.42M |
|
2360
HEICO Corp Class A
HEI.A
$36B
| $4.2M | ﹤0.01% |
86,077
+7,150
| +9% | +$327K |
|
2361
TriplePoint Venture Growth BDC
TPVG
$184M
| $4.19M | ﹤0.01% |
312,867
+26,139
| +9% | +$348K |
|
|
JCO
2362
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
| $4.19M | ﹤0.01% |
425,628
-1,291
| -0.3% | -$12.9K |
|
2363
National Presto Industries
NPK
$870M
| $4.18M | ﹤0.01% |
39,309
+20,317
| +107% | +$2.15M |
|
2364
Boston Beer
SAM
$1.91B
| $4.18M | ﹤0.01% |
26,785
+9,564
| +56% | +$1.4M |
|
2365
VanEck Short High Yield Muni ETF
SHYD
$451M
| $4.18M | ﹤0.01% |
170,878
-14,321
| -8% | -$350K |
|
2366
Gladstone Investment Corp
GAIN
$643M
| $4.17M | ﹤0.01% |
439,832
+32,199
| +8% | +$303K |
|
|
CAJ
2367
DELISTED
Canon, Inc.
CAJ
| $4.17M | ﹤0.01% |
121,453
-9,546
| -7% | -$329K |
|
|
VSM
2368
DELISTED
Versum Materials, Inc.
VSM
| $4.17M | ﹤0.01% |
107,363
+33,318
| +45% | +$1.19M |
|
2369
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
| $4.17M | ﹤0.01% |
71,830
-56,453
| -44% | -$3.3M |
|
2370
PUT
United Rentals
URI
$67.2B
| $4.16M | ﹤0.01% |
30,000
-3,800
| -11% | -$454K |
|
2371
Primerica
PRI
$9.98B
| $4.15M | ﹤0.01% |
50,898
+7,302
| +17% | +$570K |
|
|
ILG
2372
PUT
DELISTED
ILG, Inc Common Stock
ILG
| $4.14M | ﹤0.01% |
155,000
| – | – |
|
2373
CALL
ATI
ATI
$25.6B
| $4.14M | ﹤0.01% |
173,300
+116,100
| +203% | +$2.3M |
|
|
SNV
2374
DELISTED
Synovus
SNV
| $4.14M | ﹤0.01% |
89,921
+293
| +0.3% | +$12.7K |
|
|
AVXS
2375
DELISTED
AveXis, Inc. Common Stock
AVXS
| $4.14M | ﹤0.01% |
42,824
+27,903
| +187% | +$2.52M |
|
Similar funds
UBS Group's Q3 2017 Portfolio in Review
As of Q3 2017, UBS Group held 8,493 positions worth $216B, up 12% from $193B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
UBS Group deployed $15.2B of net new capital in Q3 2017, opening 749 new positions and adding to 3,978 existing holdings. Its largest new stake was Baker Hughes: 613,477 shares worth $22.5M.
By sector, the portfolio is most concentrated in Financials at 7.2% of assets, down from 7.7% a quarter earlier, followed by Technology and Healthcare.
On the sell side, the largest reduction was Monsanto Co, an estimated $658M trimmed.
- UBS Group's largest Q3 2017 buy was Baker Hughes: 613,477 shares worth $22.5M.
- UBS Group added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $422M increase.
- UBS Group's biggest Q3 2017 reduction was Monsanto Co, cutting an estimated $658M.
- UBS Group fully exited Oneok Partners LP in Q3 2017, selling an estimated $218M.
- UBS Group's ten largest holdings make up 16% of its $216B portfolio in Q3 2017.
- UBS Group opened 749 new positions and closed 707 in Q3 2017.
- UBS Group's portfolio value rose 12% quarter-over-quarter to $216B.
Based on UBS Group's 13F filing for Q3 2017, filed 14 Nov 2017.